Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Valero Capital CRD: 284331 | - | 0 | 0 | - | Unknown |
| Valgrowth Fund Management, LLC CRD: 136239 | - | 0 | 0 | - | Unknown |
| Valhalla Advisors LLC CRD: 310811 | - | 0 | 1 | - | Unknown |
| Valhalla Partners CRD: 161065 | - | 0 | 1 | - | Unknown |
| Valhalla Ventures Management Company LLC CRD: 328245 | - | 0 | 1 | - | Unknown |
| Valhum Asset Management, LLC CRD: 323895 | - | 0 | 1 | - | Unknown |
| Valia CRD: 284366 | - | 0 | 1 | - | Unknown |
| Valia Ventures Limited CRD: 325034 | - | 0 | 0 | - | Unknown |
| Valian Advisers, LLC CRD: 135816 | - | 0 | 0 | - | Unknown |
| Valiance Asset Management Limited CRD: 166804 | - | 0 | 0 | - | Unknown |
| Valiance Group CRD: 170689 | - | 0 | 1 | - | Unknown |
| Valiant Capital Management, L.P. CRD: 158071 | - | 0 | 1 | - | Unknown |
| Valiant Financial Planning, LLC CRD: 333280 | - | 0 | 1 | - | Unknown |
| Valiant Mark, LLC CRD: 287953 | - | 0 | 0 | - | Unknown |
| Valiant Telos CRD: 332848 | - | 0 | 1 | - | Unknown |
| Valiant Wealth Management CRD: 288262 | - | 0 | 0 | - | Unknown |
| Valiant Wealth, LLC CRD: 146911 | - | 0 | 2 | - | Unknown |
| Valic Financial Advisors, Inc. CRD: 42803 | TX | 20 | 450 | B | Active |
| Valicenti Advisory Services Inc CRD: 110669 | - | 0 | 1 | - | Unknown |
| Validate Capital Markets, LLC CRD: 133371 | NY | 0 | 2 | A | Active |
| Validator Digital Asset Management GP, LLC CRD: 341200 | - | 0 | 1 | - | Unknown |
| Validea Capital Management LLC CRD: 130887 | - | 0 | 1 | - | Unknown |
| Validex Global Investing CRD: 166575 | - | 0 | 1 | - | Unknown |
| Validus Advisors LLC CRD: 319309 | - | 0 | 0 | - | Unknown |
| Validus Capital LLC CRD: 319212 | - | 0 | 1 | - | Unknown |
| Valinor Management, L.P. CRD: 157246 | - | 0 | 0 | - | Unknown |
| Valkor Financial, Inc. CRD: 23709 | - | 0 | 0 | A | INACTIVE |
| Valkyrie Equities Corporation CRD: 155936 | TX | 0 | 2 | A | Active |
| Valkyrie Financial CRD: 313178 | - | 0 | 1 | - | Unknown |
| Valkyrie Fund Management, LLC CRD: 297483 | - | 0 | 1 | - | Unknown |
| Valkyrie Private Wealth Management CRD: 325524 | - | 0 | 1 | - | Unknown |
| Valkyrie Ventures Management, LLC CRD: 338534 | - | 0 | 1 | - | Unknown |
| Valkyrie X Investment Manager LLC CRD: 336276 | - | 0 | 1 | - | Unknown |
| Valle Capital Management LLC CRD: 156533 | - | 0 | 0 | - | Unknown |
| Valle Financial Group CRD: 324947 | - | 0 | 1 | - | Unknown |
| Valle Investment Group LLC CRD: 210516 | - | 0 | 0 | - | Unknown |
| Vallecito Capital LLC CRD: 328832 | - | 0 | 1 | - | Unknown |
| Valley Advisors, LLC CRD: 146861 | - | 0 | 0 | - | Unknown |
| Valley Brook Capital Group CRD: 122460 | - | 0 | 7 | - | Unknown |
| Valley Capital Management, LLC CRD: 330243 | - | 0 | 1 | - | Unknown |
| Valley Capital Partners Management, LLC CRD: 301100 | - | 0 | 1 | - | Unknown |
| Valley Center Advisors CRD: 324084 | - | 0 | 1 | - | Unknown |
| Valley Financial Group CRD: 312254 | - | 0 | 1 | - | Unknown |
| Valley Financial Management, Inc. CRD: 105387 | NY | 5 | 17 | B | Active |
| Valley Forge Asset Management, LLC CRD: 7438 | - | 3 | 0 | C | INACTIVE |
| Valley Forge Capital Management CRD: 162953 | - | 0 | 1 | - | Unknown |
| Valley Forge Investment Consultants, Inc. CRD: 123898 | - | 0 | 1 | - | Unknown |
| Valley Forge Securities, Inc . CRD: 20892 | - | 14 | 0 | D | INACTIVE |
| Valley Investment Corporation CRD: 15243 | - | 0 | 0 | A | INACTIVE |
| Valley Investment Management, LLC CRD: 166546 | - | 0 | 1 | - | Unknown |