Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AG GLOBAL ADVISORS LLC CRD: 155398 | — | 0 | 0 | A | Unknown |
| AGA SECURITIES, LLC CRD: 122781 | WA | 0 | 1 | A | Active |
| AGAPE WEALTH MANAGEMENT LLC CRD: 339898 | — | 0 | 0 | A | Unknown |
| AGAR INC. CRD: 8017 | — | 0 | 0 | A | INACTIVE |
| AGATA INVESTMENTS LLC CRD: 318275 | — | 0 | 0 | A | Unknown |
| AGATE HOUND, LLC CRD: 328431 | — | 0 | 0 | A | Unknown |
| AGAVE WEALTH ADVISORS CRD: 299139 | — | 0 | 0 | A | Unknown |
| AGC PARTNERS CRD: 125958 | MA | 1 | 1 | F | Active |
| AGDEAVOR INVESTMENTS CRD: 147340 | — | 0 | 0 | A | Unknown |
| AGE FRIENDLY CRD: 315137 | — | 0 | 0 | A | Unknown |
| AGEMY WEALTH ADVISORS, LLC CRD: 218512 | — | 0 | 0 | A | Unknown |
| AGENCY DESK, LLC CRD: 131851 | — | 2 | 0 | F | INACTIVE |
| AGENTSMYTH ADVISORS CRD: 330911 | — | 0 | 0 | A | Unknown |
| AGES LEGACY ADVISORS, LLC CRD: 340447 | — | 0 | 0 | A | Unknown |
| AGF ADVISORS CRD: 156071 | — | 0 | 0 | A | Unknown |
| AGF INVESTMENT CORP. CRD: 14056 | — | 0 | 0 | A | INACTIVE |
| AGF INVESTMENTS CRD: 153781 | — | 0 | 0 | A | Unknown |
| AGF INVESTMENTS CRD: 145669 | — | 0 | 0 | A | Unknown |
| AGF SECURITIES, INC. CRD: 998 | — | 1 | 0 | F | INACTIVE |
| AGFE CRD: 158072 | — | 0 | 0 | A | Unknown |
| AGFE CRD: 161027 | — | 0 | 0 | A | Unknown |
| AGFUNDER ADVISORS, LLC CRD: 304047 | — | 0 | 0 | A | Unknown |
| AGG ASSET MANAGEMENT, LLC CRD: 154846 | — | 0 | 0 | A | Unknown |
| AGH WEALTH ADVISORS, LLC CRD: 146796 | — | 0 | 0 | A | Unknown |
| AGILE ASSET MANAGEMENT CRD: 136141 | — | 0 | 0 | A | Unknown |
| AGILE CAPITAL CRD: 174102 | — | 0 | 0 | A | Unknown |
| AGILE CAPITAL CRD: 331621 | — | 0 | 0 | A | Unknown |
| AGILE INVESTMENTS CRD: 132924 | — | 0 | 0 | A | Unknown |
| AGILE INVESTMENTS, INC. CRD: 120101 | — | 0 | 0 | A | INACTIVE |
| AGILE PT GROUP LLC CRD: 155177 | — | 2 | 0 | F | INACTIVE |
| AGILE TRADING TECHNOLOGIES, LLC CRD: 306627 | PA | 0 | 1 | A | Active |
| AGILE WEALTH LLC CRD: 314967 | — | 0 | 0 | A | Unknown |
| AGILI, P.C. CRD: 107664 | — | 0 | 0 | A | Unknown |
| AGILON CAPITAL CRD: 298447 | — | 0 | 0 | A | Unknown |
| AGIS MANAGEMENT LLC CRD: 172457 | — | 0 | 0 | A | Unknown |
| AGL US DL MANAGEMENT LLC CRD: 331398 | — | 0 | 0 | A | Unknown |
| AGM 60 CRD: 335355 | — | 0 | 0 | A | Unknown |
| AGM SECURITIES LLC CRD: 132197 | FL | 0 | 1 | A | Active |
| AGMAN CAPITAL CRD: 334799 | — | 0 | 0 | A | Unknown |
| AGMEN ASSET MANAGEMENT LLC CRD: 315764 | — | 0 | 0 | A | Unknown |
| AGNC MANAGEMENT, LLC CRD: 161600 | — | 0 | 0 | A | Unknown |
| AGNY SECURITIES, LTD. CRD: 14666 | — | 0 | 0 | A | INACTIVE |
| AGORA INVESTMENTS CRD: 332032 | — | 0 | 0 | A | Unknown |
| AGORA SECURITIES CORP. CRD: 137317 | — | 0 | 0 | A | INACTIVE |
| AGP II, LLC CRD: 310477 | — | 0 | 0 | A | Unknown |
| AGP III, LLC CRD: 310478 | — | 0 | 0 | A | Unknown |
| AGR PARTNERS LLC CRD: 283081 | — | 0 | 0 | A | Unknown |
| AGR PARTNERS, LLC CRD: 165566 | — | 0 | 0 | A | Unknown |
| AGS SECURITIES, INC. CRD: 38462 | — | 0 | 0 | A | INACTIVE |
| AGSM VENTURES, LLC CRD: 284204 | — | 0 | 0 | A | Unknown |