Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vanderbilt Avenue Asset Management LLC CRD: 145370 | - | 0 | 1 | - | Unknown |
| Vanderbilt Capital Corporation CRD: 10191 | - | 0 | 0 | A | INACTIVE |
| Vanderbilt Securities, Inc. CRD: 14280 | - | 0 | 0 | A | INACTIVE |
| Vanderbilt Securities, LLC CRD: 5953 | NY | 6 | 179 | B | Active |
| Vanderheiden Financial CRD: 145755 | - | 0 | 1 | - | Unknown |
| Vanderkloot & Company, P.C. CRD: 125047 | - | 0 | 2 | - | Unknown |
| Vanderpal Capital Management LLC CRD: 283030 | - | 0 | 0 | - | Unknown |
| Vanderpol Investments L.L.C. CRD: 168174 | - | 0 | 1 | - | Unknown |
| Vandersteeg, Jeffrey JON CRD: 35191 | - | 0 | 0 | A | INACTIVE |
| Vandeveer Investments Inc CRD: 109951 | - | 0 | 0 | - | Unknown |
| Vandeventer & Company CRD: 117479 | - | 0 | 2 | - | Unknown |
| Vandham Securities Corp. CRD: 26258 | - | 12 | 0 | D | INACTIVE |
| Vanguard Advisers, Inc. CRD: 106715 | - | 0 | 2,064 | - | Unknown |
| Vanguard Alternative Assets Adviser, LLC CRD: 341357 | - | 0 | 1 | - | Unknown |
| Vanguard Asset Management, Limited CRD: 282598 | - | 0 | 0 | - | Unknown |
| Vanguard Capital CRD: 22081 | - | 13 | 0 | D | INACTIVE |
| Vanguard Capital CRD: 285052 | - | 0 | 6 | - | Unknown |
| Vanguard Capital Management, LLC CRD: 338002 | - | 0 | 1 | - | Unknown |
| Vanguard Equities, Inc. CRD: 16291 | - | 0 | 0 | A | INACTIVE |
| Vanguard Financial Group, Inc. CRD: 15726 | - | 0 | 0 | A | INACTIVE |
| Vanguard Global Advisers, LLC CRD: 164593 | - | 0 | 1 | - | Unknown |
| Vanguard Group (Ireland) Limited CRD: 285297 | - | 0 | 0 | - | Unknown |
| Vanguard Group Inc CRD: 105958 | - | 0 | 1 | - | Unknown |
| Vanguard Investments Australia Limited CRD: 282933 | - | 0 | 0 | - | Unknown |
| Vanguard Investments Canada Inc. CRD: 283519 | - | 0 | 0 | - | Unknown |
| Vanguard Investments Hong Kong Limited CRD: 287516 | - | 0 | 0 | - | Unknown |
| Vanguard Investments UK, Limited CRD: 283775 | - | 0 | 0 | - | Unknown |
| Vanguard Marketing Corporation CRD: 7452 | PA | 59 | 173 | C | Active |
| Vanguard Personalized Indexing Management CRD: 285366 | - | 0 | 3 | - | Unknown |
| Vanguard Portfolio Management, LLC CRD: 338003 | - | 0 | 1 | - | Unknown |
| Vanguard Portfolios, Inc. CRD: 15366 | - | 0 | 0 | A | INACTIVE |
| Vanguard Securities, Inc. CRD: 11000 | - | 0 | 0 | A | INACTIVE |
| Vanguard Ventures CRD: 162436 | - | 0 | 0 | - | Unknown |
| Vanhau Asset Management CRD: 285332 | - | 0 | 0 | - | Unknown |
| Vanhau Asset Management Limited CRD: 301632 | - | 0 | 0 | - | Unknown |
| Vanheel Management Limited CRD: 282064 | - | 0 | 0 | - | Unknown |
| Vanhov Wealth Partners LLC CRD: 329809 | - | 0 | 1 | - | Unknown |
| Vanik Capital LLC CRD: 338232 | - | 0 | 1 | - | Unknown |
| Vanir Securities, Inc. CRD: 134038 | - | 0 | 0 | A | INACTIVE |
| Vanir Wealth Strategies LLC CRD: 313866 | - | 0 | 0 | - | Unknown |
| Vanloozen, Gabriel CRD: 322653 | - | 0 | 0 | - | Unknown |
| Vanmay Wealth Management CRD: 341172 | - | 0 | 1 | - | Unknown |
| Vann Equity Management LLC CRD: 174239 | - | 0 | 4 | - | Unknown |
| Vann Investments LLC CRD: 112458 | - | 0 | 2 | - | Unknown |
| Vannoy Advisory Group, Inc. CRD: 145806 | - | 0 | 1 | - | Unknown |
| Vanorden Capital L.L.C. CRD: 329166 | - | 0 | 0 | - | Unknown |
| Vanquish Wealth Management LLC CRD: 174959 | - | 0 | 0 | - | Unknown |
| Vanquour LLC CRD: 317552 | - | 0 | 1 | - | Unknown |
| Vansant Mewshaw CRD: 106858 | - | 0 | 0 | - | Unknown |
| Vanshap Capital, LLC CRD: 162206 | - | 0 | 1 | - | Unknown |