Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tappan Hill Venture Partners, LLC CRD: 308632 | - | 0 | 1 | - | Unknown |
| Tappan Hill, LLC CRD: 319772 | - | 0 | 1 | - | Unknown |
| Tappan Street Partners LLC CRD: 158652 | - | 0 | 0 | - | Unknown |
| Tapparo Capital Management CRD: 128813 | - | 0 | 2 | - | Unknown |
| Taproot Advisors CRD: 312461 | - | 0 | 0 | - | Unknown |
| Taproot Management LP CRD: 335061 | - | 0 | 1 | - | Unknown |
| Taproot Venture Partners, LLC. CRD: 331278 | - | 0 | 0 | - | Unknown |
| TAR River Wealth Planning, LLC CRD: 328530 | - | 0 | 1 | - | Unknown |
| Tara Advisors, LLC CRD: 299791 | - | 0 | 0 | - | Unknown |
| Tara Capital Partners, Inc. CRD: 38898 | - | 0 | 0 | A | INACTIVE |
| Tara Financial Group, Inc. CRD: 125149 | - | 0 | 2 | - | Unknown |
| Tara Investors LLC CRD: 317876 | - | 0 | 0 | - | Unknown |
| Tara Nolan Advisory Services, Ltd CRD: 154749 | - | 0 | 2 | - | Unknown |
| Tara Securities Corp. CRD: 11540 | - | 0 | 0 | A | INACTIVE |
| Tara Securities Inc. CRD: 30854 | - | 0 | 0 | A | INACTIVE |
| Tara Wealth CRD: 328427 | - | 0 | 2 | - | Unknown |
| Tarascio Financial Planning, LLC CRD: 313228 | - | 0 | 1 | - | Unknown |
| Tarbox Family Office, Inc. CRD: 106079 | - | 0 | 3 | - | Unknown |
| Tarcan Capital LLC CRD: 153225 | - | 0 | 0 | - | Unknown |
| Tarfis Wealth Management CRD: 137134 | - | 0 | 0 | - | Unknown |
| Target Asset Management PTE Ltd CRD: 162704 | - | 0 | 0 | - | Unknown |
| Target Capital Management, LLC CRD: 128487 | - | 0 | 0 | - | Unknown |
| Target Fund Management Services LLC CRD: 335121 | - | 0 | 1 | - | Unknown |
| Target Global Selected Opportunities LP CRD: 311110 | - | 0 | 0 | - | Unknown |
| Target Partners GMBH CRD: 164257 | - | 0 | 0 | - | Unknown |
| Target Rock Wealth Management, LLC CRD: 312279 | - | 0 | 5 | - | Unknown |
| Target Wealth LLC CRD: 318687 | - | 0 | 1 | - | Unknown |
| Targeted Capital, LLC CRD: 125814 | - | 0 | 2 | - | Unknown |
| Targeted Equity Consulting Group CRD: 318444 | - | 0 | 1 | - | Unknown |
| Targeted Financial Planning LLC CRD: 325641 | - | 0 | 1 | - | Unknown |
| Targeted Financial Services, LLC CRD: 129049 | - | 0 | 2 | - | Unknown |
| Targeted Venture Management LLC CRD: 170004 | - | 0 | 0 | - | Unknown |
| Targeted Wealth Solutions CRD: 282131 | - | 0 | 4 | - | Unknown |
| Targhee Ventures, LLC CRD: 284958 | - | 0 | 0 | - | Unknown |
| Tarheel Advisors, LLC CRD: 149308 | - | 0 | 1 | - | Unknown |
| Tarifa Capital LLC CRD: 318600 | - | 0 | 0 | - | Unknown |
| Tarigas Investment Advisory CRD: 338192 | - | 0 | 1 | - | Unknown |
| Tarp Asset Management, LLC CRD: 145431 | - | 0 | 0 | - | Unknown |
| Tarpon Capital Advisors, LLC CRD: 153552 | - | 0 | 0 | - | Unknown |
| Tarpon Gestora DE Recursos Ltda CRD: 326606 | - | 0 | 0 | - | Unknown |
| Tarpon Gestora DE Recursos S.A. CRD: 162008 | - | 0 | 0 | - | Unknown |
| Tarpon Scurry Investments, Inc. CRD: 34635 | - | 3 | 0 | C | INACTIVE |
| Tarragon Capital, LLC CRD: 161152 | - | 0 | 1 | - | Unknown |
| Tarsier Capital Management, LLC CRD: 174416 | - | 0 | 0 | - | Unknown |
| Tartan Capital Advisors LLC CRD: 174067 | - | 0 | 1 | - | Unknown |
| Tartan Financial Group, LLC CRD: 342445 | - | 0 | 1 | - | Unknown |
| Tartan Road Wealth Advisory, LLC CRD: 341219 | - | 0 | 1 | - | Unknown |
| TAS & Associates, Inc. CRD: 29440 | - | 0 | 0 | A | INACTIVE |
| Tashari Financial Group, LLC CRD: 173689 | - | 0 | 0 | - | Unknown |
| Tashtego LLC CRD: 174116 | - | 0 | 0 | - | Unknown |