Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Value Trust Capital LLC CRD: 174070 | - | 0 | 0 | - | Unknown |
| Value Wealth Management LLC CRD: 147115 | - | 0 | 0 | - | Unknown |
| Value-Added Consulting CRD: 281822 | - | 0 | 0 | - | Unknown |
| Valueact Capital Management, L.P. CRD: 154249 | - | 0 | 1 | - | Unknown |
| Valuealigned Partners CRD: 125128 | - | 0 | 2 | - | Unknown |
| Valueex Ltd CRD: 336195 | - | 0 | 1 | - | Unknown |
| Valuefirst Planning LLC CRD: 337921 | - | 0 | 1 | - | Unknown |
| Valuemetrics Capital, L.L.C. CRD: 35418 | - | 0 | 0 | A | INACTIVE |
| Valuengine Capital Management LLC CRD: 175004 | - | 0 | 2 | - | Unknown |
| Valuepoint Partners, Inc. CRD: 116734 | - | 0 | 2 | - | Unknown |
| Valuequest Advisers, LLC CRD: 337781 | - | 0 | 1 | - | Unknown |
| Valuequest Capital LLP CRD: 286096 | - | 0 | 0 | - | Unknown |
| Valuequest Capital Management Limited CRD: 283652 | - | 0 | 0 | - | Unknown |
| Valuequest Investment Advisors Private Ltd CRD: 331389 | - | 0 | 0 | - | Unknown |
| Values Added Financial CRD: 288912 | - | 0 | 6 | - | Unknown |
| Values Based Planning, LLC CRD: 300235 | - | 0 | 0 | - | Unknown |
| Values First Advisors, Inc. CRD: 148532 | - | 0 | 4 | - | Unknown |
| Values: Financial Counseling & Education CRD: 130797 | - | 0 | 0 | - | Unknown |
| Valuestream Ventures CRD: 308313 | - | 0 | 1 | - | Unknown |
| Valuetech Private Advisors CRD: 311165 | - | 0 | 2 | - | Unknown |
| Valuetree Financial LLC CRD: 304226 | - | 0 | 1 | - | Unknown |
| Valuetree Investments, LLC CRD: 150598 | - | 0 | 0 | - | Unknown |
| Valuevest Capital CRD: 328321 | - | 0 | 1 | - | Unknown |
| Valuewealth Services, LLC CRD: 304049 | - | 0 | 4 | - | Unknown |
| Valueworks, LLC CRD: 116850 | - | 0 | 1 | - | Unknown |
| Valugrowth Financial Services CRD: 306866 | - | 0 | 0 | - | Unknown |
| Valur Advisors LLC CRD: 311955 | - | 0 | 0 | - | Unknown |
| Valur Robo Advisors CRD: 318675 | - | 0 | 1 | - | Unknown |
| Valverde Investment Partners PTE. Ltd. CRD: 333841 | - | 0 | 0 | - | Unknown |
| VAM Group LLC CRD: 315235 | - | 0 | 0 | - | Unknown |
| VAM Group, LLC CRD: 323226 | - | 0 | 1 | - | Unknown |
| Vama OAK Wealth, LLC CRD: 328023 | - | 0 | 1 | - | Unknown |
| Vamosventures Management Company, LLC CRD: 304364 | - | 0 | 1 | - | Unknown |
| VAN AKE Capital LLC CRD: 289098 | - | 0 | 1 | - | Unknown |
| VAN Alstyne & Co Inc CRD: 111045 | - | 0 | 0 | - | Unknown |
| VAN Berkom and Associates Inc. CRD: 128221 | - | 0 | 0 | - | Unknown |
| VAN Biema Value Partners, LLC CRD: 136988 | - | 0 | 0 | - | Unknown |
| VAN Bright, LLC CRD: 226731 | - | 0 | 0 | - | Unknown |
| VAN Cleef Asset Management Inc CRD: 105768 | - | 0 | 2 | - | Unknown |
| VAN Cleef, Jordan and Wood, Inc. CRD: 126636 | - | 0 | 0 | - | Unknown |
| VAN Clemens & Co. Incorporated CRD: 6914 | MN | 8 | 10 | B | Active |
| VAN Clemens Wealth Management, LLC CRD: 297362 | - | 0 | 27 | - | Unknown |
| VAN DER Moolen Options U.S.A. LLC CRD: 31448 | - | 7 | 0 | D | INACTIVE |
| VAN DER Moolen Specialists USA, LLC CRD: 32034 | - | 9 | 0 | D | INACTIVE |
| VAN DER Noord Financial Advisors, Inc. CRD: 135556 | - | 0 | 2 | - | Unknown |
| VAN Dien Asset Management LLC CRD: 151587 | - | 0 | 0 | - | Unknown |
| VAN Diest Capital CRD: 334743 | - | 0 | 6 | - | Unknown |
| VAN Duivendyk Capital Management CRD: 114748 | - | 0 | 1 | - | Unknown |
| VAN ECK Absolute Return Advisers Corp. CRD: 137177 | - | 0 | 1 | - | Unknown |
| VAN ECK Associates Corp. CRD: 105080 | - | 0 | 1 | - | Unknown |