Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Venrex Investment Management LLP CRD: 324009 | - | 0 | 0 | - | Unknown |
| Venroth Principal Management CRD: 297376 | - | 0 | 0 | - | Unknown |
| Vensana Capital Management, LLC CRD: 300695 | - | 0 | 1 | - | Unknown |
| Ventana Financial Corporation CRD: 16006 | - | 0 | 0 | A | INACTIVE |
| Ventana Investment Advisors, LLC CRD: 289246 | - | 0 | 0 | - | Unknown |
| Ventana Private Wealth LLC CRD: 311878 | - | 0 | 3 | - | Unknown |
| Ventana Trading Corporation CRD: 40900 | - | 0 | 0 | A | INACTIVE |
| Ventioneers CRD: 327950 | - | 0 | 1 | - | Unknown |
| Ventioneers Capital Inc. CRD: 336822 | - | 0 | 0 | - | Unknown |
| Ventira Private Wealth Management Ltd. CRD: 164792 | - | 0 | 0 | - | Unknown |
| Ventizz Capital Partners AG CRD: 163162 | - | 0 | 0 | - | Unknown |
| Ventoux Financial Advisors, LLC CRD: 298631 | - | 0 | 1 | - | Unknown |
| Ventoux Securities, LLC CRD: 149298 | NV | 0 | 2 | A | Active |
| Ventum Advisors Corp. CRD: 299365 | - | 0 | 0 | - | Unknown |
| Ventum Financial (US) Corp. CRD: 127404 | - | 0 | 0 | A | Active |
| Ventura Advisors CRD: 132040 | - | 0 | 2 | - | Unknown |
| Ventura Capital Management, LLC CRD: 136504 | - | 0 | 0 | - | Unknown |
| Ventura Coast Wealth Management CRD: 154280 | - | 0 | 1 | - | Unknown |
| Ventura Pacific Capital Corporation CRD: 26036 | - | 0 | 0 | A | INACTIVE |
| Ventura Securities, Inc. CRD: 15316 | - | 0 | 0 | A | INACTIVE |
| Ventura Wealth Management CRD: 152301 | - | 0 | 1 | - | Unknown |
| Venture America Capital Corporation CRD: 16827 | - | 0 | 0 | A | INACTIVE |
| Venture Capital CRD: 305601 | - | 0 | 0 | - | Unknown |
| Venture Capital Fund of NEW England V, LP CRD: 162330 | - | 0 | 0 | - | Unknown |
| Venture Capital Investing CRD: 166612 | - | 0 | 0 | - | Unknown |
| Venture Capital Investment Management CRD: 307665 | - | 0 | 1 | - | Unknown |
| Venture Company Management, LLC CRD: 334945 | - | 0 | 1 | - | Unknown |
| Venture Exchange Network, Inc. CRD: 127395 | - | 0 | 0 | A | INACTIVE |
| Venture Financial Advisors, LLC CRD: 312756 | - | 0 | 3 | - | Unknown |
| Venture Financial Coaching, LLC CRD: 316447 | - | 0 | 0 | - | Unknown |
| Venture First CRD: 315758 | - | 0 | 0 | - | Unknown |
| Venture Forth Financial CRD: 283315 | - | 0 | 2 | - | Unknown |
| Venture Funding CRD: 7921 | - | 0 | 0 | A | INACTIVE |
| Venture Guides Management, L.P. CRD: 324431 | - | 0 | 0 | - | Unknown |
| Venture Highway Consultants LLP CRD: 332611 | - | 0 | 0 | - | Unknown |
| Venture Highway Management II CRD: 307427 | - | 0 | 0 | - | Unknown |
| Venture Investment Associates CRD: 160002 | - | 0 | 1 | - | Unknown |
| Venture Investors LLC CRD: 163693 | - | 0 | 1 | - | Unknown |
| Venture Partners Capital, L.L.C. CRD: 41463 | - | 1 | 0 | B | INACTIVE |
| Venture Partners Wealth Management, LLC CRD: 287854 | - | 0 | 1 | - | Unknown |
| Venture Science GP, LLC CRD: 284210 | - | 0 | 1 | - | Unknown |
| Venture Smart Asia Limited CRD: 315573 | - | 0 | 0 | - | Unknown |
| Venture Visionary Partners LLC CRD: 304237 | - | 0 | 8 | - | Unknown |
| Venture Wealth Solutions LLC CRD: 334307 | - | 0 | 1 | - | Unknown |
| VENTURE.CO Brokerage Services LLC CRD: 173924 | - | 0 | 0 | A | INACTIVE |
| Venture/Property Investments, Inc. CRD: 13977 | - | 0 | 0 | A | INACTIVE |
| Venture51 Capital Partners LLC CRD: 168337 | - | 0 | 0 | - | Unknown |
| Ventureaide Capital, LLC CRD: 298892 | AZ | 0 | 2 | A | Active |
| Venturemfo LLC CRD: 304331 | - | 0 | 1 | - | Unknown |
| Ventures Unknown, LLC CRD: 326372 | - | 0 | 1 | - | Unknown |