Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ACCORD EQUITY ADVISORS LLC CRD: 166977 | — | 0 | 0 | A | Unknown |
| ACCRUENT WEALTH ADVISORS CRD: 113706 | — | 0 | 0 | A | Unknown |
| ACCUTRADE INC. CRD: 13564 | — | 7 | 0 | F | INACTIVE |
| ACE & COMPANY NEW YORK, INC. CRD: 304442 | — | 0 | 0 | A | Unknown |
| ACE CAPITAL, INC. CRD: 174757 | — | 0 | 0 | A | Unknown |
| ACE INVESTMENT ADVISOR, INC. CRD: 286113 | — | 0 | 0 | A | Unknown |
| ACE MANAGEMENT CRD: 306881 | — | 0 | 0 | A | Unknown |
| ACENTUS GROUP L.L.C. CRD: 281147 | — | 0 | 0 | A | Unknown |
| ACERO CAPITAL CRD: 162093 | — | 0 | 0 | A | Unknown |
| ACERTADO INVESTMENTS CRD: 333775 | — | 0 | 0 | A | Unknown |
| ACES ADVISORS CRD: 315407 | — | 0 | 0 | A | Unknown |
| ACF INTERNATIONAL INC. CRD: 36151 | — | 0 | 0 | A | INACTIVE |
| ACF TRADING L.L.C. CRD: 111999 | — | 0 | 0 | A | INACTIVE |
| ACG ALPHA MANAGEMENT LLC CRD: 338979 | — | 0 | 0 | A | Unknown |
| ACG SECURITIES, LLC CRD: 37968 | — | 0 | 0 | A | INACTIVE |
| ACG SECURITIES, LLC CRD: 116928 | — | 0 | 0 | A | INACTIVE |
| ACG WEALTH INC. CRD: 150419 | — | 0 | 0 | A | Unknown |
| ACGM, INC. CRD: 29705 | — | 1 | 0 | F | INACTIVE |
| ACH WEALTH MANAGEMENT CRD: 314778 | — | 0 | 0 | A | Unknown |
| ACHIEVE ATM FUND II MGR CRD: 329153 | — | 0 | 0 | A | Unknown |
| ACHIEVE ATM FUND MGR, LLC CRD: 324456 | — | 0 | 0 | A | Unknown |
| ACHILLES MANAGEMENT CRD: 336323 | — | 0 | 0 | A | Unknown |
| ACI GROUP CRD: 164780 | — | 0 | 0 | A | Unknown |
| ACI SECURITIES,INC. CRD: 14591 | — | 0 | 0 | A | INACTIVE |
| ACI WEALTH ADVISORS CRD: 155494 | — | 0 | 0 | A | Unknown |
| ACIOF MANAGEMENT LLC CRD: 315187 | — | 0 | 0 | A | Unknown |
| ACK ASSET MANAGEMENT LLC CRD: 155136 | — | 0 | 0 | A | Unknown |
| ACKMAN ZIFF CHAZEN REALTY ADVISORS LLC CRD: 115892 | — | 0 | 0 | A | INACTIVE |
| ACM CRD: 285739 | — | 0 | 0 | A | Unknown |
| ACM INVESTMENT ADVISOR, LLC CRD: 159206 | — | 0 | 0 | A | Unknown |
| ACME CRD: 168736 | — | 0 | 0 | A | Unknown |
| ACME CAPITAL GROUP, LLC CRD: 299444 | — | 0 | 0 | A | Unknown |
| ACME CREDIT PARTNERS CRD: 328087 | — | 0 | 0 | A | Unknown |
| ACME SECURITIES INC. CRD: 129406 | — | 0 | 0 | A | INACTIVE |
| ACN SECURITIES INC. CRD: 37645 | — | 6 | 0 | F | INACTIVE |
| ACOLYTE ADVISORS CRD: 165295 | — | 0 | 0 | A | Unknown |
| ACON LATAM MANAGEMENT, L.L.C. CRD: 161535 | — | 0 | 0 | A | Unknown |
| ACON SAGA MANAGER L.L.C. CRD: 162029 | — | 0 | 0 | A | Unknown |
| ACORN ADVISORS, LLC CRD: 144006 | — | 0 | 0 | A | Unknown |
| ACORN ADVISORY CAPITAL, L.P. CRD: 133040 | — | 0 | 0 | A | Unknown |
| ACORN ASSET MANAGEMENT LTD CRD: 290762 | — | 0 | 0 | A | Unknown |
| ACORN CAPITAL CORPORATION CRD: 10354 | — | 0 | 0 | A | INACTIVE |
| ACORN WEALTH ADVISORS, LLC CRD: 170462 | — | 0 | 0 | A | Unknown |
| ACORNS CRD: 165926 | — | 0 | 0 | A | Unknown |
| ACOSTA CAPITAL ADVISORS CRD: 336749 | — | 0 | 0 | A | Unknown |
| ACP CREDIT MANAGEMENT CRD: 336428 | — | 0 | 0 | A | Unknown |
| ACP GROUP, LLC CRD: 334525 | — | 0 | 0 | A | Unknown |
| ACP SECURITIES, LLC CRD: 139049 | FL | 4 | 1 | F | Active |
| ACPE SERVICES S.A. CRD: 167069 | — | 0 | 0 | A | Unknown |
| ACPWA, LLC CRD: 316654 | — | 0 | 0 | A | Unknown |