Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| 777 Securities CRD: 288294 | NY | 0 | 2 | A | Active |
| 77TH Street Investors CRD: 174445 | - | 0 | 1 | - | Unknown |
| 79 Financial CRD: 316208 | - | 0 | 0 | - | Unknown |
| 793 Capital, LLC CRD: 331262 | - | 0 | 0 | - | Unknown |
| 7a Financial LLC CRD: 174949 | - | 0 | 0 | - | Unknown |
| 7BC Venture Capital, LLC CRD: 316536 | - | 0 | 1 | - | Unknown |
| 7G Bioventures Management Company, LLC CRD: 318414 | - | 0 | 1 | - | Unknown |
| 7G Capital Management, LLC CRD: 165221 | - | 0 | 0 | - | Unknown |
| 7M Securities, LLC CRD: 153895 | - | 0 | 0 | A | INACTIVE |
| 7Piers Capital, LLC CRD: 165002 | - | 0 | 0 | - | Unknown |
| 7PW Wealth, LLC CRD: 323511 | - | 0 | 3 | - | Unknown |
| 7Ridge Limited CRD: 315057 | - | 0 | 0 | - | Unknown |
| 7Summit Advisors, LLC CRD: 171409 | - | 0 | 2 | - | Unknown |
| 7Summits Investments, LLC CRD: 299125 | - | 0 | 0 | - | Unknown |
| 7TH Harvest Investments CRD: 139792 | - | 0 | 1 | - | Unknown |
| 7TH ST. Financial CRD: 289765 | - | 0 | 1 | - | Unknown |
| 7Twelve Advisors, LLC CRD: 149849 | - | 0 | 0 | - | Unknown |
| 7TWO CRD: 328900 | - | 0 | 4 | - | Unknown |
| 7V AI Management LLC CRD: 329287 | - | 0 | 0 | - | Unknown |
| 7Wire Management, L.P. CRD: 287776 | - | 0 | 1 | - | Unknown |
| 8 Knot Capital L.L.C. CRD: 306988 | - | 0 | 0 | - | Unknown |
| 8 Knots Management, LLC CRD: 305473 | - | 0 | 1 | - | Unknown |
| 8 Management Co, LLC CRD: 315599 | - | 0 | 1 | - | Unknown |
| 8 Rivers Advisors, LLC CRD: 286464 | - | 0 | 0 | A | INACTIVE |
| 8-BIT Capital Management, LLC CRD: 313557 | - | 0 | 1 | - | Unknown |
| 80 West Asset Management, LLC CRD: 330401 | - | 0 | 1 | - | Unknown |
| 80/20 Financial Services CRD: 300772 | - | 0 | 1 | - | Unknown |
| 80/20 Wealth Management, LLC CRD: 294738 | - | 0 | 0 | - | Unknown |
| 801 West Capital Management, LLC CRD: 168417 | - | 0 | 1 | - | Unknown |
| 8020 Capital LLC CRD: 317717 | - | 0 | 1 | - | Unknown |
| 808 Investments CRD: 334068 | - | 0 | 1 | - | Unknown |
| 8090 Industries LLC CRD: 323356 | - | 0 | 1 | - | Unknown |
| 8090 Partners LLC CRD: 315268 | - | 0 | 1 | - | Unknown |
| 811 Capital LLC CRD: 317866 | - | 0 | 0 | - | Unknown |
| 818 Family Office, LLC CRD: 339082 | - | 0 | 1 | - | Unknown |
| 82 Partners, LLC CRD: 309562 | - | 0 | 0 | - | Unknown |
| 82VS Management, LLC CRD: 331503 | - | 0 | 1 | - | Unknown |
| 83N Partners, LLC CRD: 316643 | - | 0 | 1 | - | Unknown |
| 83North 2017, Ltd. CRD: 294729 | - | 0 | 0 | - | Unknown |
| 83North Management, Ltd. CRD: 283471 | - | 0 | 0 | - | Unknown |
| 83RD ST. Wealth Management, LLC CRD: 172115 | - | 0 | 0 | - | Unknown |
| 84 Ventures, LLC CRD: 315660 | - | 0 | 1 | - | Unknown |
| 86 Republic, LLC CRD: 307733 | - | 0 | 1 | - | Unknown |
| 8808 Ventures LLC CRD: 305917 | - | 0 | 1 | - | Unknown |
| 888 Partners CRD: 174911 | - | 0 | 0 | - | Unknown |
| 888HZ Management Partners LLC CRD: 337874 | - | 0 | 0 | - | Unknown |
| 891 Venture Limited CRD: 163624 | - | 0 | 0 | - | Unknown |
| 8Figures CRD: 337941 | - | 0 | 1 | - | Unknown |
| 8Fold Digital Asset Management, LLC CRD: 319345 | - | 0 | 0 | - | Unknown |
| 8TH & Jackson Capital Management, LLC CRD: 287740 | - | 0 | 0 | - | Unknown |