Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vertice Capital Partners, LLC CRD: 171889 | - | 0 | 1 | - | Unknown |
| Verticus Advisors Inc. CRD: 333313 | - | 0 | 1 | - | Unknown |
| Vertigo Strategies, LLC CRD: 169809 | - | 0 | 0 | - | Unknown |
| Vertiqa Advisers LLC CRD: 317537 | - | 0 | 0 | - | Unknown |
| Vertis Wealth, LLC CRD: 307270 | - | 0 | 6 | - | Unknown |
| Verto Management, LLC CRD: 292899 | - | 0 | 0 | - | Unknown |
| Vertrix Wealth Management, LLC CRD: 339547 | - | 0 | 3 | - | Unknown |
| Vertu Capital CRD: 322369 | - | 0 | 0 | - | Unknown |
| Verum Partners LLC CRD: 301058 | - | 0 | 2 | - | Unknown |
| Verum Wealth Advisors LLC CRD: 290267 | - | 0 | 0 | - | Unknown |
| Verum, LLC CRD: 282895 | - | 0 | 0 | - | Unknown |
| Verus Advisory, Inc. CRD: 110565 | - | 0 | 1 | - | Unknown |
| Verus Capital Advisors CRD: 169622 | - | 0 | 0 | - | Unknown |
| Verus Capital Partners, LLC CRD: 151568 | - | 0 | 48 | - | Unknown |
| Verus Financial Group CRD: 315153 | - | 0 | 2 | - | Unknown |
| Verus Financial Partners CRD: 106744 | - | 0 | 5 | - | Unknown |
| Verus Wealth Management CRD: 323130 | - | 0 | 1 | - | Unknown |
| Verve Management Group LLC CRD: 320732 | - | 0 | 1 | - | Unknown |
| Verve Ventures LLC CRD: 307177 | - | 0 | 0 | - | Unknown |
| Veryser Ventures, LLC CRD: 330416 | - | 0 | 1 | - | Unknown |
| VES Advisors, LLC CRD: 311032 | - | 0 | 0 | - | Unknown |
| Vesbridge Partners, LP CRD: 162045 | - | 0 | 1 | - | Unknown |
| Vescio Asset Management, LLC CRD: 311607 | - | 0 | 0 | - | Unknown |
| Vesey Street Capital Partners CRD: 285544 | - | 0 | 1 | - | Unknown |
| Vesey Ventures LP CRD: 321730 | - | 0 | 1 | - | Unknown |
| Vesica Wealth Acquisition CRD: 335828 | - | 0 | 2 | - | Unknown |
| Vesper Company Management LLC CRD: 332012 | - | 0 | 1 | - | Unknown |
| Vespermare Capital LP CRD: 317418 | - | 0 | 0 | - | Unknown |
| Vespucci General Partners, KFT. CRD: 327941 | - | 0 | 0 | - | Unknown |
| Vespula Capital Management LLC CRD: 335429 | - | 0 | 1 | - | Unknown |
| Vessel Advisors CRD: 282095 | - | 0 | 0 | - | Unknown |
| Vessel Financial Planning LLC CRD: 338596 | - | 0 | 2 | - | Unknown |
| Vessel Wealth Advisors LLC CRD: 310809 | - | 0 | 1 | - | Unknown |
| Vest CRD: 287508 | - | 0 | 0 | - | Unknown |
| Vest Assured, Inc. CRD: 137390 | - | 0 | 1 | - | Unknown |
| Vest Financial LLC CRD: 165976 | - | 0 | 9 | - | Unknown |
| Vest HER, LLC CRD: 322967 | - | 0 | 1 | - | Unknown |
| Vest Securities, LLC CRD: 317379 | VA | 0 | 2 | A | Active |
| Vest Wealth Inc. CRD: 316132 | - | 0 | 1 | - | Unknown |
| Vesta Advisors LLC CRD: 297420 | - | 0 | 0 | - | Unknown |
| Vesta Financialcare CRD: 141804 | - | 0 | 1 | - | Unknown |
| Vesta Investment Advisors, LLC CRD: 288315 | - | 0 | 1 | - | Unknown |
| Vesta Ventures GP, LLC CRD: 313975 | - | 0 | 1 | - | Unknown |
| Vesta Wealth Management, LLC CRD: 167498 | - | 0 | 1 | - | Unknown |
| Vestal Capital Management, Inc. CRD: 143213 | - | 0 | 0 | - | Unknown |
| Vestal Point Capital, LP CRD: 325894 | - | 0 | 1 | - | Unknown |
| Vestapoint Capital LLC CRD: 173742 | - | 0 | 0 | - | Unknown |
| Vestapoint LLC CRD: 329715 | - | 0 | 1 | - | Unknown |
| Vestar Capital Partners, LLC CRD: 155953 | - | 0 | 1 | - | Unknown |
| Vestar Securities Corp. CRD: 19350 | - | 0 | 0 | A | INACTIVE |