Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| AGSN INVESTMENTS, LLC CRD: 337967 | — | 0 | 0 | A | Unknown |
| AGVISORY, LLC CRD: 102160 | — | 0 | 0 | A | INACTIVE |
| AGW CAPITAL ADVISORS CRD: 150570 | — | 0 | 0 | A | Unknown |
| AGYA VENTURES LLC CRD: 321237 | — | 0 | 0 | A | Unknown |
| AHARA ADVISORS CRD: 312385 | — | 0 | 0 | A | Unknown |
| AHART & BRYAN, INC. CRD: 16521 | — | 0 | 0 | A | INACTIVE |
| AHC ADVISORS, INC. CRD: 127364 | — | 0 | 0 | A | Unknown |
| AHEAD VC, LLC CRD: 323752 | — | 0 | 0 | A | Unknown |
| AHERN HOLDINGS, INC. CRD: 44825 | — | 0 | 0 | A | INACTIVE |
| AHL PARTNERS LLP CRD: 167882 | — | 0 | 0 | A | Unknown |
| AHLBECK FINANCIAL CRD: 312380 | — | 0 | 0 | A | Unknown |
| AHM LLC CRD: 174459 | — | 0 | 0 | A | Unknown |
| AHOY CAPITAL CRD: 300100 | — | 0 | 0 | A | Unknown |
| AHTS ADVISORS, LLC CRD: 284668 | — | 0 | 0 | A | Unknown |
| AI ADVISOR, INC. CRD: 122984 | — | 0 | 0 | A | Unknown |
| AI AGENT CAPITAL, LLC CRD: 329981 | — | 0 | 0 | A | Unknown |
| AI ALPHA LLC CRD: 334908 | — | 0 | 0 | A | Unknown |
| AI CAPITAL CRD: 335052 | — | 0 | 0 | A | Unknown |
| AI EARN LTD CRD: 337851 | — | 0 | 0 | A | Unknown |
| AI FINANCIAL, INC. CRD: 128781 | — | 0 | 0 | A | Unknown |
| AI FUNDS CRD: 328886 | — | 0 | 0 | A | Unknown |
| AI GLOBAL INVESTORS (USA) LLC CRD: 304227 | — | 0 | 0 | A | Unknown |
| AI LIST MANAGEMENT LLC CRD: 292538 | — | 0 | 0 | A | Unknown |
| AI SECURITIES,INC. CRD: 23108 | — | 0 | 0 | A | INACTIVE |
| AI VENTURES CRD: 335674 | — | 0 | 0 | A | Unknown |
| AI YOSEMITE, LLC CRD: 324235 | — | 0 | 0 | A | Unknown |
| AI2 INCUBATOR CRD: 324195 | — | 0 | 0 | A | Unknown |
| AIA SECURITIES LLC CRD: 323693 | — | 0 | 0 | A | INACTIVE |
| AIA STOCK ADVICE CRD: 146487 | — | 0 | 0 | A | Unknown |
| AIC CAPITAL LLC CRD: 162926 | — | 0 | 0 | A | Unknown |
| AIF MANAGEMENT LLC CRD: 326000 | — | 0 | 0 | A | Unknown |
| AIFAM GROUP LLC CRD: 158290 | — | 0 | 0 | A | Unknown |
| AIG SECURITIES CORP. CRD: 14321 | — | 0 | 0 | A | INACTIVE |
| AIG, INC. CRD: 17001 | — | 0 | 0 | A | INACTIVE |
| AIH CRD: 332722 | — | 0 | 0 | A | Unknown |
| AIIM PARTNERS CRD: 298224 | — | 0 | 0 | A | Unknown |
| AIKAPA CRD: 144517 | — | 0 | 0 | A | Unknown |
| AILARES, INC. CRD: 309235 | — | 0 | 0 | A | Unknown |
| AIM ADVISORS CRD: 154373 | — | 0 | 0 | A | Unknown |
| AIM ADVISORS CRD: 317933 | — | 0 | 0 | A | Unknown |
| AIM ADVISORS, LLC CRD: 325125 | — | 0 | 0 | A | Unknown |
| AIM ADVISORY GROUP, LLC CRD: 169281 | — | 0 | 0 | A | Unknown |
| AIM CAPITAL CRD: 165183 | — | 0 | 0 | A | Unknown |
| AIM GROUP LIMITED CRD: 169714 | — | 0 | 0 | A | Unknown |
| AIM NETWORK INC. CRD: 10107 | — | 0 | 0 | A | INACTIVE |
| AIM SECURITIES CO. CRD: 33801 | — | 4 | 0 | F | INACTIVE |
| AIM SECURITIES, INC CRD: 10106 | — | 0 | 0 | A | INACTIVE |
| AIM WEALTH, LLC CRD: 317241 | — | 0 | 0 | A | Unknown |
| AIMS CAPITAL CORPORATION CRD: 15118 | — | 0 | 0 | A | INACTIVE |
| AIMTOP ADVISORS, LLC CRD: 312935 | — | 0 | 0 | A | Unknown |