Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TAX & Money Advisors LLC CRD: 164607 | - | 0 | 0 | - | Unknown |
| TAX & Planning Group, LLC CRD: 165277 | - | 0 | 0 | - | Unknown |
| TAX Advantage Advisors, Inc. CRD: 143426 | - | 0 | 1 | - | Unknown |
| TAX Advantaged Investments, Inc. CRD: 13864 | - | 0 | 0 | A | INACTIVE |
| TAX Advisors, LLC CRD: 128766 | - | 0 | 0 | - | Unknown |
| TAX Advisory, Inc. (the) CRD: 11050 | - | 0 | 0 | A | INACTIVE |
| TAX Benefited Investments, Inc. CRD: 13830 | - | 0 | 0 | A | INACTIVE |
| TAX Deferred Investments ( a Partnership) CRD: 10281 | - | 0 | 0 | A | INACTIVE |
| TAX Efficient Asset Management Solution, Inc. CRD: 146778 | - | 0 | 2 | - | Unknown |
| TAX Equity Advisors, LLC CRD: 285849 | - | 0 | 0 | - | Unknown |
| TAX Favored Retirement CRD: 298519 | - | 0 | 1 | - | Unknown |
| TAX LAW Center, Inc. CRD: 322898 | - | 0 | 0 | - | Unknown |
| TAX Lien Manager CRD: 163540 | - | 0 | 0 | - | Unknown |
| TAX Lien Performance, LLC CRD: 314037 | - | 0 | 1 | - | Unknown |
| TAX Oriented Investors, Inc. CRD: 10560 | - | 0 | 0 | A | INACTIVE |
| TAX Planning Professionals, Inc CRD: 282474 | - | 0 | 2 | - | Unknown |
| TAX PRO Advisor CRD: 304119 | - | 0 | 1 | - | Unknown |
| TAX Shelters, Incorporated CRD: 15539 | - | 0 | 0 | A | INACTIVE |
| TAX, Investment & Pension Services, Inc. CRD: 16232 | - | 0 | 0 | A | INACTIVE |
| Taxable Wealth CRD: 304187 | - | 0 | 1 | - | Unknown |
| Taxation Planning Incorporated CRD: 6903 | - | 0 | 0 | A | INACTIVE |
| Taxbridge Financial Group Inc CRD: 133360 | - | 0 | 0 | - | Unknown |
| Taxdude Financial Advisor CRD: 304802 | - | 0 | 2 | - | Unknown |
| Taxio CRD: 330869 | - | 0 | 1 | - | Unknown |
| Taxnet CRD: 120323 | - | 0 | 0 | - | Unknown |
| Tayan Capital Management, LLC CRD: 140864 | - | 0 | 3 | - | Unknown |
| Tayeh Capital Group CRD: 339639 | - | 0 | 1 | - | Unknown |
| Tayloe Financial Services, LLC CRD: 145172 | - | 0 | 2 | - | Unknown |
| Taylor & Associates CRD: 122944 | - | 0 | 1 | - | Unknown |
| Taylor & Morgan Asset Management, LLC D/B/a TM Adv… CRD: 156177 | - | 0 | 2 | - | Unknown |
| Taylor & Padgett Financial Group LLC CRD: 136377 | - | 0 | 0 | - | Unknown |
| Taylor & Taylor Financial Services CRD: 117968 | - | 0 | 2 | - | Unknown |
| Taylor & Williams, Inc. CRD: 121776 | - | 0 | 1 | - | Unknown |
| Taylor Advisors, Inc., a HUB International Company CRD: 119300 | - | 0 | 0 | - | Unknown |
| Taylor Advisory Group CRD: 288437 | - | 0 | 2 | - | Unknown |
| Taylor Capital Management CRD: 147445 | - | 0 | 2 | - | Unknown |
| Taylor Capital Management Inc. CRD: 43559 | - | 12 | 0 | D | INACTIVE |
| Taylor Creek Capital CRD: 291080 | - | 0 | 0 | - | Unknown |
| Taylor Derrick Capital, L.L.C. CRD: 158016 | - | 0 | 3 | - | Unknown |
| Taylor Execution Service LLC CRD: 124429 | - | 0 | 0 | A | INACTIVE |
| Taylor Financial Consulting CRD: 114577 | - | 0 | 1 | - | Unknown |
| Taylor Financial Group CRD: 14429 | - | 0 | 0 | A | INACTIVE |
| Taylor Financial Group, Inc. CRD: 116744 | - | 0 | 3 | - | Unknown |
| Taylor Financial Management Inc CRD: 121131 | - | 0 | 2 | - | Unknown |
| Taylor Financial Management, LLC CRD: 172656 | - | 0 | 1 | - | Unknown |
| Taylor Financial Planning CRD: 151544 | - | 0 | 0 | - | Unknown |
| Taylor Financial Planning LLC CRD: 336565 | - | 0 | 1 | - | Unknown |
| Taylor Financial Services CRD: 141984 | - | 0 | 0 | - | Unknown |
| Taylor Financial Services, LLC CRD: 101660 | - | 0 | 0 | A | INACTIVE |
| Taylor Financial Services, LLC CRD: 111901 | - | 0 | 0 | A | INACTIVE |