Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Talas Capital LLC CRD: 284292 | - | 0 | 1 | - | Unknown |
| Talbot Financial Services, Inc. CRD: 46345 | - | 1 | 0 | B | INACTIVE |
| Talbot Financial, LLC CRD: 155162 | - | 0 | 1 | - | Unknown |
| Talcott Resolution Distribution Company, Inc. CRD: 37819 | CT | 2 | 4 | B | Active |
| Talcott Securities, Inc. CRD: 18346 | - | 0 | 0 | A | INACTIVE |
| Tale Venture Partners LLC CRD: 304879 | - | 0 | 1 | - | Unknown |
| Taleb Taleb Capital LLC CRD: 335086 | - | 0 | 1 | - | Unknown |
| Talent Capital Management LLC CRD: 175229 | - | 0 | 1 | - | Unknown |
| Talent Management L.L.C. CRD: 339907 | - | 0 | 1 | - | Unknown |
| Talented Tenth Investments Inc. CRD: 30863 | - | 5 | 0 | C | INACTIVE |
| Talented Traders II, LLC CRD: 123581 | - | 0 | 0 | A | INACTIVE |
| Talguard Investments LLC CRD: 174872 | - | 0 | 1 | - | Unknown |
| Talimco, LLC CRD: 151644 | - | 0 | 0 | - | Unknown |
| Talino Capital Partners LLC CRD: 307129 | - | 0 | 0 | - | Unknown |
| Talisman Group Investments, L.L.C. CRD: 166542 | - | 0 | 0 | - | Unknown |
| Talisman Wealth Advisors, LLC CRD: 313283 | - | 0 | 2 | - | Unknown |
| Talkabouthealth DBA Advizmo CRD: 337485 | - | 0 | 1 | - | Unknown |
| Talking Horse L.L.C. CRD: 46630 | - | 0 | 0 | A | INACTIVE |
| Talking Horse, LLC CRD: 124222 | - | 0 | 0 | A | INACTIVE |
| Talkot Capital, LLC CRD: 164231 | - | 0 | 0 | - | Unknown |
| Tall Clover Management, LLC CRD: 286021 | - | 0 | 0 | - | Unknown |
| Tall House Financial CRD: 166267 | - | 0 | 0 | - | Unknown |
| Tall Pines Capital, LLC CRD: 286089 | - | 0 | 1 | - | Unknown |
| Tall Tree Investment Management, LLC CRD: 160035 | - | 0 | 0 | - | Unknown |
| Tall Trees Capital Management LP CRD: 307808 | - | 0 | 0 | - | Unknown |
| Tallahassee Financial Advisors, Inc. CRD: 169204 | - | 0 | 1 | - | Unknown |
| Talley & Company CRD: 29203 | - | 1 | 0 | B | INACTIVE |
| Talley Financial CRD: 117053 | - | 0 | 1 | - | Unknown |
| Talley Wealth CRD: 328407 | - | 0 | 2 | - | Unknown |
| Talley, Mcneil & Co., Inc. CRD: 16528 | - | 0 | 0 | A | INACTIVE |
| Tallgrass Wealth Management, Inc. CRD: 305396 | - | 0 | 2 | - | Unknown |
| Tallvine Partners Management LP CRD: 330629 | - | 0 | 1 | - | Unknown |
| Tallwood Associates, Inc. CRD: 26527 | - | 0 | 0 | A | INACTIVE |
| Tallwood Venture Capital CRD: 162177 | - | 0 | 0 | - | Unknown |
| Tallwoods Partners, LLC CRD: 168865 | - | 0 | 1 | - | Unknown |
| Tally Capital Management, Inc. CRD: 283541 | - | 0 | 0 | - | Unknown |
| Talok Capital 0.1 LLC CRD: 336836 | - | 0 | 1 | - | Unknown |
| Talomon Capital Limited CRD: 291835 | - | 0 | 0 | - | Unknown |
| Talon LLC CRD: 298714 | - | 0 | 4 | - | Unknown |
| Talon Securities, Inc. CRD: 8518 | - | 2 | 0 | B | INACTIVE |
| Talon Securities, Inc. CRD: 15134 | - | 0 | 0 | A | INACTIVE |
| Talos Eurisko Asset Management LP CRD: 332873 | - | 0 | 1 | - | Unknown |
| Talos Markets LLC CRD: 335474 | NY | 0 | 2 | A | Active |
| Talson Capital Management L.P. CRD: 150787 | - | 0 | 1 | - | Unknown |
| TAM Capital Management Inc CRD: 155271 | - | 0 | 1 | - | Unknown |
| TAM Financial Advisors, LLC CRD: 125496 | - | 0 | 2 | - | Unknown |
| TAM Portfolios, LLC CRD: 143806 | - | 0 | 0 | - | Unknown |
| Tamalpais Asset Management CRD: 301017 | - | 0 | 2 | - | Unknown |
| Tamar Securities, Inc. CRD: 29171 | - | 0 | 0 | A | INACTIVE |
| Tamar Securities, LLC CRD: 153991 | - | 0 | 1 | - | Unknown |