Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vansouth Securities, Inc. CRD: 10044 | - | 0 | 0 | A | INACTIVE |
| Vanta Capital LLC CRD: 336220 | - | 0 | 1 | - | Unknown |
| Vantage Advisors, LLC CRD: 153054 | - | 0 | 0 | - | Unknown |
| Vantage Advisors, LLC CRD: 126844 | - | 0 | 0 | - | Unknown |
| Vantage Advisors, LLC CRD: 301475 | - | 0 | 2 | - | Unknown |
| Vantage Consulting Group Inc CRD: 105240 | - | 0 | 6 | - | Unknown |
| Vantage Equity Partners LLC CRD: 334348 | - | 0 | 1 | - | Unknown |
| Vantage Financial Group CRD: 309675 | - | 0 | 2 | - | Unknown |
| Vantage Financial Group, Inc. CRD: 105950 | - | 0 | 13 | - | Unknown |
| Vantage Financial Partners Limited CRD: 123351 | - | 0 | 0 | - | Unknown |
| Vantage Financial Partners, LLC CRD: 315828 | - | 0 | 0 | - | Unknown |
| Vantage Infrastructure (USA) Inc. CRD: 157458 | - | 0 | 1 | - | Unknown |
| Vantage Investing LLC CRD: 134083 | - | 0 | 0 | - | Unknown |
| Vantage Investment Advisory Group CRD: 172767 | - | 0 | 0 | - | Unknown |
| Vantage Investment Partners, LLC CRD: 126208 | - | 0 | 0 | - | Unknown |
| Vantage Investments CRD: 46674 | - | 0 | 0 | A | INACTIVE |
| Vantage Investments, Inc. CRD: 18781 | - | 0 | 0 | A | INACTIVE |
| Vantage Point Advisors Inc. CRD: 296765 | - | 0 | 0 | - | Unknown |
| Vantage Point Advisors, LLC CRD: 131989 | - | 0 | 0 | - | Unknown |
| Vantage Point Asset Management PTE. Ltd. CRD: 298825 | - | 0 | 0 | - | Unknown |
| Vantage Point Financial, LLC CRD: 305016 | - | 0 | 13 | - | Unknown |
| Vantage Point Investments, Inc. CRD: 156887 | - | 0 | 2 | - | Unknown |
| Vantage Point Management, Inc. CRD: 287757 | - | 0 | 1 | - | Unknown |
| Vantage Point Wealth Management CRD: 167886 | - | 0 | 9 | - | Unknown |
| Vantage Point Wealth Management, LLC CRD: 161166 | - | 0 | 3 | - | Unknown |
| Vantage Pointe Planning CRD: 307313 | - | 0 | 0 | - | Unknown |
| Vantage Private Wealth, LLC CRD: 285748 | - | 0 | 0 | - | Unknown |
| Vantage Securities of Colorado, Inc. CRD: 8622 | - | 0 | 0 | A | INACTIVE |
| Vantage Wealth CRD: 111324 | - | 0 | 2 | - | Unknown |
| Vantage Wealth Management LLC CRD: 324061 | - | 0 | 1 | - | Unknown |
| Vantage Wealth Management LLC CRD: 179535 | - | 0 | 2 | - | Unknown |
| Vantage Wealth Management LLC CRD: 324413 | - | 0 | 1 | - | Unknown |
| Vantage Wealth Management, LLC CRD: 152374 | - | 0 | 1 | - | Unknown |
| Vantage Wealth Planning CRD: 173929 | - | 0 | 1 | - | Unknown |
| Vantagepoint Capital Partners CRD: 161447 | - | 0 | 1 | - | Unknown |
| Vantalith Wealth CRD: 342746 | - | 0 | 1 | - | Unknown |
| Vantegrity Financial, LLC CRD: 166715 | - | 0 | 0 | - | Unknown |
| Vanterra Capital GP, LLC CRD: 291468 | - | 0 | 1 | - | Unknown |
| Vanterra Capital LLC CRD: 167242 | - | 0 | 1 | - | Unknown |
| Vanthedgepoint Securities, LLC CRD: 133097 | - | 1 | 0 | B | INACTIVE |
| Vantine Investment Management CRD: 128690 | - | 0 | 0 | - | Unknown |
| Vantis Investment Advisers L.P. CRD: 284521 | - | 0 | 0 | - | Unknown |
| Vantus Wealth CRD: 337216 | - | 0 | 1 | - | Unknown |
| Vanweelden Wealth Management, LLC CRD: 290308 | - | 0 | 1 | - | Unknown |
| Vaquero Capital LLC CRD: 137753 | CA | 0 | 2 | A | Active |
| Vaquero Global Investment LP CRD: 145665 | - | 0 | 0 | - | Unknown |
| Vaquero Private Wealth, Ltd. CRD: 305266 | - | 0 | 1 | - | Unknown |
| Vaquita SUN, Inc. CRD: 333125 | - | 0 | 1 | - | Unknown |
| Varadero Capital, L.P. CRD: 159183 | - | 0 | 1 | - | Unknown |
| Varagon Capital Partners, L.P. CRD: 281851 | - | 0 | 1 | - | Unknown |