Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AETNA ASSET ADVISORS, LLC CRD: 161282 | — | 0 | 0 | A | Unknown |
| AETNA LIFE INSURANCE AND ANNUITY COMPANY CRD: 13256 | — | 2 | 0 | F | INACTIVE |
| AEVF GP LP CRD: 335652 | — | 0 | 0 | A | Unknown |
| AEW EUROPE LLP CRD: 160878 | — | 0 | 0 | A | Unknown |
| AF BROKERAGE, INC. CRD: 46756 | — | 0 | 0 | A | INACTIVE |
| AF SERIES, LLC CRD: 316383 | — | 0 | 0 | A | Unknown |
| AF VENTURES CRD: 299338 | — | 0 | 0 | A | Unknown |
| AFA ADVISORS LLC CRD: 105454 | — | 0 | 0 | A | Unknown |
| AFBI LP CRD: 331428 | — | 0 | 0 | A | Unknown |
| AFC ADVISOR LLC CRD: 318888 | — | 0 | 0 | A | Unknown |
| AFC MANAGEMENT, LLC CRD: 311281 | — | 0 | 0 | A | Unknown |
| AFC SECURITIES INC. CRD: 14325 | — | 0 | 0 | A | INACTIVE |
| AFC WEALTH ADVISORS CRD: 333622 | — | 0 | 0 | A | Unknown |
| AFC WEALTH MANAGEMENT CRD: 297461 | — | 0 | 0 | A | Unknown |
| AFCG, LLC CRD: 138441 | — | 0 | 0 | A | Unknown |
| AFD, INC. CRD: 34047 | — | 0 | 0 | A | INACTIVE |
| AFF FUNDS, LLC CRD: 336074 | — | 0 | 0 | A | Unknown |
| AFFILIATED ADVISORS, INC. CRD: 131295 | — | 0 | 0 | A | Unknown |
| AFFILIATED FUNDING CORP. CRD: 104256 | — | 0 | 0 | A | INACTIVE |
| AFFINITI VENTURES CRD: 291181 | — | 0 | 0 | A | Unknown |
| AFFINITY ASSET ADVISORS, LLC CRD: 312788 | — | 0 | 0 | A | Unknown |
| AFFINITY FINANCIAL ADVISORY CRD: 134034 | — | 0 | 0 | A | Unknown |
| AFFINITY WEALTH LLC CRD: 285169 | — | 0 | 0 | A | Unknown |
| AFFIRMATIVE FINANCIAL SERVICES CRD: 174344 | — | 0 | 0 | A | Unknown |
| AFFLINT ADVISORS, LLC CRD: 312719 | — | 0 | 0 | A | Unknown |
| AFFLUENCE ADVISORY CRD: 327995 | — | 0 | 0 | A | Unknown |
| AFFLUENCE ADVISORY LLC CRD: 328805 | — | 0 | 0 | A | Unknown |
| AFFLUO, LLC CRD: 170149 | — | 0 | 0 | A | Unknown |
| AFH ASSET MANAGEMENT, INC. CRD: 118805 | — | 0 | 0 | A | Unknown |
| AFI CAPITAL CORPORATION CRD: 10736 | — | 0 | 0 | A | INACTIVE |
| AFINITIV LLC CRD: 305672 | — | 0 | 0 | A | Unknown |
| AFINUM MANAGEMENT GMBH CRD: 289209 | — | 0 | 0 | A | Unknown |
| AFL ADVISORY GROUP LLC CRD: 168957 | — | 0 | 0 | A | Unknown |
| AFLAC ASSET MANAGEMENT LLC CRD: 304316 | — | 0 | 0 | A | Unknown |
| AFM INVESTMENTS, INC. CRD: 24584 | — | 2 | 0 | F | INACTIVE |
| AFP GROUP, LLC CRD: 164651 | — | 0 | 0 | A | Unknown |
| AFS ADVISORS, LLC CRD: 156180 | — | 0 | 0 | A | Unknown |
| AFS EQUITIES, INC. CRD: 35464 | — | 2 | 0 | F | INACTIVE |
| AFS INVESTMENTS CRD: 163928 | — | 0 | 0 | A | Unknown |
| AFS SECURITIES, LLC CRD: 171819 | — | 0 | 0 | A | INACTIVE |
| AFSC ADVISORS, INC CRD: 281467 | — | 0 | 0 | A | Unknown |
| AFT US CAPITAL LLC CRD: 335448 | — | 0 | 0 | A | Unknown |
| AFT, FORSYTH AND COMPANY, INC. CRD: 137404 | — | 0 | 0 | A | Unknown |
| AFTON ADVISORS, LLC CRD: 300884 | — | 0 | 0 | A | Unknown |
| AFW ASSOCIATES LLC CRD: 289429 | NY | 0 | 1 | A | Active |
| AFZALI INVESTMENTS, LLC CRD: 305104 | — | 0 | 0 | A | Unknown |
| AG ASSET ADVISORY, LLC CRD: 154406 | — | 0 | 0 | A | Unknown |
| AG BD LLC CRD: 23122 | — | 0 | 0 | A | INACTIVE |
| AG CAPITAL INVESTMENTS CRD: 165677 | — | 0 | 0 | A | Unknown |
| AG FINANCIAL CRD: 140226 | — | 0 | 0 | A | Unknown |