CRD #337460 · FINRA BrokerCheck + SEC IAPD

POD Securities

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, POD Securities ranks #15,700 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #207 of 251 on the same disclosure sort used on the state browse page. POD Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.

Grade A
Safety grade
1
branch office
0
disclosures
#15,700 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 337460 POD Securities

POD Securities · Grade A · 0 disc · 0.00/office · Single-office firm

  • CRD 337460
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 1
  • PER-OFF 0.00
  • RANK #15,700 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)

1-800 NO Loads, Inc.0.001031 Exchange Place, Inc.0.0010X Securities0.00POD Securities (this)0.00
Disclosures per office among single-office firm peers (lower is cleaner)

POD Securities ranks #15,700 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 1 offices

Clean disclosure surface

POD Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Opa-Locka, FL, 33054
Formed
05/27/2025
State of Formation
Delaware
CRD Number
337460
SEC Number
71381

Clean BrokerCheck surface

POD Securities's clean BrokerCheck surface

POD Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).

POD Securities shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of POD Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Florida cohort · 0.00× state average

POD Securities sits below the Florida disclosure average

POD Securities reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does POD Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, POD Securities ranks #15,700 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #207 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for POD Securities?
A grade of A means POD Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does POD Securities have?
POD Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is POD Securities?
POD Securities operates 1 branch office and is classified by FINRA as a small firm, registered in FL (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify POD Securities's disciplinary record?
You can verify POD Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 337460. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. POD Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.