Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Taylor Financial, LLC CRD: 147829 | - | 0 | 1 | - | Unknown |
| Taylor Frigon Capital Management LLC CRD: 142617 | - | 0 | 3 | - | Unknown |
| Taylor Frigon Family Office, LLC CRD: 323249 | - | 0 | 3 | - | Unknown |
| Taylor Goddard Investments CRD: 307013 | - | 0 | 1 | - | Unknown |
| Taylor Grey, Inc. CRD: 308518 | CA | 0 | 3 | A | Active |
| Taylor Hoffman Capital Management CRD: 309329 | - | 0 | 1 | - | Unknown |
| Taylor Hoffman Wealth Management, LLC CRD: 289729 | - | 0 | 0 | - | Unknown |
| Taylor Investment Advisors LP CRD: 120057 | - | 0 | 0 | - | Unknown |
| Taylor Investment Advisory CRD: 142833 | - | 0 | 1 | - | Unknown |
| Taylor Investment Management, LLC CRD: 167918 | - | 0 | 0 | - | Unknown |
| Taylor Investment Services LLC CRD: 141564 | - | 0 | 0 | - | Unknown |
| Taylor K a Associates Inc CRD: 106296 | - | 0 | 1 | - | Unknown |
| Taylor Loeb & Co., Inc. CRD: 10682 | - | 0 | 0 | A | INACTIVE |
| Taylor Morgan Capital Management, LLC CRD: 283163 | - | 0 | 1 | - | Unknown |
| Taylor Securities Services, Inc. CRD: 304070 | - | 0 | 1 | - | Unknown |
| Taylor Securities, Inc. CRD: 17575 | - | 0 | 0 | A | INACTIVE |
| Taylor Stephens, Inc. CRD: 110055 | - | 0 | 2 | - | Unknown |
| Taylor Strategic Wealth Management, LLC CRD: 323492 | - | 0 | 1 | - | Unknown |
| Taylor Stuart Financial, Inc. CRD: 39025 | - | 3 | 0 | C | INACTIVE |
| Taylor Turner Wealth Management LLC CRD: 335125 | - | 0 | 1 | - | Unknown |
| Taylor Wealth Management Partners CRD: 170457 | - | 0 | 0 | - | Unknown |
| Taylor Wealth Management, LLC CRD: 132955 | - | 0 | 2 | - | Unknown |
| Taylor Williams Private Wealth Management LLC CRD: 335249 | - | 0 | 1 | - | Unknown |
| Taylor Woods Capital Management LLC CRD: 282527 | - | 0 | 0 | - | Unknown |
| Taylor, Bernard CRD: 162201 | - | 0 | 0 | - | Unknown |
| Taylor, Brooks Christian CRD: 130409 | - | 0 | 0 | A | INACTIVE |
| Taylor, Garret and Co., Inc. CRD: 23154 | - | 0 | 0 | A | INACTIVE |
| Taylor, Pruitt & Sylvester, Inc. CRD: 36351 | - | 0 | 0 | A | INACTIVE |
| Taylors Financial CRD: 323416 | - | 0 | 1 | - | Unknown |
| Taymor Capital, LLC CRD: 281265 | - | 0 | 0 | - | Unknown |
| Tayyib Investments LLC CRD: 341078 | - | 0 | 1 | - | Unknown |
| TB Alternative Assets Ltd. CRD: 162014 | - | 0 | 0 | - | Unknown |
| TB Capital Management CRD: 290178 | - | 0 | 0 | - | Unknown |
| TB China Qfii Investments Ltd. CRD: 162011 | - | 0 | 0 | - | Unknown |
| TB Early Management Limited CRD: 161999 | - | 0 | 0 | - | Unknown |
| TB Group CRD: 325098 | - | 0 | 0 | - | Unknown |
| TB Management Holdings Limited CRD: 163174 | - | 0 | 0 | - | Unknown |
| TB Sunridge Advisors LLC CRD: 295507 | - | 0 | 1 | - | Unknown |
| TBA Financial Corporation CRD: 8179 | - | 0 | 0 | A | INACTIVE |
| TBC Securities Corporation CRD: 11046 | - | 0 | 0 | A | INACTIVE |
| Tbcpa, Inc. CRD: 174017 | - | 0 | 1 | - | Unknown |
| TBD Capital Markets Trust CRD: 38185 | - | 0 | 0 | A | INACTIVE |
| TBG Financial CRD: 26984 | - | 0 | 0 | A | INACTIVE |
| TBG Investing CRD: 333130 | - | 0 | 1 | - | Unknown |
| TBG-Bedford Group LLC CRD: 341573 | - | 0 | 5 | - | Unknown |
| TBH Advisors, LLC CRD: 226555 | - | 0 | 0 | - | Unknown |
| TBH Financial Group LLC CRD: 118018 | - | 0 | 0 | - | Unknown |
| TBH Global Asset Management, LLC CRD: 145536 | - | 0 | 3 | - | Unknown |
| TBI(Ventures) Ltd. CRD: 11047 | - | 0 | 0 | A | INACTIVE |
| TBJP LLC CRD: 342932 | - | 0 | 1 | - | Unknown |