Branch offices
3 offices
FINRA: Small firm
CRD #314806 · FINRA BrokerCheck + SEC IAPD
Tapp Engine Securities
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tapp Engine Securities ranks #18,110 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #90 of 98 on the same disclosure sort used on the state browse page. Tapp Engine Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #18,110 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 314806 Tapp Engine Securities
Tapp Engine Securities · Grade A · 0 disc · 0.00/office · Small firm
- CRD 314806
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #18,110 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Tapp Engine Securities ranks #18,110 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Tapp Engine Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Quincy, MA
- CRD Number
- 314806
Clean BrokerCheck surface
Tapp Engine Securities's clean BrokerCheck surface
Tapp Engine Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Tapp Engine Securities shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Tapp Engine Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Tapp Engine Securities sits below the Massachusetts disclosure average
Tapp Engine Securities reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Tapp Engine Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Tapp Engine Securities ranks #18,110 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #90 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Tapp Engine Securities?
A grade of A means Tapp Engine Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Tapp Engine Securities have?
Tapp Engine Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Tapp Engine Securities?
Tapp Engine Securities operates 3 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Tapp Engine Securities's disciplinary record?
You can verify Tapp Engine Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 314806. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Tapp Engine Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Tapp Engine Securities's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Tapp Engine Securities's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Tapp Engine Securities's 0.00
- Firms in MA - state roster that includes Tapp Engine Securities's registration home.
- How to Vet a Financial Advisor - Use Tapp Engine Securities's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Tapp Engine Securities's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Tapp Engine Securities.
- Compare firms - put Tapp Engine Securities next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.