Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| TBL-VV, LLC CRD: 340728 | - | 0 | 1 | - | Unknown |
| TBMP, LLC CRD: 130799 | - | 0 | 0 | A | INACTIVE |
| TBMS Wealth LLC CRD: 304191 | - | 0 | 2 | - | Unknown |
| TBN Securities, Inc. CRD: 103773 | - | 0 | 0 | A | INACTIVE |
| TBP Investments Management LLC CRD: 115505 | - | 0 | 0 | - | Unknown |
| TBP SPV GP, LLC CRD: 322942 | - | 0 | 0 | - | Unknown |
| TBS Securities Company CRD: 13892 | - | 0 | 0 | A | INACTIVE |
| TBT Securities L.C. CRD: 31301 | - | 1 | 0 | B | INACTIVE |
| TC Advisors Ltd. CRD: 290891 | - | 0 | 3 | - | Unknown |
| TC Brokerage L.L.C. CRD: 127332 | - | 0 | 0 | A | INACTIVE |
| TC Financial Advisors LLC CRD: 226705 | - | 0 | 0 | - | Unknown |
| TC Financial Management, Co Inc. CRD: 128967 | - | 0 | 2 | - | Unknown |
| TC Group Securities Company, Inc. CRD: 46957 | - | 0 | 0 | A | INACTIVE |
| TC Investment Services, Inc. CRD: 170144 | - | 0 | 0 | - | Unknown |
| TC Latin America Partners CRD: 164132 | - | 0 | 0 | - | Unknown |
| TC Latin America Partners LLC CRD: 307441 | - | 0 | 1 | - | Unknown |
| TC Principled Wealth CRD: 283456 | - | 0 | 0 | - | Unknown |
| TC Wealth Partners, LLC CRD: 283644 | - | 0 | 0 | - | Unknown |
| TC Works, LLC CRD: 297332 | - | 0 | 1 | - | Unknown |
| TC2000 Advisors, LLC CRD: 297920 | - | 0 | 0 | - | Unknown |
| TC2000 Brokerage, Inc. CRD: 155523 | NC | 0 | 3 | A | Active |
| TC43 LLC CRD: 329373 | - | 0 | 0 | - | Unknown |
| TCA Financial Group, LLC CRD: 131275 | - | 1 | 0 | B | INACTIVE |
| TCA Fund Management Group CRD: 169163 | - | 0 | 0 | - | Unknown |
| Tcadvisors Network Inc. CRD: 35794 | - | 2 | 0 | B | INACTIVE |
| TCB Investor Services CRD: 24950 | - | 0 | 0 | A | INACTIVE |
| Tcbi Securities, Inc. CRD: 313304 | TX | 0 | 7 | A | Active |
| TCC Securities Corporation CRD: 20842 | - | 0 | 0 | A | INACTIVE |
| TCC Securities, LLC CRD: 153575 | - | 0 | 0 | A | INACTIVE |
| TCF Investments, Inc. CRD: 34954 | - | 0 | 0 | A | INACTIVE |
| TCF Securities Group, Inc. CRD: 14127 | - | 0 | 0 | A | INACTIVE |
| TCFG Investment Advisors, LLC CRD: 166606 | - | 0 | 28 | - | Unknown |
| TCFG Wealth Management, LLC CRD: 164153 | CA | 1 | 11 | B | Active |
| TCG Advisors LLC CRD: 133120 | - | 0 | 0 | A | INACTIVE |
| TCG Advisors, LP CRD: 112685 | - | 0 | 0 | - | Unknown |
| TCG Capital Management CRD: 298007 | - | 0 | 1 | - | Unknown |
| TCG Capital Markets L.L.C. CRD: 291767 | NY | 0 | 6 | A | Active |
| TCG Crossover Management, LLC CRD: 311718 | - | 0 | 1 | - | Unknown |
| TCG Financial Services LLC CRD: 156576 | - | 0 | 0 | - | Unknown |
| TCG Investment Management LP CRD: 308994 | - | 0 | 0 | - | Unknown |
| TCG Labs CRD: 329246 | - | 0 | 1 | - | Unknown |
| TCG Securities, L.L.C. CRD: 154788 | - | 0 | 0 | A | INACTIVE |
| TCG Strategic Income Advisor LLC CRD: 336718 | - | 0 | 1 | - | Unknown |
| TCG Wealth Management CRD: 299174 | - | 0 | 0 | - | Unknown |
| TCI Foundation Inc. CRD: 169921 | - | 0 | 0 | - | Unknown |
| TCI Fund Management Limited CRD: 269954 | - | 0 | 0 | - | Unknown |
| TCI Investments, LLC CRD: 300996 | - | 0 | 0 | - | Unknown |
| TCI Wealth Advisors, Inc. CRD: 107373 | - | 0 | 30 | - | Unknown |
| TCJ Securities, L.P. CRD: 110551 | - | 0 | 0 | A | INACTIVE |
| TCM CRD: 289583 | - | 0 | 2 | - | Unknown |