Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Nestyield Etfs CRD: 332971 | - | 0 | 1 | - | Unknown |
| NET Equity Capital CRD: 315303 | - | 0 | 2 | - | Unknown |
| NET Financial CRD: 330795 | - | 0 | 1 | - | Unknown |
| NET Income LLC CRD: 282066 | - | 0 | 1 | - | Unknown |
| NET Investment Strategies, LLC CRD: 283212 | - | 0 | 0 | - | Unknown |
| NET Return Asset Management LLC CRD: 159895 | - | 0 | 1 | - | Unknown |
| NET Worth Advisors CRD: 107596 | - | 0 | 1 | - | Unknown |
| NET Worth Advisory Group, LLC CRD: 126983 | - | 0 | 3 | - | Unknown |
| NET Worth Advisory Services CRD: 118694 | - | 0 | 2 | - | Unknown |
| NET Worth Consulting, LLC CRD: 277140 | - | 0 | 0 | - | Unknown |
| NET Worth Management CRD: 117624 | - | 0 | 0 | - | Unknown |
| NET Worth Solutions LLC CRD: 129704 | - | 0 | 2 | - | Unknown |
| Netadvizor Wealth LLC CRD: 319725 | - | 0 | 3 | - | Unknown |
| Netadvizor, LLC CRD: 298449 | - | 0 | 0 | - | Unknown |
| Netcapital Securities Inc. CRD: 329071 | MA | 0 | 1 | A | Active |
| Netcirq, LLC CRD: 111678 | - | 0 | 0 | A | INACTIVE |
| Netcorp Securities, Inc. CRD: 16917 | - | 0 | 0 | A | INACTIVE |
| Netfolio Securities, Inc. CRD: 104449 | - | 0 | 0 | A | INACTIVE |
| Netgain Trading, LLC CRD: 114838 | - | 0 | 0 | A | INACTIVE |
| Netherby Advisors LLC CRD: 148827 | - | 0 | 3 | - | Unknown |
| Netherland Securities, Inc. CRD: 42629 | - | 0 | 0 | A | INACTIVE |
| Netmore Planning, LLC CRD: 310904 | - | 0 | 0 | - | Unknown |
| Netols Asset Management Inc CRD: 113328 | - | 0 | 0 | - | Unknown |
| Netplus Capital LLC CRD: 152455 | - | 0 | 0 | - | Unknown |
| Netrex Capital Markets, LLC CRD: 160529 | FL | 0 | 3 | A | Active |
| Netshares Financial Services LLC CRD: 307532 | TX | 0 | 2 | A | Active |
| Netting & Pace Cpas CRD: 110732 | - | 0 | 0 | - | Unknown |
| Netvest Financial, L.L.C. CRD: 170100 | - | 0 | 1 | - | Unknown |
| Network 1 Financial Advisors Inc. CRD: 121239 | - | 0 | 8 | - | Unknown |
| Network 1 Financial Fund Advisors, LLC CRD: 305864 | - | 0 | 1 | - | Unknown |
| Network 1 Financial Securities Inc. CRD: 13577 | NJ | 26 | 13 | B | Active |
| Network Capital CRD: 342019 | - | 0 | 1 | - | Unknown |
| Network Capital Corporation CRD: 1389 | - | 4 | 0 | C | INACTIVE |
| Network Equities, Inc. CRD: 10659 | - | 0 | 0 | A | INACTIVE |
| Network Investment Advisors Incorporated CRD: 290927 | - | 0 | 1 | - | Unknown |
| Networth Advisors, LLC CRD: 311621 | - | 0 | 1 | - | Unknown |
| Networth Asset Management, Inc CRD: 105145 | - | 0 | 3 | - | Unknown |
| Networth Capital CRD: 326911 | - | 0 | 0 | - | Unknown |
| Networth Financial Services, LLC CRD: 126666 | - | 0 | 3 | - | Unknown |
| Networth Wealth Management, LLC CRD: 187512 | - | 0 | 0 | - | Unknown |
| Netz-Gaia Partners Israel Ltd CRD: 334029 | - | 0 | 0 | - | Unknown |
| NEU Wealth Group CRD: 316673 | - | 0 | 1 | - | Unknown |
| Neuberger Berman Aifm Limited CRD: 283654 | - | 0 | 0 | - | Unknown |
| Neuberger Berman Aifm Luxembourg Sarl CRD: 300813 | - | 0 | 0 | - | Unknown |
| Neuberger Berman Asia Limited CRD: 154286 | - | 0 | 0 | - | Unknown |
| Neuberger Berman Asset Management Ireland Limited CRD: 300727 | - | 0 | 0 | - | Unknown |
| Neuberger Berman BD LLC CRD: 2908 | NY | 25 | 783 | B | Active |
| Neuberger Berman Canada ULC CRD: 284803 | - | 0 | 0 | - | Unknown |
| Neuberger Berman Europe Limited CRD: 162267 | - | 0 | 0 | - | Unknown |
| Neuberger Berman Investment Advisers LLC CRD: 124687 | - | 0 | 1 | - | Unknown |