Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| A YEO Capital Management LLC CRD: 340208 | - | 0 | 2 | - | Unknown |
| A&B Advisors CRD: 114598 | - | 0 | 0 | - | Unknown |
| A&G Financial Management, LLC CRD: 154561 | - | 0 | 1 | - | Unknown |
| A&L Securities Corp. CRD: 21628 | - | 0 | 0 | A | INACTIVE |
| A&M Advisory LLC CRD: 317768 | - | 0 | 0 | - | Unknown |
| A&M Asset Administration, LLC CRD: 319172 | - | 0 | 0 | - | Unknown |
| A&M Capital CRD: 163576 | - | 0 | 1 | - | Unknown |
| A&M Private Wealth Partners, LLC CRD: 331478 | - | 0 | 7 | - | Unknown |
| A&O Advisors CRD: 298796 | - | 0 | 0 | - | Unknown |
| A&P Capital LLC CRD: 285322 | - | 0 | 0 | - | Unknown |
| A&R Securities Corp CRD: 34584 | - | 0 | 0 | A | INACTIVE |
| A&S Capital Management, LLC CRD: 146343 | - | 0 | 0 | - | Unknown |
| A&S Trading, LLC CRD: 117601 | - | 0 | 0 | A | INACTIVE |
| A-Advantage TAX & Financial Services Inc. CRD: 141159 | - | 0 | 0 | - | Unknown |
| A-First-Securities Advisers Inc. CRD: 28136 | - | 0 | 0 | A | INACTIVE |
| A-Grade Management LLC CRD: 168124 | - | 0 | 1 | - | Unknown |
| A-Star Capital LLC CRD: 130031 | - | 0 | 0 | A | INACTIVE |
| A-Star Partners, LLC CRD: 316533 | - | 0 | 1 | - | Unknown |
| A-Strategy Onyx Capital LLC CRD: 332442 | - | 0 | 1 | - | Unknown |
| A-Street Management LP CRD: 336707 | - | 0 | 1 | - | Unknown |
| A-Team Advisors CRD: 310941 | - | 0 | 1 | - | Unknown |
| A-Team Financial Investments CRD: 298219 | - | 0 | 2 | - | Unknown |
| A-V Capital Management, LLC CRD: 142599 | - | 0 | 1 | - | Unknown |
| A. B. Culbertson and Company CRD: 6870 | - | 3 | 0 | C | INACTIVE |
| A. C. Goode & Co., Inc. CRD: 8356 | - | 0 | 0 | A | INACTIVE |
| A. C. Masingill & Associates, Inc. CRD: 8391 | - | 0 | 0 | A | INACTIVE |
| A. Cerqueira Trading, Inc. CRD: 31095 | - | 0 | 0 | A | INACTIVE |
| A. CH. Securities, Inc. CRD: 44630 | - | 4 | 0 | C | INACTIVE |
| A. Duncan Investment Advisory, LLC CRD: 284450 | - | 0 | 0 | - | Unknown |
| A. E. Ames & Co., Incorporated CRD: 1076 | - | 0 | 0 | A | INACTIVE |
| A. E. AUB & Co. CRD: 1130 | - | 0 | 0 | A | INACTIVE |
| A. E. Beer & Co., Inc. CRD: 1199 | - | 0 | 0 | A | INACTIVE |
| A. F. Best Securities, Inc. CRD: 14335 | - | 0 | 0 | A | INACTIVE |
| A. F. Garcia & Company CRD: 7277 | - | 0 | 0 | A | INACTIVE |
| A. F. Green & Company, Inc. CRD: 7310 | - | 0 | 0 | A | INACTIVE |
| A. F. Investments, Inc. CRD: 18552 | - | 0 | 0 | A | INACTIVE |
| A. G. Blakey & Company CRD: 1253 | - | 0 | 0 | A | INACTIVE |
| A. G. Edwards & Sons, Inc. CRD: 4 | - | 342 | 0 | F | INACTIVE |
| A. G. Halvorson Securities Inc. CRD: 37250 | - | 1 | 0 | B | INACTIVE |
| A. Gary Shilling & Co. CRD: 288071 | - | 0 | 1 | - | Unknown |
| A. Gary Shilling & Co., Inc. CRD: 7666 | - | 3 | 0 | C | INACTIVE |
| A. Gile & Co. CRD: 329204 | - | 0 | 1 | - | Unknown |
| A. H. Williams & Company, Inc. CRD: 123682 | - | 0 | 3 | - | Unknown |
| A. J. B. Zunser Co., Inc. CRD: 6721 | - | 0 | 0 | A | INACTIVE |
| A. J. Brooker Financial Associates CRD: 157211 | - | 0 | 1 | - | Unknown |
| A. J. Kilpatrick & Co. CRD: 2437 | - | 0 | 0 | A | INACTIVE |
| A. J. Mayer & Company Inc. CRD: 16169 | - | 0 | 0 | A | INACTIVE |
| A. J. Perry & Co. CRD: 107041 | - | 0 | 1 | - | Unknown |
| A. Katcher Co. CRD: 2399 | - | 0 | 0 | A | INACTIVE |
| A. M. Howells & Company, Inc. CRD: 2241 | - | 0 | 0 | A | INACTIVE |