Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Plymouth Holdings Investors LLC CRD: 191511 | - | 0 | 0 | - | Unknown |
| Plymouth Lane Capital Management, LLC CRD: 170581 | - | 0 | 0 | - | Unknown |
| Plymouth Real Estate Capital, LLC CRD: 151910 | - | 0 | 0 | A | INACTIVE |
| PM & Partners SGR S.P.A CRD: 282684 | - | 0 | 0 | - | Unknown |
| PM Advisors LLC CRD: 287631 | - | 0 | 1 | - | Unknown |
| PM Group Financial Services, PLLC CRD: 292101 | - | 0 | 0 | - | Unknown |
| PM Investors Company CRD: 2963 | - | 0 | 0 | A | INACTIVE |
| PM MGMT, LP CRD: 335729 | - | 0 | 1 | - | Unknown |
| PM Squared Financial CRD: 305206 | - | 0 | 0 | - | Unknown |
| PM Wealth Advisors LLC CRD: 335598 | - | 0 | 0 | - | Unknown |
| PM Wealth Management, LLC CRD: 298324 | - | 0 | 0 | - | Unknown |
| PMA Securities, LLC CRD: 30397 | IL | 0 | 13 | A | Active |
| PMA Securities,Inc. CRD: 14640 | - | 0 | 0 | A | INACTIVE |
| PMA Wealth Management CRD: 323475 | - | 0 | 1 | - | Unknown |
| Pmadvisers CRD: 292085 | - | 0 | 0 | - | Unknown |
| PMB Advisors CRD: 137495 | - | 0 | 2 | - | Unknown |
| PMB Securities Co., L.P. CRD: 35407 | - | 2 | 0 | B | INACTIVE |
| PMB Securities Corp. CRD: 118642 | - | 0 | 0 | A | INACTIVE |
| PMC Capital Markets CRD: 30376 | - | 0 | 0 | A | INACTIVE |
| PMC Sports CRD: 334169 | - | 0 | 1 | - | Unknown |
| PMC Wealth, LLC CRD: 332215 | - | 0 | 1 | - | Unknown |
| PMD Advisory CRD: 159443 | - | 0 | 1 | - | Unknown |
| PMG Family Office, LLC CRD: 312154 | - | 0 | 1 | - | Unknown |
| PMG GP, LLC CRD: 310598 | - | 0 | 0 | - | Unknown |
| PMG Securities Corporation CRD: 27107 | - | 0 | 0 | A | INACTIVE |
| PMG Wealth Management CRD: 285899 | - | 0 | 2 | - | Unknown |
| PMI Securities Co. CRD: 14106 | - | 0 | 0 | A | INACTIVE |
| PMJ Securities, Inc. CRD: 127329 | - | 0 | 0 | A | INACTIVE |
| PMK Securities & Research, Inc. CRD: 40145 | - | 4 | 0 | C | INACTIVE |
| PMMSF Partners, LLC CRD: 310316 | - | 0 | 1 | - | Unknown |
| Pmsource LLC CRD: 151564 | - | 0 | 0 | - | Unknown |
| PMV Capital Advisers, LLC CRD: 308010 | - | 0 | 1 | - | Unknown |
| PMX Corp CRD: 33184 | - | 0 | 0 | A | INACTIVE |
| Pnab Advisors, LLC CRD: 153205 | - | 0 | 0 | - | Unknown |
| PNC Brokerage Corp CRD: 34671 | - | 7 | 0 | C | INACTIVE |
| PNC Capital Markets LLC CRD: 15647 | PA | 13 | 31 | C | Active |
| PNC FIG Advisory, Inc. CRD: 143093 | - | 1 | 0 | B | INACTIVE |
| PNC Managed Account Solutions, Inc. CRD: 110476 | - | 0 | 0 | - | Unknown |
| PNC Mezzanine Management Corp CRD: 157565 | - | 0 | 0 | - | Unknown |
| PNC Real Estate CRD: 172753 | - | 0 | 1 | - | Unknown |
| PNC Realty Investors, Inc. CRD: 139904 | - | 0 | 0 | - | Unknown |
| PNC Steel City Advisors, LLC CRD: 172658 | - | 0 | 1 | - | Unknown |
| PNC Wealth Management LLC CRD: 129052 | PA | 19 | 1,662 | B | Active |
| PNF Management LLC CRD: 158027 | - | 0 | 0 | - | Unknown |
| PNFP Capital Markets, Inc. CRD: 179528 | TN | 0 | 5 | A | Active |
| PNL Investments CRD: 339543 | - | 0 | 1 | - | Unknown |
| PNP Scale Management LLC CRD: 301357 | - | 0 | 1 | - | Unknown |
| PNR Financial Services LLC CRD: 169869 | - | 0 | 1 | - | Unknown |
| PNT Asset Management LLC CRD: 337547 | - | 0 | 1 | - | Unknown |
| PNW Asset Management CRD: 172429 | - | 0 | 1 | - | Unknown |