Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vcfa Group CRD: 160941 | - | 0 | 1 | - | Unknown |
| VCG Securities, Inc. CRD: 15563 | - | 0 | 0 | A | INACTIVE |
| VCG Securities, LLC CRD: 149083 | - | 0 | 0 | A | INACTIVE |
| VCM Capital CRD: 300248 | - | 0 | 2 | - | Unknown |
| VCM Global Asset Management Ltd. CRD: 322916 | - | 0 | 0 | - | Unknown |
| VCM Securities, LLC. CRD: 142026 | - | 0 | 0 | A | INACTIVE |
| VCM Wealth CRD: 149307 | - | 0 | 2 | - | Unknown |
| VCM Wealth Advisors CRD: 337299 | - | 0 | 2 | - | Unknown |
| VCP Apex (US) CRD: 169090 | - | 0 | 0 | A | INACTIVE |
| VCP Financial LLC CRD: 167901 | - | 0 | 1 | - | Unknown |
| Vcross Capital Markets LLC CRD: 40949 | - | 0 | 0 | A | INACTIVE |
| VCS Venture Securities CRD: 127921 | NY | 3 | 6 | B | Active |
| VCVILLAGE.COM Securities, Inc. CRD: 103850 | - | 0 | 0 | A | INACTIVE |
| VDB Wealth CRD: 334639 | - | 0 | 1 | - | Unknown |
| VDM Capital Markets, LLC CRD: 137874 | - | 1 | 0 | B | INACTIVE |
| VDM Institutional Brokerage, LLC CRD: 39022 | - | 0 | 0 | A | INACTIVE |
| VDM Trading, LLC CRD: 137999 | - | 0 | 0 | A | INACTIVE |
| VE Partners CRD: 298908 | - | 0 | 0 | - | Unknown |
| Veach Family Financial CRD: 115798 | - | 0 | 2 | - | Unknown |
| Veber Partners, L.L.C. CRD: 39224 | - | 0 | 0 | A | INACTIVE |
| Vecovo Ventures Ltd. CRD: 336535 | - | 0 | 0 | - | Unknown |
| Vecrest CRD: 324807 | - | 0 | 1 | - | Unknown |
| Vectis Capital CRD: 342378 | - | 0 | 1 | - | Unknown |
| Vector CRD: 298681 | - | 0 | 0 | - | Unknown |
| Vector Asset Management CRD: 174283 | - | 0 | 0 | - | Unknown |
| Vector Capital Management, L.P. CRD: 171172 | - | 0 | 1 | - | Unknown |
| Vector Dynamics Wealth Management P.L.L.C CRD: 342038 | - | 0 | 2 | - | Unknown |
| Vector Financial Services, LLC CRD: 156125 | - | 0 | 1 | - | Unknown |
| Vector Financial Solutions, Inc. CRD: 291895 | - | 0 | 2 | - | Unknown |
| Vector Line Capital CRD: 342161 | - | 0 | 1 | - | Unknown |
| Vector Magnitude Funds, L.L.C. CRD: 122739 | - | 1 | 0 | B | INACTIVE |
| Vector Money Management Inc CRD: 108192 | - | 0 | 1 | - | Unknown |
| Vector ONE Capital Management LLC CRD: 338441 | - | 0 | 1 | - | Unknown |
| Vector Partners L.P. CRD: 37500 | - | 0 | 0 | A | INACTIVE |
| Vector Securities International, Inc. CRD: 22010 | - | 4 | 0 | C | INACTIVE |
| Vector Securities,Ltd. CRD: 14585 | - | 0 | 0 | A | INACTIVE |
| Vector Technologies, LLC CRD: 323237 | - | 0 | 1 | - | Unknown |
| Vector VC, LLC CRD: 322171 | - | 0 | 1 | - | Unknown |
| Vector Wealth Management, LLC CRD: 106090 | - | 0 | 0 | - | Unknown |
| Vector3 Wealth Management CRD: 343072 | - | 0 | 1 | - | Unknown |
| Vectorglobal IAG, Inc. CRD: 147129 | - | 0 | 11 | - | Unknown |
| Vectorglobal WMG CRD: 32396 | FL | 4 | 6 | B | Active |
| Vectors Asset Management CRD: 137772 | - | 0 | 3 | - | Unknown |
| Vectors Capital, LLC CRD: 322434 | - | 0 | 1 | - | Unknown |
| Vectorwealth CRD: 312707 | - | 0 | 1 | - | Unknown |
| Vectrd LLC CRD: 342434 | - | 0 | 1 | - | Unknown |
| Veda Capital Advisers, Inc. CRD: 167282 | - | 0 | 0 | - | Unknown |
| Veda Financial Investment Advisory CRD: 173448 | - | 0 | 2 | - | Unknown |
| Veda Investment Group, LLC CRD: 305728 | - | 0 | 1 | - | Unknown |
| Vedanta Management, LP CRD: 160685 | - | 0 | 1 | - | Unknown |