Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ADAMS STREET ADVISORS, LLC CRD: 333783 | — | 0 | 0 | A | Unknown |
| ADAMS WEALTH ADVISORS CRD: 286087 | — | 0 | 0 | A | Unknown |
| ADAMS, HESS, MOORE & CO. CRD: 7322 | — | 7 | 0 | F | INACTIVE |
| ADAMS-HANSEN & ASSOCIATES CRD: 156719 | — | 0 | 0 | A | Unknown |
| ADAPT WEALTH ADVISORS, LLC CRD: 329448 | — | 0 | 0 | A | Unknown |
| ADAPT3R ADVISORS CRD: 329982 | — | 0 | 0 | A | Unknown |
| ADAPTIVE ADVICE, LLC CRD: 310529 | — | 0 | 0 | A | Unknown |
| ADAPTIVE ADVISERS, LLC CRD: 318716 | — | 0 | 0 | A | Unknown |
| ADAPTIVE ADVISORY, LLC CRD: 175232 | — | 0 | 0 | A | Unknown |
| ADAPTIVE ASSET MANAGEMENT CRD: 158406 | — | 0 | 0 | A | Unknown |
| ADAPTIVE INVESTMENTS CRD: 281201 | — | 0 | 0 | A | Unknown |
| ADAPTIVE WEALTH, LLC CRD: 171045 | — | 0 | 0 | A | Unknown |
| ADDA FINANCIAL LLC CRD: 316857 | — | 0 | 0 | A | Unknown |
| ADDENDA CAPITAL CRD: 137034 | — | 0 | 0 | A | Unknown |
| ADDICUS ADVISORY, LLC CRD: 282244 | — | 0 | 0 | A | Unknown |
| ADDIE CAPITAL CRD: 282144 | — | 0 | 0 | A | Unknown |
| ADDIGENCE CORPORATION CRD: 323504 | — | 0 | 0 | A | Unknown |
| ADDISON & ASSOCIATES, INC. CRD: 21626 | — | 0 | 0 | A | INACTIVE |
| ADDISON PARTNERS, LLC CRD: 171646 | — | 0 | 0 | A | Unknown |
| ADDITION WEALTH CRD: 318018 | — | 0 | 0 | A | Unknown |
| ADDITIVE ADVISORY PBC CRD: 283979 | — | 0 | 0 | A | Unknown |
| ADDWEALTH ADVISORS, LLC CRD: 306554 | — | 0 | 0 | A | Unknown |
| ADELE BRADY BOLSON CPA PS CRD: 116392 | — | 0 | 0 | A | Unknown |
| ADELIS ADVISORY A/S CRD: 317934 | — | 0 | 0 | A | Unknown |
| ADELIS ADVISORY AB II CRD: 289290 | — | 0 | 0 | A | Unknown |
| ADELIS ADVISORY I AB CRD: 169534 | — | 0 | 0 | A | Unknown |
| ADELIS ADVISORY III AB CRD: 317936 | — | 0 | 0 | A | Unknown |
| ADELIS ADVISORY IV AB CRD: 333820 | — | 0 | 0 | A | Unknown |
| ADELIS SSID ADVISORY AB CRD: 322672 | — | 0 | 0 | A | Unknown |
| ADELLE ADVISORS, LLC CRD: 283108 | — | 0 | 0 | A | Unknown |
| ADELPHI CAPITAL ADVISORY, LLC CRD: 298903 | — | 0 | 0 | A | Unknown |
| ADENIA PARTNERS LTD CRD: 332221 | — | 0 | 0 | A | Unknown |
| ADERO PARTNERS, LLC CRD: 297808 | — | 0 | 0 | A | Unknown |
| ADI NITAI DAS, LLC CRD: 337479 | — | 0 | 0 | A | Unknown |
| ADK WEALTH ADVISORY GROUP CRD: 175085 | — | 0 | 0 | A | Unknown |
| ADLEBERG ASSET ADVISORS, LLC CRD: 144606 | — | 0 | 0 | A | Unknown |
| ADLER COLEMAN & CO., INC. CRD: 16104 | — | 0 | 0 | A | INACTIVE |
| ADLER FINANCIAL CRD: 310978 | — | 0 | 0 | A | Unknown |
| ADLER, COLEMAN & CO. CRD: 1022 | — | 0 | 0 | A | INACTIVE |
| ADLER, ROBERT CRD: 304216 | — | 0 | 0 | A | Unknown |
| ADM SECURITIES, INC. CRD: 31973 | — | 0 | 0 | A | INACTIVE |
| ADOLOS ASSET MANAGEMENT CRD: 315505 | — | 0 | 0 | A | Unknown |
| ADONDO CAPITAL CRD: 152672 | — | 0 | 0 | A | Unknown |
| ADOS INC. CRD: 296849 | — | 0 | 0 | A | Unknown |
| ADOY LLC CRD: 312240 | — | 0 | 0 | A | Unknown |
| ADP I GP LIMITED CRD: 284979 | — | 0 | 0 | A | Unknown |
| ADRIAN LEE & PARTNERS CRD: 110822 | — | 0 | 0 | A | Unknown |
| ADT ENTERPRISES CRD: 14399 | — | 0 | 0 | A | INACTIVE |
| ADUNA CAPITAL CRD: 311270 | — | 0 | 0 | A | Unknown |
| ADURO VENTURES CRD: 165993 | — | 0 | 0 | A | Unknown |