Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| ADVANCED ASSET MANAGEMENT ADVISORS, INC. CRD: 119859 | — | 0 | 0 | A | Unknown |
| ADVANCED EQUITIES SERVICES CORP. CRD: 104377 | — | 0 | 0 | A | INACTIVE |
| ADVANCED INVESTMENTS CRD: 112924 | — | 0 | 0 | A | Unknown |
| ADVANCED PRACTICE PLANNING, LLC CRD: 327349 | — | 0 | 0 | A | Unknown |
| ADVANCED QUANTITATIVE CONSULTING CRD: 153021 | — | 0 | 0 | A | Unknown |
| ADVANCED QUANTITATIVE STRATEGIES, LLC CRD: 316406 | — | 0 | 0 | A | Unknown |
| ADVANCED WEALTH ADVICE CRD: 340145 | — | 0 | 0 | A | Unknown |
| ADVANTAGE ADVISORY GROUP, LTD CRD: 165397 | — | 0 | 0 | A | Unknown |
| ADVANTAGE INVESTING, INC. CRD: 116059 | — | 0 | 0 | A | Unknown |
| ADVANTAGE PARTNERS CRD: 324136 | — | 0 | 0 | A | Unknown |
| ADVANTAGE WEALTH ADVISORS CRD: 280028 | — | 0 | 0 | A | Unknown |
| ADVECT GROUP, LLC CRD: 163971 | — | 0 | 0 | A | Unknown |
| ADVENT ADVISORS LLC CRD: 304835 | — | 0 | 0 | A | Unknown |
| ADVENT INTERNATIONAL, L.P. CRD: 105673 | — | 0 | 0 | A | Unknown |
| ADVENT PARTNERS PTY LTD CRD: 171232 | — | 0 | 0 | A | Unknown |
| ADVENT VENTURES CRD: 163394 | — | 0 | 0 | A | Unknown |
| ADVEST, INC. CRD: 10 | — | 77 | 0 | F | INACTIVE |
| ADVICE ONLY CRD: 334039 | — | 0 | 0 | A | Unknown |
| ADVICE TO THRIVE CRD: 337444 | — | 0 | 0 | A | Unknown |
| ADVISE FINANCIAL CRD: 282087 | — | 0 | 0 | A | Unknown |
| ADVISER ALLIANCE, LLC CRD: 287551 | — | 0 | 0 | A | Unknown |
| ADVISIFI LLC CRD: 332477 | — | 0 | 0 | A | Unknown |
| ADVISING FOR LIFE, LLC CRD: 336634 | — | 0 | 0 | A | Unknown |
| ADVISO WEALTH CRD: 308198 | — | 0 | 0 | A | Unknown |
| ADVISOR ALLIANCE LLC CRD: 289813 | — | 0 | 0 | A | Unknown |
| ADVISOR DIRECT CRD: 141363 | — | 0 | 0 | A | INACTIVE |
| ADVISOR MANAGEMENT, LLC CRD: 306532 | — | 0 | 0 | A | Unknown |
| ADVISOR ONE, LLC CRD: 169498 | — | 0 | 0 | A | Unknown |
| ADVISOR PARTNERS, LLC CRD: 114536 | — | 0 | 0 | A | Unknown |
| ADVISOR RESOURCE COUNCIL CRD: 164109 | — | 0 | 0 | A | Unknown |
| ADVISOR.INVESTMENTS CRD: 142202 | — | 0 | 0 | A | Unknown |
| ADVISORS ON CALL CRD: 315319 | — | 0 | 0 | A | Unknown |
| ADVISORS UNLIMITED CRD: 120315 | — | 0 | 0 | A | INACTIVE |
| ADVISORS UNLIMITED CRD: 281474 | — | 0 | 0 | A | Unknown |
| ADVISORS, LLC CRD: 306111 | — | 0 | 0 | A | Unknown |
| ADVISORY CRD: 293370 | — | 0 | 0 | A | Unknown |
| ADVISORY ADVOCATES LLC CRD: 284100 | — | 0 | 0 | A | Unknown |
| ADVISORY ALPHA, LLC CRD: 158282 | — | 0 | 0 | A | Unknown |
| ADVISORY API SYSTEMS LLC CRD: 330083 | — | 0 | 0 | A | Unknown |
| ADVISORY DIALECTICS CRD: 332273 | — | 0 | 0 | A | Unknown |
| ADVISORY FUSION, LLC CRD: 282227 | — | 0 | 0 | A | Unknown |
| ADVISORY GROUP WEST CRD: 127463 | — | 0 | 0 | A | Unknown |
| ADVISORY PARTNERS, LLC CRD: 285518 | — | 0 | 0 | A | Unknown |
| ADVISORY RESEARCH INC CRD: 108254 | — | 0 | 0 | A | Unknown |
| ADVISORY RESOURCE GROUP, LLC CRD: 117314 | — | 0 | 0 | A | Unknown |
| ADVISORY RESOURCE GROUP, LLC CRD: 191512 | — | 0 | 0 | A | Unknown |
| ADVISORY SERVICES NETWORK CRD: 146051 | — | 0 | 0 | A | Unknown |
| ADVISORY SERVICES NORTHWEST CRD: 329344 | — | 0 | 0 | A | Unknown |
| ADVISORY SERVICES, LTD. CRD: 125257 | — | 0 | 0 | A | Unknown |
| ADVISORY SOLUTIONS GROUP CRD: 339919 | — | 0 | 0 | A | Unknown |