Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| 5 Talents Advisors, Inc CRD: 333270 | - | 0 | 1 | - | Unknown |
| 50 Park Capital, LLC CRD: 283451 | - | 0 | 0 | - | Unknown |
| 50 South Capital Advisors, LLC CRD: 174762 | - | 0 | 1 | - | Unknown |
| 500 Global CRD: 161526 | - | 0 | 1 | - | Unknown |
| 500 Kimchi Management Company LLC CRD: 292500 | - | 0 | 1 | - | Unknown |
| 500 Mobile Collective Management Company LLC CRD: 291951 | - | 0 | 0 | - | Unknown |
| 500 Startups Canada Management Company, Inc. CRD: 288002 | - | 0 | 0 | - | Unknown |
| 500 Startups Management Company Singapore PTE Ltd CRD: 292515 | - | 0 | 0 | - | Unknown |
| 500 Startups Management Company UK LLP CRD: 292508 | - | 0 | 0 | - | Unknown |
| 501 North, LLC CRD: 338118 | - | 0 | 1 | - | Unknown |
| 503 Capital Partners, LLC CRD: 327580 | - | 0 | 1 | - | Unknown |
| 503 Partners, LLC CRD: 283349 | - | 0 | 1 | - | Unknown |
| 504 Fund Advisors, LLC CRD: 169663 | - | 0 | 0 | - | Unknown |
| 50T Funds CRD: 326720 | - | 0 | 1 | - | Unknown |
| 50T Funds CRD: 313081 | - | 0 | 0 | - | Unknown |
| 5151 Advisors, LLC CRD: 145814 | - | 0 | 0 | - | Unknown |
| 51Quid Digital Assets CRD: 336113 | - | 0 | 1 | - | Unknown |
| 52 Capital LLC CRD: 307036 | - | 0 | 0 | - | Unknown |
| 520 Arbitrage LLC CRD: 327752 | - | 0 | 0 | - | Unknown |
| 521 Capital Group, LLC CRD: 338638 | - | 0 | 1 | - | Unknown |
| 5280 Capital CRD: 167460 | - | 0 | 1 | - | Unknown |
| 52Africa Management, LLC CRD: 343129 | - | 0 | 1 | - | Unknown |
| 52TEN LLC CRD: 330071 | - | 0 | 1 | - | Unknown |
| 530 Angels CRD: 168640 | - | 0 | 0 | - | Unknown |
| 537 Securities, Inc. CRD: 137593 | - | 0 | 0 | A | INACTIVE |
| 54 Wealth Management, LLC CRD: 155471 | - | 0 | 0 | - | Unknown |
| 545 Investments CRD: 310799 | - | 0 | 1 | - | Unknown |
| 55 North Private Wealth CRD: 325325 | - | 0 | 1 | - | Unknown |
| 55 Ridgewood LLC CRD: 316154 | - | 0 | 1 | - | Unknown |
| 55 Wealth CRD: 340170 | - | 0 | 1 | - | Unknown |
| 55IP CRD: 286620 | - | 0 | 1 | - | Unknown |
| 56 Capital Partners, Ltd CRD: 290938 | - | 0 | 2 | - | Unknown |
| 56 Management LLC CRD: 315198 | - | 0 | 1 | - | Unknown |
| 57 Stars LLC CRD: 135202 | - | 0 | 1 | - | Unknown |
| 57 West Capital Advisors, Inc. CRD: 115378 | - | 0 | 3 | - | Unknown |
| 57Blocks Capital GP CRD: 339788 | - | 0 | 1 | - | Unknown |
| 584 North LLC CRD: 339372 | - | 0 | 1 | - | Unknown |
| 59 North Capital Management, LP CRD: 300258 | - | 0 | 1 | - | Unknown |
| 59 Wall Street Distributors, Inc. CRD: 26989 | - | 0 | 0 | A | INACTIVE |
| 599 Holdings LLC CRD: 337230 | - | 0 | 1 | - | Unknown |
| 5AM Ventures CRD: 160395 | - | 0 | 1 | - | Unknown |
| 5C Advisor CRD: 330565 | - | 0 | 1 | - | Unknown |
| 5C Capital Management, LLC CRD: 284213 | - | 0 | 4 | - | Unknown |
| 5C(C) Capital, LLC CRD: 342248 | - | 0 | 1 | - | Unknown |
| 5CLP Advisor CRD: 328959 | - | 0 | 1 | - | Unknown |
| 5D Partners LLC CRD: 308304 | NY | 0 | 3 | A | Active |
| 5T Wealth, LLC CRD: 112552 | - | 0 | 1 | - | Unknown |
| 5Talents Investing, LLC CRD: 331658 | - | 0 | 2 | - | Unknown |
| 5TH Century Partners CRD: 313522 | - | 0 | 1 | - | Unknown |
| 5TH Level Capital Management CRD: 285071 | - | 0 | 1 | - | Unknown |