Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| VAN ECK Capital, Inc. CRD: 40746 | - | 0 | 0 | A | INACTIVE |
| VAN ECK Securities Corporation CRD: 2269 | NY | 2 | 3 | B | Active |
| VAN Fossan Private Wealth, LLC CRD: 290724 | - | 0 | 0 | - | Unknown |
| VAN Gemeren Wealth Management, Inc. CRD: 140574 | - | 0 | 0 | - | Unknown |
| VAN Grouw Advisors, LLC CRD: 311173 | - | 0 | 2 | - | Unknown |
| VAN H. Alford Securities, Inc. CRD: 21200 | - | 0 | 0 | A | INACTIVE |
| VAN Holdings, LLC CRD: 297334 | - | 0 | 0 | - | Unknown |
| VAN Hubly Investments LLC CRD: 143908 | - | 0 | 1 | - | Unknown |
| VAN Hulzen Financial Advisors CRD: 116632 | - | 0 | 4 | - | Unknown |
| VAN Lanschot Kempen (USA) Inc. CRD: 38760 | NY | 2 | 2 | B | Active |
| VAN Leeuwen & Company, LLC CRD: 126447 | - | 0 | 0 | - | Unknown |
| VAN Leeuwen Retirement & Investment Services CRD: 289463 | - | 0 | 1 | - | Unknown |
| VAN Liew Capital Inc CRD: 105502 | - | 0 | 6 | - | Unknown |
| VAN Liew Securities, Inc. CRD: 25332 | - | 0 | 0 | A | INACTIVE |
| VAN Meter Associates, LLC CRD: 134191 | - | 0 | 1 | - | Unknown |
| VAN Minson Financial CRD: 20802 | - | 0 | 0 | A | INACTIVE |
| VAN Nostrand & Beck Investments, Inc. CRD: 21870 | - | 0 | 0 | A | INACTIVE |
| VAN Nostrand Wealth Management LLC CRD: 304200 | - | 0 | 7 | - | Unknown |
| VAN Outryve Securities Corp. CRD: 13182 | - | 0 | 0 | A | INACTIVE |
| VAN Peebles and Hayes Municipal Securities, Inc. CRD: 19947 | - | 0 | 0 | A | INACTIVE |
| VAN RAY Wealth Management CRD: 304550 | - | 0 | 1 | - | Unknown |
| VAN Reed Wealth Management LLC CRD: 143439 | - | 0 | 1 | - | Unknown |
| VAN Rensselaer Ltd CRD: 109880 | - | 0 | 2 | - | Unknown |
| VAN Rensselaer Management LLC CRD: 145161 | - | 0 | 2 | - | Unknown |
| VAN Sant and Mewshaw Securities, Inc. CRD: 33886 | - | 1 | 0 | B | INACTIVE |
| VAN Strum & Towne Inc CRD: 106228 | - | 0 | 1 | - | Unknown |
| VAN Winkle Wealth Management Group LLC CRD: 134813 | - | 0 | 2 | - | Unknown |
| Vanadis Holdings CRD: 336120 | - | 0 | 1 | - | Unknown |
| Vanaheim Securities, LLC CRD: 319095 | IL | 0 | 1 | A | Active |
| Vanara Capital Management, LLC CRD: 336309 | - | 0 | 1 | - | Unknown |
| Vanarth Investment Management LLC CRD: 337795 | - | 0 | 1 | - | Unknown |
| Vanatoc Capital Management CRD: 310831 | - | 0 | 0 | - | Unknown |
| Vanbarton Group LLC CRD: 119128 | - | 0 | 1 | - | Unknown |
| Vancaspel & Co., Incorporated CRD: 3958 | - | 0 | 0 | A | INACTIVE |
| Vance Capital Management, LLC CRD: 128678 | - | 0 | 0 | - | Unknown |
| Vance Financial Planning CRD: 339416 | - | 0 | 1 | - | Unknown |
| Vance Funds Limited CRD: 325698 | - | 0 | 0 | - | Unknown |
| Vance Street Capital LLC CRD: 155758 | - | 0 | 1 | - | Unknown |
| Vance Wealth CRD: 310162 | - | 0 | 1 | - | Unknown |
| Vancegray Wealth Management, Inc. CRD: 142613 | - | 0 | 0 | - | Unknown |
| Vancourt Trading, L.P. CRD: 111637 | - | 0 | 0 | A | INACTIVE |
| Vanda Advisers CRD: 277035 | - | 0 | 2 | - | Unknown |
| Vanda Research Corp CRD: 289952 | - | 0 | 1 | - | Unknown |
| Vandalia Wealth CRD: 340089 | - | 0 | 1 | - | Unknown |
| Vandeberg Associates LLC CRD: 132521 | - | 0 | 0 | - | Unknown |
| Vandehey Financial, LLC CRD: 289773 | - | 0 | 0 | - | Unknown |
| Vandeman & Fulton Securities, Inc. CRD: 18264 | - | 0 | 0 | A | INACTIVE |
| Vanden Plas Securities, Inc. CRD: 13230 | - | 0 | 0 | A | INACTIVE |
| Vandenburg Capital Management CRD: 286625 | - | 0 | 1 | - | Unknown |
| Vanderbilt Advisory Services CRD: 116537 | - | 0 | 141 | - | Unknown |