Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Tasin & Company, Inc. CRD: 30709 | - | 24 | 0 | F | INACTIVE |
| Task Force X Capital Management, LLC CRD: 321841 | - | 0 | 1 | - | Unknown |
| Task Securities, Inc. CRD: 18519 | - | 0 | 0 | A | INACTIVE |
| Tasner, Howard Mark CRD: 33666 | - | 0 | 0 | A | INACTIVE |
| Tassel Capital Management, Inc CRD: 121112 | - | 0 | 2 | - | Unknown |
| Tasseo Ecosystem LLC CRD: 313725 | - | 0 | 0 | - | Unknown |
| Tasseo Ecosystem LLC CRD: 338761 | - | 0 | 1 | - | Unknown |
| Tastytrade, Inc. CRD: 277027 | IL | 2 | 2 | B | Active |
| Tata Capital PTE Ltd CRD: 163375 | - | 0 | 0 | - | Unknown |
| Tatco Private Wealth Management LLC CRD: 136873 | - | 0 | 0 | - | Unknown |
| Tate Capital Group CRD: 332336 | - | 0 | 1 | - | Unknown |
| Tate Private Wealth Advisers CRD: 120938 | - | 0 | 2 | - | Unknown |
| Tate Wealth Management, LLC CRD: 138803 | - | 0 | 0 | - | Unknown |
| Tatum Securities, Inc. CRD: 24716 | - | 0 | 0 | A | INACTIVE |
| TAU Ventures, LLC CRD: 306230 | - | 0 | 1 | - | Unknown |
| Taub Investment Planning Services LLC CRD: 322362 | - | 0 | 1 | - | Unknown |
| Taula Capital Management (Difc) Ltd CRD: 329853 | - | 0 | 0 | - | Unknown |
| Taula Capital Management (Italy) SRL CRD: 329854 | - | 0 | 0 | - | Unknown |
| Taula Capital Management (Jersey) LP CRD: 330068 | - | 0 | 0 | - | Unknown |
| Taula Capital Management (Switzerland) Sarl CRD: 331987 | - | 0 | 0 | - | Unknown |
| Taula Capital Management (UK) LLP CRD: 329863 | - | 0 | 0 | - | Unknown |
| Taula Capital Management (US) LLC CRD: 329865 | - | 0 | 0 | - | Unknown |
| Taurean Financial LLC CRD: 173135 | - | 0 | 0 | - | Unknown |
| Tauri Capital, LLC CRD: 318728 | - | 0 | 1 | - | Unknown |
| Tauroi Technologies Management, LLC CRD: 321768 | - | 0 | 1 | - | Unknown |
| Taursas Investments CRD: 328860 | - | 0 | 2 | - | Unknown |
| Taurum Retirement Partners, LLC CRD: 282017 | - | 0 | 1 | - | Unknown |
| Taurus Asset Management, LLC CRD: 130930 | - | 0 | 0 | - | Unknown |
| Taurus Capital Advisors, LLC CRD: 137633 | - | 0 | 1 | - | Unknown |
| Taurus Financial CRD: 335067 | - | 0 | 1 | - | Unknown |
| Taurus Financial Planning CRD: 324486 | - | 0 | 1 | - | Unknown |
| Taurus Funds Management CRD: 162888 | - | 0 | 0 | - | Unknown |
| Taurus Global Fund Advisors CRD: 129881 | - | 0 | 0 | A | INACTIVE |
| Taurus Private Markets, LLC CRD: 300786 | - | 0 | 1 | - | Unknown |
| Taurus Ventures CRD: 283523 | - | 0 | 0 | - | Unknown |
| Taurus Ventures Capital Management, LLC CRD: 319485 | - | 0 | 0 | - | Unknown |
| Tautona Group Annex Fund GP, L.L.C. CRD: 285063 | - | 0 | 1 | - | Unknown |
| Tavani Relationship Investors Inc. CRD: 282315 | - | 0 | 0 | - | Unknown |
| Tavco Financial Advisory, Inc CRD: 290084 | - | 0 | 4 | - | Unknown |
| Tavel Insurance & Financial Services, LLC CRD: 301989 | - | 0 | 1 | - | Unknown |
| Tavenner Financial, LLC CRD: 153941 | - | 0 | 0 | - | Unknown |
| Taverik Capital, LLC CRD: 156594 | - | 0 | 1 | - | Unknown |
| Tavio Capital LLC CRD: 282993 | - | 0 | 0 | - | Unknown |
| Tavira Financial CRD: 299666 | - | 0 | 0 | - | Unknown |
| Tavira Securities US LLC CRD: 145046 | - | 0 | 0 | A | INACTIVE |
| Tavistock Consulting CRD: 169392 | - | 0 | 0 | - | Unknown |
| TAW Securities, Inc. CRD: 25189 | - | 0 | 0 | A | INACTIVE |
| TAX & Financial Management CRD: 127757 | - | 0 | 1 | - | Unknown |
| TAX & Financial Strategies Inc. CRD: 113807 | - | 0 | 0 | - | Unknown |
| TAX & Investment Advisors CRD: 327402 | - | 0 | 1 | - | Unknown |