Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Robin LEE Wealth Management CRD: 338696 | - | 0 | 1 | - | Unknown |
| Robin Markets Inc CRD: 338821 | - | 0 | 1 | - | Unknown |
| Robin Miller Financial CRD: 316382 | - | 0 | 0 | - | Unknown |
| Robin Pinkham Investment Advisory, LLC CRD: 150596 | - | 0 | 1 | - | Unknown |
| Robinhood Asset Management CRD: 323736 | - | 0 | 136 | - | Unknown |
| Robinhood Financial, LLC CRD: 165998 | FL | 65 | 29 | D | Active |
| Robinhood Securities, LLC CRD: 287900 | FL | 5 | 14 | C | Active |
| Robinhood Ventures CRD: 339165 | - | 0 | 1 | - | Unknown |
| Robinson & Lukens, Inc. CRD: 23686 | - | 1 | 0 | B | INACTIVE |
| Robinson & Robinson, Inc. CRD: 3199 | - | 0 | 0 | A | INACTIVE |
| Robinson and Lukens CRD: 722 | - | 0 | 0 | A | INACTIVE |
| Robinson Asset Management CRD: 307966 | - | 0 | 0 | - | Unknown |
| Robinson Capital Group CRD: 126194 | - | 0 | 1 | - | Unknown |
| Robinson Capital Management LLC CRD: 145220 | - | 0 | 1 | - | Unknown |
| Robinson Capital Management, LLC CRD: 166182 | - | 0 | 1 | - | Unknown |
| Robinson Financial Planning CRD: 168576 | - | 0 | 0 | - | Unknown |
| Robinson Global Investment Management LLC CRD: 316962 | - | 0 | 2 | - | Unknown |
| Robinson Investment Group Inc CRD: 107454 | - | 0 | 1 | - | Unknown |
| Robinson Nelson CRD: 336312 | - | 0 | 1 | - | Unknown |
| Robinson Rose Capital Management LLC CRD: 152015 | - | 0 | 0 | - | Unknown |
| Robinson Securities Corp. CRD: 16814 | - | 0 | 0 | A | INACTIVE |
| Robinson Smith Wealth Advisors, LLC CRD: 123098 | - | 0 | 3 | - | Unknown |
| Robinson Stocks CRD: 321752 | - | 0 | 1 | - | Unknown |
| Robinson Value Management, Ltd. CRD: 110156 | - | 0 | 1 | - | Unknown |
| Robinson Wealth and Financial Planning CRD: 334229 | - | 0 | 1 | - | Unknown |
| Robinson Wealth Management Group, Inc. CRD: 145752 | - | 0 | 0 | - | Unknown |
| Robinswood Financial CRD: 143417 | - | 0 | 2 | - | Unknown |
| Robious Capital LLC CRD: 296869 | - | 0 | 0 | - | Unknown |
| Roble Management LLC CRD: 316529 | - | 0 | 1 | - | Unknown |
| Roble, Belko and Company, Inc. CRD: 123286 | - | 0 | 4 | - | Unknown |
| Robo Advisor, Inc. CRD: 155976 | - | 0 | 1 | - | Unknown |
| Robo Global Capital Management, LLC CRD: 287974 | - | 0 | 0 | - | Unknown |
| Robo Global Ventures, LLC CRD: 285377 | - | 0 | 0 | - | Unknown |
| Roboactive CRD: 299167 | - | 0 | 0 | - | Unknown |
| Robocap Asset Management Limited CRD: 325028 | - | 0 | 0 | - | Unknown |
| Robocap LLP CRD: 296461 | - | 0 | 0 | - | Unknown |
| Robohack Manager, LLC CRD: 334254 | - | 0 | 1 | - | Unknown |
| Robostrategy Advisors CRD: 337701 | - | 0 | 1 | - | Unknown |
| Robot Ventures Management, LLC CRD: 324017 | - | 0 | 1 | - | Unknown |
| Robotic Securities Solutions, Inc CRD: 281069 | - | 0 | 0 | - | Unknown |
| Robotic Trading Advisors, LLC CRD: 168687 | - | 0 | 0 | - | Unknown |
| Robotti & Company Advisors, LLC CRD: 128093 | - | 0 | 2 | - | Unknown |
| Robotti Securities, LLC CRD: 13251 | NY | 2 | 2 | B | Active |
| Robovise DBA Robo CRD: 285062 | - | 0 | 0 | - | Unknown |
| Robshaw & Julian Associates Inc CRD: 110305 | - | 0 | 0 | - | Unknown |
| Robson Investment Strategies, LLC CRD: 298412 | - | 0 | 0 | - | Unknown |
| Robur Capital, L.P. CRD: 152488 | - | 0 | 0 | - | Unknown |
| Robus Capital Partners LLC CRD: 282547 | PR | 0 | 2 | A | Active |
| Robust Asset Management CRD: 166058 | - | 0 | 0 | - | Unknown |
| Robust Dynamics LP CRD: 286642 | - | 0 | 0 | - | Unknown |