Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vestax Securities Corporation CRD: 10332 | - | 5 | 0 | C | INACTIVE |
| Vestbot Advisors LLC CRD: 277087 | - | 0 | 0 | - | Unknown |
| Vestbridge Advisors, Inc CRD: 318978 | - | 0 | 1 | - | Unknown |
| Vestcap Securities Corporation CRD: 10008 | - | 0 | 0 | A | INACTIVE |
| Vestcor Investment Company, Inc. CRD: 20218 | - | 0 | 0 | A | INACTIVE |
| Vestcorp Securities, Inc. CRD: 14746 | - | 0 | 0 | A | INACTIVE |
| Vestec Capital Management CRD: 115215 | - | 0 | 0 | - | Unknown |
| Vestech Asset Management Inc. CRD: 285685 | - | 0 | 9 | - | Unknown |
| Vestech Securities, Inc. CRD: 41409 | MO | 4 | 3 | B | Active |
| Vested CRD: 305863 | - | 0 | 0 | - | Unknown |
| Vested Finance CRD: 299272 | - | 0 | 2 | - | Unknown |
| Vested Financial Planning, LLC CRD: 296970 | - | 0 | 1 | - | Unknown |
| Vested Legacy Wealth Management, L.P. CRD: 174462 | - | 0 | 1 | - | Unknown |
| Vested Logic Advisors, LLC CRD: 333450 | - | 0 | 0 | - | Unknown |
| Vested Partners: a Multi-Family Office CRD: 281862 | - | 0 | 1 | - | Unknown |
| Vested Securities CRD: 311789 | AL | 0 | 2 | A | Active |
| Vested Wealth Advisors CRD: 155491 | - | 0 | 0 | - | Unknown |
| Vestedin CRD: 286491 | - | 0 | 0 | - | Unknown |
| Vestedworld CRD: 174489 | - | 0 | 1 | - | Unknown |
| Vesteer Wealth Management, LLC CRD: 306992 | - | 0 | 3 | - | Unknown |
| Vesteq Securities Corporation CRD: 14800 | - | 0 | 0 | A | INACTIVE |
| Vestera Wealth LLC CRD: 338108 | - | 0 | 1 | - | Unknown |
| Vestfi Inc. CRD: 312624 | - | 0 | 0 | A | INACTIVE |
| Vestgen Advisors, LLC CRD: 318657 | - | 0 | 54 | - | Unknown |
| Vestgen Investment Management CRD: 118851 | - | 0 | 3 | - | Unknown |
| Vestgen Securities CRD: 333860 | IL | 0 | 1 | A | Active |
| Vesthq CRD: 291091 | - | 0 | 0 | - | Unknown |
| Vestia Personal Wealth Advisors CRD: 290565 | - | 0 | 14 | - | Unknown |
| Vestie CRD: 338938 | - | 0 | 1 | - | Unknown |
| Vestige Capital LLLP CRD: 324499 | - | 0 | 0 | - | Unknown |
| Vestigo Ventures CRD: 283621 | - | 0 | 1 | - | Unknown |
| Vestin Capital, Inc. CRD: 46486 | - | 1 | 0 | B | INACTIVE |
| Vestin Money Management CRD: 290352 | - | 0 | 0 | - | Unknown |
| Vestis Advisors, LLC CRD: 152579 | - | 0 | 1 | - | Unknown |
| Vestisure Insurance & Investments CRD: 331488 | - | 0 | 0 | - | Unknown |
| Vestive CRD: 297874 | - | 0 | 0 | - | Unknown |
| Vestmark Advisory Solutions, Inc. CRD: 221518 | - | 0 | 7 | - | Unknown |
| Vestnomics Wealth Management, LLC CRD: 156590 | - | 0 | 0 | - | Unknown |
| Vesto Advisors, LLC CRD: 324487 | - | 0 | 0 | - | Unknown |
| Vesto Financial, Inc. CRD: 322205 | - | 0 | 0 | - | Unknown |
| Vestor Capital Securities, LLC CRD: 15809 | - | 0 | 0 | A | INACTIVE |
| Vestor Capital, LLC CRD: 165855 | - | 0 | 1 | - | Unknown |
| Vestory, LLC CRD: 151858 | - | 0 | 0 | - | Unknown |
| Vestpoint Securities, Inc. CRD: 27260 | - | 6 | 0 | C | INACTIVE |
| Vestpointe Wealth Management, LLC CRD: 132591 | - | 0 | 2 | - | Unknown |
| Vestra Advisors, LLC CRD: 327907 | FL | 0 | 3 | A | Active |
| Vestted Wealth Advisors CRD: 339140 | - | 0 | 1 | - | Unknown |
| Vesttoo Securities (USA) LLC CRD: 315947 | - | 0 | 0 | A | INACTIVE |
| Vestura, LLC CRD: 142926 | - | 0 | 1 | - | Unknown |
| Vestwell Advisors LLC CRD: 284173 | - | 0 | 5 | - | Unknown |