Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Verdence Capital Advisors, LLC CRD: 288512 | - | 0 | 17 | - | Unknown |
| Verdia CRD: 165667 | - | 0 | 2 | - | Unknown |
| Verdict Capital Management, LLC CRD: 342924 | - | 0 | 1 | - | Unknown |
| Verdis Investment Management, LLC CRD: 134445 | - | 0 | 1 | - | Unknown |
| Verducci Asset Management, Inc. CRD: 171751 | - | 0 | 1 | - | Unknown |
| Verdura Wealth Management, LLC CRD: 326847 | - | 0 | 1 | - | Unknown |
| Verdure Capital Managment, LLC CRD: 312575 | - | 0 | 1 | - | Unknown |
| Verdus Capital, LLC CRD: 323954 | - | 0 | 1 | - | Unknown |
| Vere Chappell CRD: 145674 | - | 0 | 2 | - | Unknown |
| Vere Global Wealth Management CRD: 154312 | - | 0 | 0 | - | Unknown |
| Verecan Asset Management Inc. CRD: 337563 | - | 0 | 0 | - | Unknown |
| Verecan Capital Management Inc. CRD: 336801 | - | 0 | 0 | - | Unknown |
| Vereinwest Capital Markets, Inc. CRD: 21996 | - | 0 | 0 | A | INACTIVE |
| Verex Securities, Inc. CRD: 7704 | - | 0 | 0 | A | INACTIVE |
| Verge Fund CRD: 307312 | - | 0 | 1 | - | Unknown |
| Vergence Institutional Partners LLC CRD: 301349 | - | 0 | 1 | - | Unknown |
| Vergent Asset Management CRD: 290165 | - | 0 | 0 | - | Unknown |
| Vergepointe Wealth Management, LLC CRD: 151425 | - | 0 | 1 | - | Unknown |
| Vericap Advisors (US), LLC CRD: 125540 | - | 0 | 0 | A | INACTIVE |
| Vericimetry Advisors LLC CRD: 157394 | - | 0 | 1 | - | Unknown |
| Vericrest Private Wealth, LLC CRD: 311111 | - | 0 | 2 | - | Unknown |
| Veridan Wealth CRD: 329666 | - | 0 | 1 | - | Unknown |
| Veridi Capital CRD: 304374 | - | 0 | 0 | - | Unknown |
| Veridian Capital Partners CRD: 314290 | - | 0 | 1 | - | Unknown |
| Veridian Private Wealth Management CRD: 330270 | - | 0 | 1 | - | Unknown |
| Veridian Wealth Management, Inc. CRD: 144890 | - | 0 | 0 | - | Unknown |
| Veridical Ventures Management Company, LLC CRD: 333175 | - | 0 | 1 | - | Unknown |
| Veridien Global Investors LLC CRD: 322798 | - | 0 | 0 | - | Unknown |
| Veridis Management LLC CRD: 320969 | - | 0 | 1 | - | Unknown |
| Veridos Capital LLC CRD: 324217 | - | 0 | 2 | - | Unknown |
| Verifi Financial CRD: 323500 | - | 0 | 0 | - | Unknown |
| Verified Capital CRD: 336798 | - | 0 | 1 | - | Unknown |
| Verified Financial CRD: 293384 | - | 0 | 0 | - | Unknown |
| Verify Wealth CRD: 341678 | - | 0 | 1 | - | Unknown |
| Veripax Wealth Management, Inc. CRD: 139663 | - | 0 | 0 | - | Unknown |
| Veris Wealth Partners, LLC CRD: 143588 | - | 0 | 7 | - | Unknown |
| Verisail Partners, LLC CRD: 153751 | - | 0 | 2 | - | Unknown |
| Verist Capital Management CRD: 150584 | - | 0 | 0 | - | Unknown |
| Veristar Capital Management LP CRD: 317504 | - | 0 | 0 | - | Unknown |
| Verit Advisors Capital Markets LLC CRD: 170833 | IL | 0 | 2 | A | Active |
| Verita Strategic Wealth Partners, LLC CRD: 335215 | - | 0 | 1 | - | Unknown |
| Veritable Financials LLC CRD: 341210 | - | 0 | 1 | - | Unknown |
| Veritable LP CRD: 130758 | - | 0 | 0 | - | Unknown |
| Veritana Financial Planning, Inc CRD: 149807 | - | 0 | 0 | - | Unknown |
| Veritas CRD: 289469 | - | 0 | 1 | - | Unknown |
| Veritas Asset Management (Asia) Ltd CRD: 167210 | - | 0 | 0 | - | Unknown |
| Veritas Asset Management LLP CRD: 174314 | - | 0 | 0 | - | Unknown |
| Veritas Bitcoin Strategies, LLC. DBA Veritas Bitco… CRD: 306768 | - | 0 | 1 | - | Unknown |
| Veritas Capital Advisors LLC CRD: 117975 | - | 0 | 0 | A | INACTIVE |
| Veritas Capital Advisory GMBH CRD: 339019 | - | 0 | 1 | - | Unknown |