Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ACQUIRA CAPITAL CRD: 325373 | — | 0 | 0 | A | Unknown |
| ACQUIRE ADVISORY LLC CRD: 172305 | — | 0 | 0 | A | Unknown |
| ACR CAPITAL LLC CRD: 173777 | — | 0 | 0 | A | Unknown |
| ACRES CRD: 281190 | — | 0 | 0 | A | Unknown |
| ACRUX WEALTH LLC CRD: 313732 | — | 0 | 0 | A | Unknown |
| ACS SECURITIES CORP. CRD: 16606 | — | 0 | 0 | A | INACTIVE |
| ACT ADVISORS CRD: 173120 | — | 0 | 0 | A | Unknown |
| ACT II CAPITAL, L.L.C. CRD: 122747 | — | 0 | 0 | A | Unknown |
| ACT REFERRAL, LLC CRD: 299902 | — | 0 | 0 | A | Unknown |
| ACT SECURITIES, LLC CRD: 297652 | — | 0 | 0 | A | Unknown |
| ACTAI VENTURES CRD: 317296 | — | 0 | 0 | A | Unknown |
| ACTERA GROUP LTD CRD: 163398 | — | 0 | 0 | A | Unknown |
| ACTEVE LLC CRD: 284709 | — | 0 | 0 | A | Unknown |
| ACTION II, INC. CRD: 46489 | — | 0 | 0 | A | INACTIVE |
| ACTIS CRD: 160424 | — | 0 | 0 | A | Unknown |
| ACTIS EU MANAGEMENT S.À R.L. CRD: 328083 | — | 0 | 0 | A | Unknown |
| ACTIS GP CRD: 168712 | — | 0 | 0 | A | Unknown |
| ACTIS UK ADVISERS LIMITED CRD: 328002 | — | 0 | 0 | A | Unknown |
| ACTIUM GROUP LLC CRD: 307495 | — | 0 | 0 | A | Unknown |
| ACTIVA CAPITAL CRD: 307250 | — | 0 | 0 | A | Unknown |
| ACTIVANT CAPITAL GROUP LLC CRD: 173856 | — | 0 | 0 | A | Unknown |
| ACTIVATE WEALTH LLC CRD: 305668 | — | 0 | 0 | A | Unknown |
| ACTIVE ALTS INC. CRD: 282287 | — | 0 | 0 | A | Unknown |
| ACTIVE ALTS INC. CRD: 283778 | — | 0 | 0 | A | Unknown |
| ACTIVE ALTS INC. CRD: 285036 | — | 0 | 0 | A | Unknown |
| ACTIVE ROBO CRD: 285268 | — | 0 | 0 | A | Unknown |
| ACTIVE WEALTH ADVISORS CRD: 336793 | — | 0 | 0 | A | Unknown |
| ACTIVE YIELD CAPITAL MANAGEMENT, LLC CRD: 316057 | — | 0 | 0 | A | Unknown |
| ACTIVO CAPITAL CRD: 332726 | — | 0 | 0 | A | Unknown |
| ACTS FINANCIAL ADVISORS CRD: 325930 | — | 0 | 0 | A | Unknown |
| ACTUAL CRD: 287868 | — | 0 | 0 | A | Unknown |
| ACUITY FINANCIAL ADVISORS CRD: 145862 | — | 0 | 0 | A | Unknown |
| ACUMEN CRD: 174380 | — | 0 | 0 | A | Unknown |
| ACUMEN ASSOCIATES LLC CRD: 314041 | — | 0 | 0 | A | Unknown |
| ACUMEN ASSOCIATES, LLC CRD: 285873 | — | 0 | 0 | A | Unknown |
| ACUTE INVESTMENT ADVISORY CRD: 170368 | — | 0 | 0 | A | Unknown |
| ACVC MANAGEMENT, LLC CRD: 309667 | — | 0 | 0 | A | Unknown |
| AD DEUM FUNDS, LLC CRD: 293323 | — | 0 | 0 | A | Unknown |
| AD LUNAM LLC CRD: 317541 | — | 0 | 0 | A | Unknown |
| AD QUATENUS MANAGEMENT GROUP LLC CRD: 309340 | — | 0 | 0 | A | Unknown |
| ADA ADVISORS LLC CRD: 162606 | — | 0 | 0 | A | Unknown |
| ADAM CAPITAL CRD: 291709 | — | 0 | 0 | A | Unknown |
| ADAM DOTY COMPANY CRD: 315125 | — | 0 | 0 | A | Unknown |
| ADAM E. GILBERT CRD: 2001 | — | 0 | 0 | A | INACTIVE |
| ADAM M RICH LLC CRD: 46890 | — | 0 | 0 | A | INACTIVE |
| ADAMAS PARTNERS, LLC CRD: 156665 | — | 0 | 0 | A | Unknown |
| ADAMS & CO. CRD: 26348 | — | 0 | 0 | A | INACTIVE |
| ADAMS ASHBY FINANCIAL ADVISORS CRD: 149683 | — | 0 | 0 | A | Unknown |
| ADAMS ASSET ADVISORS LLC CRD: 120573 | — | 0 | 0 | A | Unknown |
| ADAMS FUNDS ADVISERS CRD: 226613 | — | 0 | 0 | A | Unknown |