Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Valoran Capital Management
CRD: 313634
- 0 1 - Unknown
Valore Capital L.P.
CRD: 333506
- 0 1 - Unknown
Valore' Investment Fund, LLC
CRD: 111851
- 0 0 A INACTIVE
Valorem LLC
CRD: 339215
- 0 2 - Unknown
Valores Finamex International, Inc.
CRD: 26303
- 1 0 B INACTIVE
Valori Solutions LLC
CRD: 164576
- 0 0 - Unknown
Valoria Wealth Management LLC
CRD: 329346
- 0 1 - Unknown
Valpar, Inc.
CRD: 146764
- 0 0 - Unknown
Valpey Financial Services LLC
CRD: 154154
- 0 1 - Unknown
Valravn Capital
CRD: 307231
- 0 0 - Unknown
Valsec Corporation
CRD: 10047
- 1 0 B INACTIVE
Valspresso Investment Management, LLC
CRD: 168300
- 0 0 - Unknown
Valspring Capital
CRD: 318288
- 0 1 - Unknown
Valstone Partners VI
CRD: 300629
- 0 1 - Unknown
Valstone Partners, LLC
CRD: 115501
- 0 0 - Unknown
Valt Asset Management, LLC
CRD: 318358
- 0 0 - Unknown
Valterra Partners LLC
CRD: 316443
- 0 3 - Unknown
Valtinson Bruner Financial Planning
CRD: 297866
- 0 1 - Unknown
Valtrion Capital Management, LLC
CRD: 318048
- 0 7 - Unknown
Valtura Capital Partners LLC
CRD: 170694
- 0 0 - Unknown
Valtus Capital Group, LLC
CRD: 145841
NV 0 3 A Active
Valu Trac Investment Management Ltd
CRD: 110652
- 0 0 - Unknown
Valu-Trac Research
CRD: 110655
- 0 0 - Unknown
Valuable Capital Advisors
CRD: 315824
- 0 0 - Unknown
Value Advisors LLC
CRD: 314035
- 0 0 - Unknown
Value Aligned Research Advisors, LLC
CRD: 319135
- 0 2 - Unknown
Value Architects Asset Management LLC
CRD: 134390
- 0 0 - Unknown
Value Associates, LLC
CRD: 162080
- 0 0 - Unknown
Value Creators Capital, LLC
CRD: 331297
- 0 0 - Unknown
Value Equities Corporation
CRD: 13316
- 0 0 A INACTIVE
Value Financial Advisers, Inc.
CRD: 107321
- 0 1 - Unknown
Value Financial Partners LLC
CRD: 338248
- 0 1 - Unknown
Value Financial Services Corp.
CRD: 128816
- 0 2 - Unknown
Value Holdings Management Co. LLC
CRD: 157676
- 0 1 - Unknown
Value Investing Advisors Co., Ltd.
CRD: 175426
- 0 0 - Unknown
Value Investing and Management, Inc.
CRD: 130281
- 0 0 - Unknown
Value Investing Capital Management, LLC.
CRD: 316655
- 0 1 - Unknown
Value Investing Partners, Inc.
CRD: 29737
- 2 0 B INACTIVE
Value Investment Professionals, LLC
CRD: 164704
- 0 5 - Unknown
Value Investments, LLC
CRD: 147955
- 0 0 - Unknown
Value Monitoring, Inc
CRD: 106056
- 0 1 - Unknown
Value Partners Hong Kong Limited
CRD: 157477
- 0 0 - Unknown
Value Partners Investment Counsel
CRD: 305404
- 0 0 - Unknown
Value Partners Limited
CRD: 143177
- 0 0 - Unknown
Value Partners LLC
CRD: 319676
- 0 1 - Unknown
Value Planner, LLC
CRD: 290640
- 0 0 - Unknown
Value Resources Financial Group, LLC
CRD: 323341
- 0 0 - Unknown
Value Rotation Strategies LLC
CRD: 306500
- 0 1 - Unknown
Value Securities, Inc.
CRD: 21472
- 0 0 A INACTIVE
Value Trend Capital Management LP
CRD: 108716
- 0 1 - Unknown
Page 1496 of 1601 (80,028 total)