Branch offices
3 offices
FINRA: Small firm
CRD #16715 · FINRA BrokerCheck + SEC IAPD
Valley National Investments, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Valley National Investments, Inc. ranks #19,139 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #79 of 81 on the same disclosure sort used on the state browse page. Valley National Investments, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 3
- branch offices
- 0
- disclosures
- #19,139 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 16715 Valley National Investments, Inc.
Valley National Investments, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 16715
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 3
- PER-OFF 0.00
- RANK #19,139 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Valley National Investments, Inc. ranks #19,139 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 3 offices
Clean disclosure surface
Valley National Investments, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Bethlehem, PA
- CRD Number
- 16715
Clean BrokerCheck surface
Valley National Investments, Inc.'s clean BrokerCheck surface
Valley National Investments, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Valley National Investments, Inc. shows zero reportable disclosures across 3 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Valley National Investments, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Pennsylvania cohort · 0.00× state average
Valley National Investments, Inc. sits below the Pennsylvania disclosure average
Valley National Investments, Inc. reports 0 BrokerCheck disclosures, 0.00× the Pennsylvania average of 6.4, lighter than most of the 81 graded firms filed there.
In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Valley National Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Valley National Investments, Inc. ranks #19,139 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #79 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Valley National Investments, Inc.?
A grade of A means Valley National Investments, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Valley National Investments, Inc. have?
Valley National Investments, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Valley National Investments, Inc.?
Valley National Investments, Inc. operates 3 branch offices and is classified by FINRA as a small firm, registered in PA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Valley National Investments, Inc.'s disciplinary record?
You can verify Valley National Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16715. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Valley National Investments, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Valley National Investments, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Valley National Investments, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Valley National Investments, Inc.'s 0.00
- Firms in PA - state roster that includes Valley National Investments, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Valley National Investments, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Valley National Investments, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Valley National Investments, Inc..
- Compare firms - put Valley National Investments, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.