Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Valley Investors Corporation CRD: 117306 | - | 0 | 3 | - | Unknown |
| Valley National Advisers Inc CRD: 110788 | - | 0 | 4 | - | Unknown |
| Valley National Investments, Inc. CRD: 16715 | PA | 0 | 3 | A | Active |
| Valley OAK Enterprises, Ltd CRD: 15441 | - | 0 | 0 | A | INACTIVE |
| Valley OAK Investment Strategies LLC CRD: 336621 | - | 0 | 2 | - | Unknown |
| Valley OAK Manager LLC CRD: 284890 | - | 0 | 1 | - | Unknown |
| Valley Regional Capital Management LLC CRD: 169706 | - | 0 | 2 | - | Unknown |
| Valley Ridge Wealth CRD: 316203 | - | 0 | 0 | - | Unknown |
| Valley Securities, Inc. CRD: 17345 | - | 0 | 0 | A | INACTIVE |
| Valley View Consulting LLC CRD: 108583 | - | 0 | 9 | - | Unknown |
| Valley View Management Co., LLC CRD: 125556 | - | 0 | 1 | - | Unknown |
| Valley Wealth Management CRD: 327845 | - | 0 | 2 | - | Unknown |
| Valley Wealth Managers, Inc. CRD: 108879 | - | 0 | 42 | - | Unknown |
| Valley Wealth Strategies CRD: 282275 | - | 0 | 0 | - | Unknown |
| Valley Wealth Strategies, LLC CRD: 289737 | - | 0 | 23 | - | Unknown |
| Valleywood Capital Group, LLC CRD: 141453 | - | 0 | 0 | - | Unknown |
| Valliance Asset Management Limited CRD: 310059 | - | 0 | 0 | - | Unknown |
| Valliance Asset Management LLC CRD: 329927 | - | 0 | 1 | - | Unknown |
| Vallon Capital LLC CRD: 311443 | - | 0 | 2 | - | Unknown |
| Valmar Capital LLC CRD: 333682 | - | 0 | 1 | - | Unknown |
| Valmark Advisers, Inc. CRD: 108050 | - | 0 | 304 | - | Unknown |
| Valmark Retirement Advisers, LLC CRD: 284914 | - | 0 | 0 | - | Unknown |
| Valmark Securities, Inc. CRD: 31243 | OH | 4 | 190 | B | Active |
| Valmex International Inc. CRD: 30001 | - | 0 | 0 | A | INACTIVE |
| Valo Group, LLC CRD: 172139 | - | 0 | 0 | - | Unknown |
| Valo Ventures Management, L.P. CRD: 298296 | - | 0 | 1 | - | Unknown |
| Valoir Wealth LLC CRD: 333305 | - | 0 | 2 | - | Unknown |
| Valon Capital Management, LLC CRD: 316976 | - | 0 | 1 | - | Unknown |
| Valor Advisers CRD: 301292 | - | 0 | 1 | - | Unknown |
| Valor Advisors LLC CRD: 171358 | - | 0 | 1 | - | Unknown |
| Valor Capital Asset Management LLC CRD: 114997 | - | 0 | 0 | - | Unknown |
| Valor Capital Management LLC CRD: 336472 | - | 0 | 1 | - | Unknown |
| Valor Capital Management, LLC CRD: 291213 | - | 0 | 0 | - | Unknown |
| Valor Consulting & Distribution CRD: 334797 | - | 0 | 0 | - | Unknown |
| Valor Consulting & Distribution, LLC CRD: 307656 | - | 0 | 0 | - | Unknown |
| Valor Equity Partners CRD: 160014 | - | 0 | 1 | - | Unknown |
| Valor Financial Planning CRD: 331837 | - | 0 | 2 | - | Unknown |
| Valor Financial Securities LLC CRD: 150726 | FL | 0 | 2 | A | Active |
| Valor Financial Services, LLC CRD: 309377 | - | 0 | 1 | - | Unknown |
| Valor Growth Management LLC CRD: 336678 | - | 0 | 1 | - | Unknown |
| Valor Investment Management CRD: 166558 | - | 0 | 2 | - | Unknown |
| Valor Investment Management LLC CRD: 288951 | - | 0 | 0 | - | Unknown |
| Valor Investments and Planning LLC CRD: 323129 | - | 0 | 1 | - | Unknown |
| Valor Venture Management LLC CRD: 171740 | - | 0 | 1 | - | Unknown |
| Valor Ventures CRD: 333954 | - | 0 | 1 | - | Unknown |
| Valor Wealth Group, LLC CRD: 337746 | - | 0 | 1 | - | Unknown |
| Valor Wealth Management LLC CRD: 285936 | - | 0 | 2 | - | Unknown |
| Valor Wealth Partners CRD: 315179 | - | 0 | 2 | - | Unknown |
| Valor Wealth Partners, LLC CRD: 300519 | - | 0 | 0 | - | Unknown |
| Valora Investment Group LLC CRD: 339001 | - | 0 | 2 | - | Unknown |