Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tamarac Investment Partners, Inc. CRD: 135083 | - | 0 | 0 | - | Unknown |
| Tamarack Advisers, LP CRD: 282970 | - | 0 | 0 | - | Unknown |
| Tamarack Capital Management, LLC CRD: 310755 | - | 0 | 0 | - | Unknown |
| Tamarack Distributors Inc. CRD: 11181 | - | 1 | 0 | B | INACTIVE |
| Tamarack Financial, Inc. CRD: 43231 | - | 0 | 0 | A | INACTIVE |
| Tamarack Global Manager LLC CRD: 314862 | - | 0 | 1 | - | Unknown |
| Tamaren Investments, LLC CRD: 118689 | - | 0 | 0 | A | INACTIVE |
| Tamarind Financial Planning CRD: 155651 | - | 0 | 3 | - | Unknown |
| Tamarind Hill Investment Management, LLC CRD: 325904 | - | 0 | 1 | - | Unknown |
| Tamarind Hill Management II, LLC CRD: 318491 | - | 0 | 1 | - | Unknown |
| Tamarisc Ventures, LLC CRD: 292728 | - | 0 | 0 | - | Unknown |
| Tamarisk Capital Management CRD: 339175 | - | 0 | 1 | - | Unknown |
| Tamarix Capital Management, LLC CRD: 307494 | - | 0 | 1 | - | Unknown |
| Tamaron Investments, Inc. CRD: 14929 | - | 0 | 0 | A | INACTIVE |
| Tamberella, JR., Bernard CRD: 121287 | - | 0 | 0 | A | INACTIVE |
| Tamir Fishman Ventures Management 3 Ltd CRD: 162539 | - | 0 | 0 | - | Unknown |
| Tamir Fishman Ventures Management II Ltd CRD: 162544 | - | 0 | 0 | - | Unknown |
| Tamiso & Co., LLC CRD: 165179 | - | 0 | 0 | - | Unknown |
| Tamkin Securities Company CRD: 7901 | - | 0 | 0 | A | INACTIVE |
| Tamma Capital LLC CRD: 156118 | - | 0 | 1 | - | Unknown |
| Tammy Goodman Financial, LLC CRD: 300979 | - | 0 | 2 | - | Unknown |
| Tampa Asset Management, LLC CRD: 148558 | - | 0 | 0 | - | Unknown |
| Tampa BAY Capital Management LLC CRD: 315210 | - | 0 | 1 | - | Unknown |
| Tampa BAY Ventures, LLC CRD: 325354 | - | 0 | 1 | - | Unknown |
| Tampa Securities Corporation CRD: 16287 | - | 0 | 0 | A | INACTIVE |
| TAN Capital Management LLC CRD: 168837 | - | 0 | 0 | - | Unknown |
| TAN Lane Holdings Limited CRD: 284817 | - | 0 | 0 | - | Unknown |
| TAN Wealth Management CRD: 297062 | - | 0 | 1 | - | Unknown |
| Tanager Capital Group LLC CRD: 111972 | - | 2 | 0 | B | INACTIVE |
| Tanager Wealth Management CRD: 166084 | - | 0 | 2 | - | Unknown |
| Tanaka Capital Management Inc CRD: 109888 | - | 0 | 2 | - | Unknown |
| Tanaka Value Investments LLC CRD: 104384 | - | 0 | 0 | A | INACTIVE |
| Tanara Wealth Management LLC CRD: 340174 | - | 0 | 1 | - | Unknown |
| Tancook Investment Management Limited CRD: 334139 | - | 0 | 0 | - | Unknown |
| Tandem CRD: 161312 | - | 0 | 0 | - | Unknown |
| Tandem Capital Management, Inc. CRD: 107856 | - | 0 | 3 | - | Unknown |
| Tandem Consulting CRD: 325948 | - | 0 | 1 | - | Unknown |
| Tandem Financial Guidance, LLC CRD: 174834 | - | 0 | 1 | - | Unknown |
| Tandem Financial Planning LLC CRD: 334576 | - | 0 | 1 | - | Unknown |
| Tandem Financial, LLC CRD: 292565 | - | 0 | 5 | - | Unknown |
| Tandem Investment Advisors Inc CRD: 109392 | - | 0 | 3 | - | Unknown |
| Tandem Investment Partners, LLC CRD: 172309 | - | 0 | 3 | - | Unknown |
| Tandem Management Services CRD: 163034 | - | 0 | 1 | - | Unknown |
| Tandem Partners Group, LLC CRD: 328028 | - | 0 | 1 | - | Unknown |
| Tandem Securities Corporation CRD: 15052 | - | 0 | 0 | A | INACTIVE |
| Tandem Securities, Inc. CRD: 140546 | KS | 3 | 4 | B | Active |
| Tandem Views Investment Services, LLC CRD: 281611 | - | 0 | 1 | - | Unknown |
| Tandem Wealth Advisors CRD: 157794 | - | 0 | 6 | - | Unknown |
| Tandemgrowth Financial Advisors, LLC CRD: 125490 | - | 0 | 1 | - | Unknown |
| Tandy, Daniel Warren CRD: 43189 | - | 0 | 0 | A | INACTIVE |