Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vassalou Capital Management, LP CRD: 304280 | - | 0 | 0 | - | Unknown |
| Vassos Investments, LLC CRD: 293781 | - | 0 | 1 | - | Unknown |
| Vast Ventures Management LLC CRD: 316553 | - | 0 | 1 | - | Unknown |
| Vastly Valuable Ventures LLC CRD: 325167 | - | 0 | 0 | - | Unknown |
| Vatera Capital Management LLC CRD: 300223 | - | 0 | 0 | - | Unknown |
| Vatic Investments CRD: 316699 | - | 0 | 0 | - | Unknown |
| Vator Management LLC CRD: 282286 | - | 0 | 0 | - | Unknown |
| Vauban Advisers LLC CRD: 319358 | - | 0 | 1 | - | Unknown |
| Vauban Infrastructure Partners Americas LLC CRD: 322518 | - | 0 | 1 | - | Unknown |
| Vauban Wealth Management CRD: 305222 | - | 0 | 1 | - | Unknown |
| Vaucluse Partners CRD: 282109 | - | 0 | 0 | - | Unknown |
| Vaughan and Company Securities, Inc. CRD: 18826 | - | 4 | 1 | C | INACTIVE |
| Vaughan Family Financial CRD: 326452 | - | 0 | 1 | - | Unknown |
| Vaughan Financial Services CRD: 301772 | - | 0 | 0 | - | Unknown |
| Vaughan Investment Advisors, LLC CRD: 152772 | - | 0 | 1 | - | Unknown |
| Vaughan Nelson Investment Management, L.P. CRD: 106975 | - | 0 | 7 | - | Unknown |
| Vaughan-Brown Wealth Management, LLC CRD: 157942 | - | 0 | 0 | - | Unknown |
| Vaughn Investment Advisors Inc CRD: 111249 | - | 0 | 1 | - | Unknown |
| Vaught Capital, Inc. CRD: 116528 | - | 0 | 0 | - | Unknown |
| Vaulkshire Investment Advisors CRD: 226623 | - | 0 | 1 | - | Unknown |
| Vault CRD: 175403 | - | 0 | 0 | - | Unknown |
| Vault Capital CRD: 323012 | - | 0 | 0 | - | Unknown |
| Vault Fiduciary LLC CRD: 339088 | - | 0 | 1 | - | Unknown |
| Vault Financial, LLC CRD: 146609 | - | 0 | 1 | - | Unknown |
| Vault Fund LP CRD: 330694 | - | 0 | 1 | - | Unknown |
| Vault Investment Partners, LLC CRD: 290249 | - | 0 | 0 | - | Unknown |
| Vault Private Wealth CRD: 332488 | - | 0 | 1 | - | Unknown |
| Vault Wealth CRD: 288541 | - | 0 | 1 | - | Unknown |
| Vaultax Capital Markets Inc. CRD: 342212 | - | 0 | 1 | - | Unknown |
| Vaulted Management Company, LLC CRD: 313835 | - | 0 | 1 | - | Unknown |
| Vaultis Private Wealth Ltd CRD: 288118 | - | 0 | 1 | - | Unknown |
| Vautin Investment Management Company LLC CRD: 130398 | - | 0 | 0 | - | Unknown |
| Vautrain Nelson Lefevre, Endsley and Durham, Inc. CRD: 15697 | - | 0 | 0 | A | INACTIVE |
| Vawter Financial Ltd CRD: 108830 | - | 0 | 2 | - | Unknown |
| Vaxa Partners LLC CRD: 334867 | NY | 0 | 2 | A | Active |
| Vaynerfund CRD: 213512 | - | 0 | 0 | - | Unknown |
| Vazirani Asset Management LLC CRD: 289186 | - | 0 | 1 | - | Unknown |
| VB Asset Management, LLC CRD: 314585 | - | 0 | 0 | - | Unknown |
| VB Equity Management LLC CRD: 292787 | - | 0 | 0 | - | Unknown |
| VBC Securities, LLC CRD: 5407 | NJ | 3 | 2 | B | Active |
| VBL Advisors LLC CRD: 312793 | - | 0 | 1 | - | Unknown |
| Vbot Coin Ltd CRD: 340294 | - | 0 | 1 | - | Unknown |
| VBWM Investment Management LLC CRD: 334435 | - | 0 | 1 | - | Unknown |
| VC Capital Management LLC CRD: 331537 | - | 0 | 1 | - | Unknown |
| VC Fund Ventures LLC CRD: 318713 | - | 0 | 1 | - | Unknown |
| VCA Securities, LP CRD: 130748 | - | 1 | 0 | B | INACTIVE |
| Vcap Securities, LLC CRD: 124515 | - | 2 | 0 | B | INACTIVE |
| Vcapital Securities LLC CRD: 104018 | - | 1 | 0 | B | INACTIVE |
| VCC Advisors, LLC CRD: 301023 | - | 0 | 1 | - | Unknown |
| Vcexpress Financial Ltd CRD: 314544 | - | 1 | 0 | B | INACTIVE |