Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vedanta Sentinel Investment Advisors CRD: 335058 | - | 0 | 1 | - | Unknown |
| Vedic Equity LLC CRD: 340520 | - | 0 | 1 | - | Unknown |
| Veery Capital, LLC CRD: 298465 | - | 0 | 1 | - | Unknown |
| Vega Capital Group LLC CRD: 129494 | - | 0 | 2 | - | Unknown |
| Vega Capital Partners LLC CRD: 338416 | - | 0 | 1 | - | Unknown |
| Vega Financial Corporation CRD: 16312 | - | 0 | 0 | A | INACTIVE |
| Vega Financial LLC CRD: 312036 | - | 0 | 4 | - | Unknown |
| Vega Options, LLC CRD: 31636 | - | 1 | 0 | B | INACTIVE |
| Vega Wealth LLC CRD: 341068 | - | 0 | 1 | - | Unknown |
| Vega-CHI US Limited CRD: 158017 | - | 1 | 0 | B | INACTIVE |
| Vegaleap Capital Management LLC CRD: 323992 | - | 0 | 1 | - | Unknown |
| Vegalytics Wealth Management LLC CRD: 315140 | - | 0 | 0 | - | Unknown |
| Vegtech LLC CRD: 317072 | - | 0 | 0 | - | Unknown |
| Veil Capital LLC CRD: 323462 | - | 0 | 1 | - | Unknown |
| Vela Capital Management, LLC CRD: 300688 | - | 0 | 0 | - | Unknown |
| Vela Consulting, LLC CRD: 304085 | - | 0 | 1 | - | Unknown |
| Vela Ford LLC CRD: 290901 | - | 0 | 0 | - | Unknown |
| Vela Investment Management, LLC CRD: 306678 | - | 0 | 2 | - | Unknown |
| Vela Investors CRD: 269962 | - | 0 | 0 | - | Unknown |
| Vela Partners LLC CRD: 309662 | - | 0 | 1 | - | Unknown |
| Vela Partners Management, LLC CRD: 333308 | - | 0 | 0 | - | Unknown |
| Velaga Advisors CRD: 329122 | - | 0 | 1 | - | Unknown |
| Velanne Asset Management CRD: 291249 | - | 0 | 0 | - | Unknown |
| Velaris Wealth Management CRD: 340592 | - | 0 | 1 | - | Unknown |
| Velasco Securities, Inc. CRD: 29863 | - | 1 | 0 | B | INACTIVE |
| Velay Financial Services Limited CRD: 329539 | - | 0 | 0 | - | Unknown |
| Velbridge Wealth Advisors LLC CRD: 337634 | - | 0 | 2 | - | Unknown |
| Veld Capital Limited CRD: 323522 | - | 0 | 0 | - | Unknown |
| Velerity Group, Inc. CRD: 42869 | VA | 1 | 2 | B | Active |
| Velerity Wealth, LLC CRD: 317499 | - | 0 | 0 | - | Unknown |
| Veles Securities CRD: 332495 | IL | 0 | 2 | A | Active |
| Veleta Capital, LLC CRD: 313763 | - | 0 | 1 | - | Unknown |
| Velev Advisors CRD: 283370 | - | 0 | 1 | - | Unknown |
| Velikanje Financial Services, Inc. CRD: 115928 | - | 0 | 0 | - | Unknown |
| Velisaris Investment Consulting Services, Inc. CRD: 123094 | - | 0 | 2 | - | Unknown |
| Velitant Management, LLC CRD: 338501 | - | 0 | 0 | - | Unknown |
| Vella Trading, LLC CRD: 148981 | - | 0 | 0 | A | INACTIVE |
| Vellichor Management, LP CRD: 340221 | - | 0 | 1 | - | Unknown |
| Vellos Asset Management, LLC CRD: 176534 | - | 0 | 0 | - | Unknown |
| Vellucci, Frank CRD: 159326 | - | 0 | 2 | - | Unknown |
| Vellum Financial, LLC CRD: 149909 | - | 0 | 0 | - | Unknown |
| Velmark Capital Management LLC CRD: 311441 | - | 0 | 2 | - | Unknown |
| Velmora Global Capital Group LLC CRD: 338381 | - | 0 | 1 | - | Unknown |
| Velocis Management, LLC CRD: 313345 | - | 0 | 1 | - | Unknown |
| Velocity Advisory Services, LLC CRD: 324094 | - | 0 | 0 | - | Unknown |
| Velocity Capital Advisors LLC CRD: 322722 | - | 0 | 1 | - | Unknown |
| Velocity Capital Management LLC CRD: 321641 | - | 0 | 1 | - | Unknown |
| Velocity Capital, LLC CRD: 171810 | NY | 2 | 5 | B | Active |
| Velocity Clearing, LLC CRD: 126588 | NJ | 19 | 8 | C | Active |
| Velocity North Investments, Inc. CRD: 284685 | - | 0 | 0 | - | Unknown |