Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Venturesouth Funds CRD: 310092 | - | 0 | 1 | - | Unknown |
| Venturewave Capital Limited CRD: 317886 | - | 0 | 0 | - | Unknown |
| Venturi Private Wealth CRD: 169576 | - | 0 | 3 | - | Unknown |
| Venturtech Securities Corporation CRD: 10392 | - | 0 | 0 | A | INACTIVE |
| Ventus Wealth Management CRD: 312277 | - | 0 | 1 | - | Unknown |
| Venus Capital Management Company CRD: 289503 | - | 0 | 0 | - | Unknown |
| Venus Capital Management Inc CRD: 110477 | - | 0 | 0 | - | Unknown |
| Venus Investing CRD: 300862 | - | 0 | 0 | - | Unknown |
| Venus Partners CRD: 11056 | - | 0 | 0 | A | INACTIVE |
| Venwest Securities, Inc. CRD: 14795 | - | 0 | 0 | A | INACTIVE |
| VEP Special Situations Fund 2 CRD: 281940 | - | 0 | 0 | - | Unknown |
| VEP Ventures Manager, LLC CRD: 331772 | - | 0 | 1 | - | Unknown |
| Vera Financial Solutions, LLC CRD: 154799 | - | 0 | 0 | - | Unknown |
| Vera Lake Capital, LLC CRD: 341142 | - | 0 | 1 | - | Unknown |
| Vera Management, LLC CRD: 321859 | - | 0 | 0 | - | Unknown |
| Vera Wealth LLC CRD: 333522 | - | 0 | 1 | - | Unknown |
| Vera-CPA, Inc. CRD: 334887 | - | 0 | 1 | - | Unknown |
| Verab Financial Advisory LLC CRD: 330540 | - | 0 | 2 | - | Unknown |
| Veracious Advisors CRD: 168535 | - | 0 | 0 | - | Unknown |
| Veracity Capital LLC CRD: 304272 | - | 0 | 6 | - | Unknown |
| Veracity Wealth Management LLC CRD: 290625 | - | 0 | 1 | - | Unknown |
| Veradace Capital Management CRD: 301703 | - | 0 | 1 | - | Unknown |
| Veraison Asset Management, LLC CRD: 149196 | - | 0 | 1 | - | Unknown |
| Verance Capital Management LLC CRD: 337517 | - | 0 | 1 | - | Unknown |
| Veranorth Capital Management, LLC CRD: 290567 | - | 0 | 1 | - | Unknown |
| Veratis Advisors, Inc. CRD: 117892 | - | 0 | 1 | - | Unknown |
| Veravest Investments, Inc. CRD: 3960 | - | 8 | 0 | D | INACTIVE |
| Veravest, Inc. CRD: 104439 | - | 0 | 0 | A | INACTIVE |
| Verax Advisors CRD: 163864 | - | 0 | 0 | - | Unknown |
| Veraz Advisors CRD: 304619 | - | 0 | 1 | - | Unknown |
| Verbal, LLC CRD: 131371 | - | 0 | 0 | A | INACTIVE |
| Verbank Advisors CRD: 285278 | - | 0 | 0 | - | Unknown |
| Verbatim Financial CRD: 306685 | - | 0 | 1 | - | Unknown |
| Verbena Value LP CRD: 337379 | - | 0 | 1 | - | Unknown |
| Vercap Management LLC CRD: 333354 | - | 0 | 1 | - | Unknown |
| Vercoe & Company, Inc. CRD: 855 | - | 0 | 0 | A | INACTIVE |
| Verdad Advisers, L.P. CRD: 171048 | - | 0 | 1 | - | Unknown |
| Verdane Capital Advisors CRD: 284639 | - | 0 | 0 | - | Unknown |
| Verdane Capital Advisors CRD: 283272 | - | 0 | 0 | - | Unknown |
| Verdane Fund Manager AB CRD: 308347 | - | 0 | 0 | - | Unknown |
| Verdant Capital Management CRD: 123688 | - | 0 | 2 | - | Unknown |
| Verdant Wealth Management LLC CRD: 294152 | - | 0 | 0 | - | Unknown |
| Verdant, LLC CRD: 116383 | - | 0 | 0 | - | Unknown |
| Verdara PPP LLC CRD: 339710 | - | 0 | 1 | - | Unknown |
| Verde Capital Management, Inc. CRD: 147179 | - | 0 | 3 | - | Unknown |
| Verde Equity Partners, L.P. CRD: 331378 | - | 0 | 1 | - | Unknown |
| Verde Servicos Internacionais S.A. CRD: 171608 | - | 0 | 0 | - | Unknown |
| Verde Wealth Group, LLC CRD: 154568 | - | 0 | 1 | - | Unknown |
| Verdeam CRD: 128442 | - | 0 | 0 | - | Unknown |
| Verdeja Investment Advisors Inc. CRD: 142579 | - | 0 | 0 | - | Unknown |