Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Velocity Partners CRD: 164033 | - | 0 | 0 | - | Unknown |
| Velocity Traders Inc. CRD: 169193 | - | 0 | 0 | - | Unknown |
| Velocityhealth Securities, Inc. CRD: 134616 | TN | 0 | 2 | A | Active |
| Velorum Prime LLC CRD: 171825 | - | 0 | 0 | - | Unknown |
| Velos Partners Management, LLC CRD: 168308 | - | 0 | 0 | - | Unknown |
| Velouria Capital Management LLC CRD: 166377 | - | 0 | 1 | - | Unknown |
| Velox Clearing LLC CRD: 290215 | FL | 4 | 2 | B | Active |
| Velox Securities, Inc. CRD: 285402 | - | 0 | 0 | A | INACTIVE |
| Velt Partners Investimentos Ltda. CRD: 283114 | - | 0 | 0 | - | Unknown |
| Veltra Capital CRD: 312241 | - | 0 | 1 | - | Unknown |
| Veltria Advisors Corp. CRD: 189514 | - | 0 | 1 | - | Unknown |
| Veltta LLC CRD: 339096 | - | 0 | 1 | - | Unknown |
| Velvet Capital LLC CRD: 297673 | - | 0 | 1 | - | Unknown |
| Velvet SEA Ventures CRD: 317632 | - | 0 | 1 | - | Unknown |
| Velvet Ventures, LLC CRD: 338571 | - | 0 | 1 | - | Unknown |
| Velveteen Ventures CRD: 331434 | - | 0 | 1 | - | Unknown |
| Vemuri Capital II, LLC CRD: 325165 | - | 0 | 1 | - | Unknown |
| Vemuri Capital, LLC CRD: 171474 | - | 0 | 0 | - | Unknown |
| Venable Park Investment Counsel Inc. CRD: 152584 | - | 0 | 0 | - | Unknown |
| Venables Financial Solutions CRD: 332371 | - | 0 | 1 | - | Unknown |
| Venado Investment Advisors LLC CRD: 327856 | - | 0 | 1 | - | Unknown |
| Venari Asset Management LLC CRD: 341481 | - | 0 | 1 | - | Unknown |
| Venator Capital Management Ltd. CRD: 268798 | - | 0 | 0 | - | Unknown |
| Venator Management LLC CRD: 310406 | - | 0 | 2 | - | Unknown |
| Venbio Partners LLC CRD: 290045 | - | 0 | 1 | - | Unknown |
| Vencast Securities, LLC CRD: 103707 | - | 0 | 0 | A | INACTIVE |
| Vendera Management Holdings, LLC CRD: 175116 | - | 0 | 1 | - | Unknown |
| Vendis Capital Management NV CRD: 330054 | - | 0 | 0 | - | Unknown |
| Vendome Capital Management LLC CRD: 307514 | - | 0 | 1 | - | Unknown |
| Venelite Ventures, LLC CRD: 334930 | - | 0 | 1 | - | Unknown |
| Venerable Investment Advisers, LLC CRD: 330755 | - | 0 | 1 | - | Unknown |
| Venerable Private Wealth LLC CRD: 316678 | - | 0 | 0 | - | Unknown |
| Veneroso Wealth Management CRD: 342014 | - | 0 | 1 | - | Unknown |
| Venetus Partners LP CRD: 282695 | - | 0 | 0 | - | Unknown |
| Venhedge Asset Management LLC CRD: 326703 | - | 0 | 1 | - | Unknown |
| Venhu Securities Inc. CRD: 8566 | - | 0 | 0 | A | INACTIVE |
| Veni Capital Directors Inc CRD: 161773 | - | 0 | 0 | - | Unknown |
| Venice Brands, LLC CRD: 307937 | - | 0 | 0 | - | Unknown |
| Venice Capital LLC CRD: 334886 | - | 0 | 0 | - | Unknown |
| Venice Securities Corporation CRD: 34357 | - | 0 | 0 | A | INACTIVE |
| Venitage, LLC CRD: 295330 | - | 0 | 0 | - | Unknown |
| Venmark Financial CRD: 169424 | - | 0 | 0 | - | Unknown |
| Venn Global Macro CRD: 289575 | - | 0 | 0 | - | Unknown |
| Venn Ventures, LLC CRD: 315551 | - | 0 | 1 | - | Unknown |
| Venn Wealth & Benefit Services, LLC CRD: 129865 | - | 0 | 5 | - | Unknown |
| Vennlight Capital Management, LP CRD: 329148 | - | 0 | 1 | - | Unknown |
| Vennwell, LLC CRD: 120845 | - | 0 | 0 | - | Unknown |
| Venor Capital Management LP CRD: 158327 | - | 0 | 1 | - | Unknown |
| Venora Capital Management, LLC CRD: 327748 | - | 0 | 0 | - | Unknown |
| Venovate Advisors, LLC CRD: 169327 | - | 0 | 0 | - | Unknown |