Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Varana Capital, LLC CRD: 317167 | - | 0 | 1 | - | Unknown |
| Varbeco Wealth Management, LLC CRD: 124526 | - | 0 | 1 | - | Unknown |
| Varcov Co. CRD: 335143 | - | 0 | 1 | - | Unknown |
| Varde Management, L.P. CRD: 148949 | - | 0 | 1 | - | Unknown |
| Vardell Strategies LLC CRD: 341932 | - | 0 | 1 | - | Unknown |
| Varden Pacific LP CRD: 153611 | - | 0 | 0 | - | Unknown |
| Vardon Capital, L.L.C. CRD: 285489 | - | 0 | 1 | - | Unknown |
| Varecs Partners Limited CRD: 314399 | - | 0 | 0 | - | Unknown |
| Varel, John G. CRD: 25021 | - | 0 | 0 | A | INACTIVE |
| Varenne Capital Partners CRD: 309843 | - | 0 | 0 | - | Unknown |
| Varga Investments Inc. CRD: 292876 | - | 0 | 0 | - | Unknown |
| Vari Investor Services Inc CRD: 111148 | - | 0 | 0 | - | Unknown |
| Variable Annuity Sales Corporation CRD: 5047 | - | 0 | 0 | A | INACTIVE |
| Variable Asset Strategies, Inc. CRD: 37027 | - | 3 | 0 | C | INACTIVE |
| Variable Investment Associates, Inc. CRD: 44412 | SD | 1 | 2 | B | Active |
| Variable Investors Services CRD: 3668 | - | 0 | 0 | A | INACTIVE |
| Variadic LLC CRD: 332389 | - | 0 | 1 | - | Unknown |
| Variant CRD: 306409 | - | 0 | 1 | - | Unknown |
| Variant Equity Advisors, LLC CRD: 297046 | - | 0 | 1 | - | Unknown |
| Variant Investments CRD: 289261 | - | 0 | 1 | - | Unknown |
| Variant Perception CRD: 334510 | - | 0 | 1 | - | Unknown |
| Variant Private Wealth LLC CRD: 288011 | - | 0 | 1 | - | Unknown |
| Variant Trading Institutional Group, Inc. CRD: 125547 | - | 0 | 0 | A | INACTIVE |
| Variant, LLC CRD: 285235 | - | 0 | 0 | - | Unknown |
| Variety RIA LLC CRD: 337819 | - | 0 | 1 | - | Unknown |
| Variis Partners LLP CRD: 331557 | - | 0 | 0 | - | Unknown |
| Variphase Financial Partners, LLC CRD: 115888 | - | 0 | 0 | - | Unknown |
| Variplan, LLC CRD: 143361 | - | 0 | 2 | - | Unknown |
| Varisave Financial LLC CRD: 297230 | - | 0 | 0 | - | Unknown |
| Varium Investment Partners, LLC CRD: 175205 | - | 0 | 0 | - | Unknown |
| Varn Financial Planning CRD: 341746 | - | 0 | 2 | - | Unknown |
| Varner CPA, PA CRD: 136046 | - | 0 | 0 | - | Unknown |
| Varney Wealth Management CRD: 318786 | - | 0 | 1 | - | Unknown |
| Varo Capital LLC CRD: 341687 | - | 0 | 1 | - | Unknown |
| Varra Financial CRD: 324044 | - | 0 | 1 | - | Unknown |
| Varrock Ventures Management, LLC CRD: 333487 | - | 0 | 1 | - | Unknown |
| Varsity Asset Management, LLC CRD: 169295 | - | 0 | 0 | - | Unknown |
| Varsity Capital Management CRD: 285200 | - | 0 | 0 | - | Unknown |
| Varsity Financial CRD: 323366 | - | 0 | 0 | - | Unknown |
| Varsity Financial Group LLC CRD: 291339 | - | 0 | 1 | - | Unknown |
| Varsity Healthcare Partners CRD: 285151 | - | 0 | 1 | - | Unknown |
| Vartanian Capital Management CRD: 306310 | - | 0 | 1 | - | Unknown |
| Vascorp Wealth Advisors CRD: 115643 | - | 0 | 2 | - | Unknown |
| Vashon Island Professionals CRD: 289941 | - | 0 | 0 | - | Unknown |
| Vasiliou & Company, Inc. CRD: 18454 | FL | 2 | 2 | B | Active |
| Vasiliou Freres & Co., Inc. CRD: 25909 | - | 0 | 0 | A | INACTIVE |
| Vasiliou Options Ltd. CRD: 33912 | - | 0 | 0 | A | INACTIVE |
| Vasko Financial Solutions CRD: 290339 | - | 0 | 0 | - | Unknown |
| Vasquez Financial Consulting LLC CRD: 317530 | - | 0 | 1 | - | Unknown |
| Vass Financial Strategies CRD: 271038 | - | 0 | 1 | - | Unknown |