Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Verod Capital Management Limited CRD: 305100 | - | 0 | 0 | - | Unknown |
| Verona Advisers CRD: 339575 | - | 0 | 1 | - | Unknown |
| Verona Capital Management LLC CRD: 111417 | - | 0 | 2 | - | Unknown |
| Veronis Suhler Stevenson LLC CRD: 47731 | - | 0 | 0 | A | INACTIVE |
| Veronorte Panama CRD: 340713 | - | 0 | 0 | - | Unknown |
| Veronorte S.A.S CRD: 325156 | - | 0 | 0 | - | Unknown |
| Veros Capital Management, Inc. CRD: 127904 | - | 0 | 1 | - | Unknown |
| Verravita Capital, LLC CRD: 284353 | - | 0 | 0 | - | Unknown |
| Verrazzano Capital SAS CRD: 161507 | - | 0 | 0 | - | Unknown |
| Verrilli Altschuler Schwartz Inc. CRD: 7203 | - | 0 | 0 | A | INACTIVE |
| Versa Capital CRD: 321934 | - | 0 | 1 | - | Unknown |
| Versa Capital CRD: 157161 | - | 0 | 1 | - | Unknown |
| Versai Wealth Management LLC CRD: 297528 | - | 0 | 1 | - | Unknown |
| Versaille Capital Advisors, LLC CRD: 156138 | - | 0 | 0 | - | Unknown |
| Versailles Financial, LLC CRD: 127011 | - | 0 | 2 | - | Unknown |
| Versalife Advisors CRD: 338270 | - | 0 | 1 | - | Unknown |
| Versant Capital Management, Inc. CRD: 131692 | - | 0 | 5 | - | Unknown |
| Versant Partners USA, Inc. CRD: 135167 | - | 1 | 0 | B | INACTIVE |
| Versant Venture Management, LLC CRD: 161130 | - | 0 | 1 | - | Unknown |
| Versatile Capital Management L.L.C. CRD: 173611 | - | 0 | 1 | - | Unknown |
| Versified Investing CRD: 289367 | - | 0 | 0 | - | Unknown |
| Verso Partners CRD: 318319 | - | 0 | 1 | - | Unknown |
| Versor Investments LP CRD: 171663 | - | 0 | 1 | - | Unknown |
| Versus Brokerage Services (U.S.) Inc. CRD: 39631 | - | 1 | 0 | B | INACTIVE |
| Versus Ventures, LLC CRD: 329353 | - | 0 | 1 | - | Unknown |
| Vert Asset Management LLC CRD: 288445 | - | 0 | 1 | - | Unknown |
| Vert Securities, LLC CRD: 153270 | - | 1 | 0 | B | INACTIVE |
| Verterent Capital CRD: 318603 | - | 0 | 0 | - | Unknown |
| Vertex Albion LP CRD: 311635 | - | 0 | 1 | - | Unknown |
| Vertex Financial Advisors LLC CRD: 300421 | - | 0 | 1 | - | Unknown |
| Vertex Formula, LLC CRD: 323677 | - | 0 | 1 | - | Unknown |
| Vertex Growth Management PTE. Ltd. CRD: 341268 | - | 0 | 0 | - | Unknown |
| Vertex Investments Group CRD: 334177 | - | 0 | 1 | - | Unknown |
| Vertex Management II Ltd. CRD: 335587 | - | 0 | 0 | - | Unknown |
| Vertex Management Ltd. CRD: 318161 | - | 0 | 0 | - | Unknown |
| Vertex ONE Asset Management Inc. CRD: 139756 | - | 0 | 0 | - | Unknown |
| Vertex Partners CRD: 316839 | - | 0 | 1 | - | Unknown |
| Vertex Venture Management PTE. Ltd. CRD: 297296 | - | 0 | 0 | - | Unknown |
| Vertex Ventures CRD: 174737 | - | 0 | 1 | - | Unknown |
| Vertex Ventures SEA Management PTE. Ltd. CRD: 323900 | - | 0 | 0 | - | Unknown |
| Vertica Capital Management LLC CRD: 299690 | - | 0 | 1 | - | Unknown |
| Vertical Capital Asset Management, LLC CRD: 158382 | - | 0 | 0 | - | Unknown |
| Vertical Capital Securities, LLC CRD: 154697 | - | 0 | 0 | A | INACTIVE |
| Vertical Capital, LLC CRD: 143956 | - | 0 | 0 | - | Unknown |
| Vertical Flank LLC CRD: 162849 | - | 0 | 1 | - | Unknown |
| Vertical Opportunity Partners, LLC CRD: 286493 | - | 0 | 0 | - | Unknown |
| Vertical Research Securities, Inc. CRD: 334696 | CT | 0 | 1 | A | Active |
| Vertical Venture Partners CRD: 288845 | - | 0 | 1 | - | Unknown |
| Vertical Wealth Management CRD: 154953 | - | 0 | 1 | - | Unknown |
| Vertical Wealth, LLC CRD: 158010 | - | 0 | 1 | - | Unknown |