Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PO&G Advisors, LLC CRD: 283324 | - | 0 | 1 | - | Unknown |
| Pocino Associates CRD: 112731 | - | 0 | 0 | - | Unknown |
| Pocket Project CRD: 310651 | - | 0 | 1 | - | Unknown |
| Pocketnest CRD: 297534 | - | 0 | 0 | - | Unknown |
| Pocketnest CRD: 309091 | - | 0 | 0 | - | Unknown |
| POD Securities CRD: 337460 | FL | 0 | 1 | A | Active |
| Podell Financial Group LLC CRD: 325383 | - | 0 | 1 | - | Unknown |
| Podemsky Ventures Management, LLC CRD: 322997 | - | 0 | 1 | - | Unknown |
| Poder Wealth Advisors CRD: 332301 | - | 0 | 1 | - | Unknown |
| Podesta & Co. CRD: 13140 | - | 1 | 0 | B | INACTIVE |
| Podesta Capital Advisors CRD: 291417 | - | 0 | 0 | - | Unknown |
| Podlin International Realty, Ltd. CRD: 127210 | - | 0 | 1 | - | Unknown |
| POE Securities, Inc. CRD: 16391 | - | 0 | 0 | A | INACTIVE |
| Poehls Associates LLC CRD: 285585 | - | 0 | 1 | - | Unknown |
| Poet Advisors LLC CRD: 161052 | - | 0 | 0 | - | Unknown |
| Poetic Group LLC CRD: 293886 | - | 0 | 1 | - | Unknown |
| Pogson & Matt Wealth Management Group CRD: 155377 | - | 0 | 1 | - | Unknown |
| Poinciana Advisors Group, LLC CRD: 137423 | - | 0 | 1 | - | Unknown |
| Poinsett Securities, LLC CRD: 175443 | SC | 0 | 2 | A | Active |
| Point 16 Capital, LLC CRD: 286414 | - | 0 | 1 | - | Unknown |
| Point 41 Capital Partners, L.P. CRD: 323118 | - | 0 | 0 | - | Unknown |
| Point 41 Capital Partners, L.P. CRD: 334365 | - | 0 | 1 | - | Unknown |
| Point Allerton LLC CRD: 126144 | - | 0 | 0 | - | Unknown |
| Point Break Capital Management LLC CRD: 164213 | - | 0 | 1 | - | Unknown |
| Point Bridge Capital, LLC CRD: 168071 | - | 0 | 1 | - | Unknown |
| Point Defiance Capital Management LLC CRD: 150627 | - | 0 | 0 | - | Unknown |
| Point Direx Securities, LLC CRD: 41437 | - | 2 | 0 | B | INACTIVE |
| Point Hope PTE Ltd CRD: 313988 | - | 0 | 0 | - | Unknown |
| Point Investors Corporation CRD: 14373 | - | 0 | 0 | A | INACTIVE |
| Point Judith Management Company, LLC CRD: 162889 | - | 0 | 1 | - | Unknown |
| Point Loma Advisors CRD: 287918 | - | 0 | 2 | - | Unknown |
| Point Nemo Capital, LLC CRD: 328695 | - | 0 | 1 | - | Unknown |
| Point Nine Inc. CRD: 333690 | - | 0 | 1 | - | Unknown |
| Point Nine Management GMBH CRD: 306640 | - | 0 | 0 | - | Unknown |
| Point Nine Management II GMBH CRD: 319531 | - | 0 | 0 | - | Unknown |
| Point North CRD: 313263 | - | 0 | 0 | - | Unknown |
| Point of Attention Investments CRD: 308976 | - | 0 | 0 | - | Unknown |
| Point Olema Capital Partners, L.P. CRD: 304303 | - | 0 | 1 | - | Unknown |
| Point Rider Capital CRD: 305965 | - | 0 | 0 | - | Unknown |
| Point SUR Investors LLC CRD: 282783 | - | 0 | 1 | - | Unknown |
| Point View Wealth Management, Inc. CRD: 106119 | - | 0 | 0 | - | Unknown |
| Point Wealth, LLC CRD: 315625 | - | 0 | 1 | - | Unknown |
| Point Windward Advisors, Inc. CRD: 110457 | - | 0 | 5 | - | Unknown |
| Point4Ward Financial Planning CRD: 312375 | - | 0 | 1 | - | Unknown |
| Point72 Asset Management, L.P. CRD: 283077 | - | 0 | 1 | - | Unknown |
| Pointbreak Advisers LLC CRD: 281241 | - | 0 | 0 | - | Unknown |
| Pointe Atlantic, Inc CRD: 46599 | - | 1 | 0 | B | INACTIVE |
| Pointe Equity Partners LLC CRD: 151379 | - | 0 | 1 | - | Unknown |
| Pointer Management, LLC CRD: 156810 | - | 0 | 2 | - | Unknown |
| POINTER.CAPITAL, LLC CRD: 314085 | - | 0 | 0 | - | Unknown |