Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| V3 Capital Management, L.P. CRD: 160464 | - | 0 | 0 | - | Unknown |
| V3 Management PTE. Ltd CRD: 268814 | - | 0 | 0 | - | Unknown |
| V3Limited LLC CRD: 169624 | - | 0 | 1 | - | Unknown |
| V64 Capital Management LLC CRD: 333100 | - | 0 | 1 | - | Unknown |
| Vaaka Partners CRD: 340606 | - | 0 | 0 | - | Unknown |
| Vaal Financial, LLC CRD: 290772 | - | 0 | 1 | - | Unknown |
| Vaarco Financial, LLC CRD: 128387 | - | 0 | 1 | - | Unknown |
| VAB Advisors, LLC. CRD: 155204 | - | 0 | 0 | - | Unknown |
| VAB Financial, LLC CRD: 152608 | - | 0 | 0 | A | INACTIVE |
| Vacation Investors, Inc. CRD: 36496 | - | 0 | 0 | A | INACTIVE |
| Vacaville Trading L L C CRD: 39368 | - | 0 | 0 | A | INACTIVE |
| Vahanian & Associates Financial Planning Inc CRD: 108183 | - | 0 | 0 | - | Unknown |
| Vaikus Advisory Group, LLC CRD: 306407 | - | 0 | 0 | - | Unknown |
| Vail Associates Securities Inc CRD: 11762 | - | 0 | 0 | A | INACTIVE |
| Vail Financial Advisors CRD: 312568 | - | 0 | 1 | - | Unknown |
| Vail Ridge Capital, LLC CRD: 173397 | - | 0 | 2 | - | Unknown |
| Vail Securities Investment, Inc. CRD: 3653 | - | 10 | 0 | D | INACTIVE |
| Vail Valley Asset Management, LLC CRD: 316377 | - | 0 | 2 | - | Unknown |
| Vailshire Capital Management, LLC CRD: 169132 | - | 0 | 0 | - | Unknown |
| Vailshire Capital Management, LLC CRD: 333571 | - | 0 | 1 | - | Unknown |
| Vairnport Global Trust CRD: 339360 | - | 0 | 1 | - | Unknown |
| Vajra Asset Management, LLC CRD: 282935 | - | 0 | 0 | - | Unknown |
| Vake Capital LLC CRD: 327729 | - | 0 | 0 | - | Unknown |
| VAL Vista Capital Management, LLC CRD: 159679 | - | 0 | 1 | - | Unknown |
| VAL-a Capital Group, LLC CRD: 145617 | - | 0 | 0 | - | Unknown |
| VAL-CAR Advisers, L.P. CRD: 165185 | - | 0 | 0 | - | Unknown |
| Valar Ventures CRD: 162251 | - | 0 | 1 | - | Unknown |
| Valar Ventures LLC CRD: 281886 | - | 0 | 1 | - | Unknown |
| Valara Capital Management, LLC CRD: 151999 | - | 0 | 0 | - | Unknown |
| Valarc Holdings LLC CRD: 169305 | - | 0 | 0 | - | Unknown |
| Valda Partners, LLC CRD: 170919 | - | 0 | 0 | - | Unknown |
| Valdes & Moreno, Inc. CRD: 37560 | MO | 4 | 3 | B | Active |
| Valeant Advisors, LLP CRD: 300630 | - | 0 | 0 | - | Unknown |
| Valeas Capital Partners CRD: 317369 | - | 0 | 1 | - | Unknown |
| Valedor Partners CRD: 307996 | - | 0 | 1 | - | Unknown |
| Valen Private Capital, LLC. CRD: 342364 | - | 0 | 1 | - | Unknown |
| Valence Life Sciences, LLC CRD: 161640 | - | 0 | 0 | - | Unknown |
| Valence Wealth CRD: 343126 | - | 0 | 2 | - | Unknown |
| Valence8 CRD: 317389 | - | 0 | 3 | - | Unknown |
| Valendo Private Asset Management, Inc. CRD: 133544 | - | 0 | 2 | - | Unknown |
| Valenqor Capital Inc CRD: 342145 | - | 0 | 1 | - | Unknown |
| Valens Investment Advisers, L.P. CRD: 144369 | - | 0 | 0 | - | Unknown |
| Valent Asset Management LLC CRD: 321922 | - | 0 | 0 | - | Unknown |
| Valentia Capital Management LP CRD: 305855 | - | 0 | 0 | - | Unknown |
| Valentine Investments, LLC CRD: 153898 | - | 0 | 1 | - | Unknown |
| Valentine Securities, Inc. CRD: 19829 | - | 0 | 0 | A | INACTIVE |
| Valentine Ventures, LLC CRD: 135060 | - | 0 | 0 | - | Unknown |
| Valentine Wealth Management CRD: 330269 | - | 0 | 1 | - | Unknown |
| Valeo Financial Advisors, LLC CRD: 127132 | - | 0 | 25 | - | Unknown |
| Valeo Ventures CRD: 334181 | - | 0 | 1 | - | Unknown |