Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tangency Capital Investment Advisory Ltd. CRD: 316597 | - | 0 | 0 | - | Unknown |
| Tangency Portfolio Management, LLC CRD: 288273 | - | 0 | 0 | - | Unknown |
| Tangent Capital Partners, LLC CRD: 146999 | NJ | 2 | 3 | B | Active |
| Tangent Financial CRD: 311127 | - | 0 | 1 | - | Unknown |
| Tangent Retirement CRD: 340705 | - | 0 | 1 | - | Unknown |
| Tangent Securities, Inc. CRD: 10626 | - | 0 | 0 | A | INACTIVE |
| Tangerine Trading L.L.C. CRD: 128181 | - | 0 | 0 | A | INACTIVE |
| Tangible Investment Management Limited CRD: 307019 | - | 0 | 0 | - | Unknown |
| Tangiers Capital, LLC CRD: 142865 | - | 0 | 0 | - | Unknown |
| Tangled Little Dragon 2 LLC CRD: 293705 | - | 0 | 0 | - | Unknown |
| Tangletrade Management, LLC CRD: 152028 | - | 0 | 0 | - | Unknown |
| Tanglewood Legacy Advisors, LLC CRD: 127289 | - | 0 | 2 | - | Unknown |
| Tanglewood TAX & Investments CRD: 277089 | - | 0 | 0 | - | Unknown |
| Tanglewood Total Wealth Management, Inc. CRD: 107639 | - | 0 | 1 | - | Unknown |
| Tanglin Venture Partners PTE. Ltd. CRD: 314863 | - | 0 | 0 | - | Unknown |
| Tango Capital Management, LLC.(TCM) CRD: 122642 | - | 0 | 2 | - | Unknown |
| TANGO.VC CRD: 310009 | - | 0 | 1 | - | Unknown |
| Tani, Tokunaga & Company, Inc. CRD: 993 | - | 0 | 0 | A | INACTIVE |
| Tanin, Tunc CRD: 170512 | - | 0 | 1 | - | Unknown |
| Tanius Technology LLC CRD: 161341 | - | 0 | 0 | A | INACTIVE |
| Tanjun Capital Limited CRD: 316479 | - | 0 | 0 | - | Unknown |
| Tannenbaum Asset Management LLC CRD: 323188 | - | 0 | 0 | - | Unknown |
| Tanner Capital Corporation CRD: 14380 | - | 0 | 0 | A | INACTIVE |
| Tanner Capital Management, LLC CRD: 123497 | - | 0 | 0 | - | Unknown |
| Tanner Insurance & Advisory, LLC CRD: 167461 | - | 0 | 2 | - | Unknown |
| Tannhauser Financial LLC CRD: 304485 | - | 0 | 2 | - | Unknown |
| Tannin Capital, LLC CRD: 288222 | - | 0 | 0 | - | Unknown |
| Tannin Capital, LLC CRD: 304238 | - | 0 | 2 | - | Unknown |
| Tannor Capital Management, LLC CRD: 210514 | - | 0 | 0 | - | Unknown |
| Tano Capital, LLC CRD: 160367 | - | 0 | 1 | - | Unknown |
| Tanstaafl Research & Trading, L.L.C. CRD: 41582 | - | 1 | 0 | B | INACTIVE |
| Tantallon Capital Advisors PTE Ltd CRD: 138648 | - | 0 | 0 | - | Unknown |
| Tantallon Capital Limited CRD: 138749 | - | 0 | 0 | - | Unknown |
| TAO Financial CRD: 310134 | - | 0 | 1 | - | Unknown |
| TAO Private Wealth, LLC CRD: 340979 | - | 0 | 1 | - | Unknown |
| Taos Global Investors, LLC CRD: 157949 | - | 0 | 0 | - | Unknown |
| Taos Investment Advisors, LLC CRD: 158056 | - | 0 | 1 | - | Unknown |
| Taozen Trading L.L.C. CRD: 118988 | - | 0 | 0 | A | INACTIVE |
| TAP Capital LLC CRD: 339267 | - | 0 | 1 | - | Unknown |
| TAP Capital, Inc. CRD: 42352 | - | 0 | 0 | A | INACTIVE |
| TAP Root Capital Management LP CRD: 334936 | - | 0 | 1 | - | Unknown |
| TAP Securities LLC CRD: 151593 | NY | 0 | 2 | A | Active |
| Tapa Private Wealth Inc. CRD: 337994 | - | 0 | 2 | - | Unknown |
| Tapas Capital, LLC CRD: 296781 | - | 0 | 1 | - | Unknown |
| Tapestry VC CRD: 319548 | - | 0 | 1 | - | Unknown |
| Tapestryfp CRD: 340804 | - | 0 | 1 | - | Unknown |
| Taplin Capital Management, LLC CRD: 318175 | - | 0 | 0 | - | Unknown |
| Tapp Engine Advisors LLC CRD: 311303 | - | 0 | 0 | - | Unknown |
| Tapp Engine Securities CRD: 314806 | MA | 0 | 3 | A | Active |
| Tappalpha CRD: 327980 | - | 0 | 2 | - | Unknown |