Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Veritas Capital Fund Management, L.L.C. CRD: 157123 | - | 0 | 1 | - | Unknown |
| Veritas Capital Securities L.L.C. CRD: 323755 | NY | 0 | 2 | A | Active |
| Veritas Financial Consulting LLC CRD: 314363 | - | 0 | 1 | - | Unknown |
| Veritas Financial Services, LLC CRD: 146264 | - | 0 | 3 | - | Unknown |
| Veritas Investment Advisory Group LLC CRD: 336821 | - | 0 | 2 | - | Unknown |
| Veritas Private Wealth Management CRD: 339867 | - | 0 | 1 | - | Unknown |
| Veritas Securities Corp. CRD: 46895 | - | 0 | 0 | A | INACTIVE |
| Veritas Securities Group LLC CRD: 138798 | - | 0 | 0 | A | INACTIVE |
| Veritas Venture Management, LLC CRD: 168776 | - | 0 | 0 | - | Unknown |
| Veritas Venture Partners CRD: 163681 | - | 0 | 0 | - | Unknown |
| Veritas Wealth Advisors CRD: 149762 | - | 0 | 1 | - | Unknown |
| Veritas Wealth Advisors, LLC CRD: 130027 | - | 0 | 2 | - | Unknown |
| Veritas Wealth Management CRD: 341084 | - | 0 | 1 | - | Unknown |
| Veritas Wealth Management LLC CRD: 289046 | - | 0 | 2 | - | Unknown |
| Veritas Wealth Management, LLC CRD: 160600 | - | 0 | 1 | - | Unknown |
| Veritas Wealth Partners, LLC CRD: 312247 | - | 0 | 2 | - | Unknown |
| Verite Financial, LLC CRD: 318099 | - | 0 | 1 | - | Unknown |
| Verition Advisors (Canada) ULC CRD: 162256 | - | 0 | 0 | - | Unknown |
| Verition Fund Management LLC CRD: 156610 | - | 0 | 7 | - | Unknown |
| Verition Securities LLC CRD: 150918 | - | 1 | 0 | B | INACTIVE |
| Veriton Investment Inc CRD: 341008 | - | 0 | 1 | - | Unknown |
| Veritrust Financial, LLC CRD: 106594 | - | 5 | 0 | C | INACTIVE |
| Verity Advisers CRD: 310253 | - | 0 | 0 | - | Unknown |
| Verity Asset Management CRD: 158667 | - | 0 | 54 | - | Unknown |
| Verity Capital Management, LLC CRD: 155509 | - | 0 | 0 | - | Unknown |
| Verity Financial LLC CRD: 300563 | - | 0 | 0 | - | Unknown |
| Verity Investment Counsel, Inc. CRD: 113065 | - | 0 | 0 | - | Unknown |
| Verity Investment Partners CRD: 119630 | - | 0 | 8 | - | Unknown |
| Verity Investments, Inc. CRD: 41527 | - | 0 | 0 | A | INACTIVE |
| Verity Venture Partners, LLC CRD: 321231 | - | 0 | 1 | - | Unknown |
| Verity Wealth Advisors, LLC CRD: 126742 | - | 0 | 1 | - | Unknown |
| Verity Wealth Partners CRD: 307774 | - | 0 | 0 | - | Unknown |
| Verium Planning and Asset Management CRD: 282731 | - | 0 | 0 | - | Unknown |
| Verizon Investment Management Corp. CRD: 105804 | - | 0 | 0 | - | Unknown |
| Verlaine Investment Advisors, LLC CRD: 168214 | - | 0 | 0 | - | Unknown |
| Verley, Dwayne a. CRD: 175275 | - | 0 | 0 | - | Unknown |
| Vermeulen Capital Management CRD: 124296 | - | 0 | 1 | - | Unknown |
| Vermilion Advisory Services LLC CRD: 154634 | - | 0 | 0 | - | Unknown |
| Vermilion Asset Management, LLC CRD: 134801 | - | 0 | 1 | - | Unknown |
| Vermilion Cliffs Ventures, LLC CRD: 323073 | - | 0 | 1 | - | Unknown |
| Vermillion & White Wealth Management Group CRD: 168215 | - | 0 | 3 | - | Unknown |
| Vermillion Financial Advisors, Inc. CRD: 119239 | - | 0 | 4 | - | Unknown |
| Vermillion Private Wealth CRD: 309240 | - | 0 | 1 | - | Unknown |
| Vermillion Wealth Management Inc. CRD: 281978 | - | 0 | 1 | - | Unknown |
| Vermont Pure Financial, Inc. CRD: 131325 | - | 0 | 0 | - | Unknown |
| Vernal Point Advisors, LLC CRD: 166587 | - | 0 | 2 | - | Unknown |
| Vernier Capital Partners, LP CRD: 169834 | - | 0 | 0 | - | Unknown |
| Vernon Management Group, Incorporated CRD: 117666 | - | 0 | 2 | - | Unknown |
| Vero Advisors, LLC CRD: 156568 | - | 0 | 1 | - | Unknown |
| Vero Strategic Yield, LLC CRD: 322962 | - | 0 | 1 | - | Unknown |