Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Vestwell Securities, LLC CRD: 331531 | NY | 0 | 2 | A | Active |
| Vestwyze, LLC CRD: 289127 | - | 0 | 3 | - | Unknown |
| Veta Investment Partners, LLC CRD: 309023 | - | 0 | 1 | - | Unknown |
| Vetamer Capital Management, L.P. CRD: 311983 | - | 0 | 0 | - | Unknown |
| Veteran Capital Management CRD: 142482 | - | 0 | 0 | - | Unknown |
| Veteran Ventures Capital (VVC) CRD: 329264 | - | 0 | 0 | - | Unknown |
| Veteran Ventures Management, LLC CRD: 331968 | - | 0 | 1 | - | Unknown |
| Veteran Wealth Planning CRD: 329756 | - | 0 | 1 | - | Unknown |
| Veteri Place Corporation CRD: 160664 | - | 0 | 1 | - | Unknown |
| Veterinary Financial Group LLC CRD: 311543 | - | 0 | 1 | - | Unknown |
| Vetia, Inc. CRD: 39501 | - | 0 | 0 | A | INACTIVE |
| Vetris Management Company, LLC CRD: 169721 | - | 0 | 0 | - | Unknown |
| Vetta Investments CRD: 141643 | - | 0 | 1 | - | Unknown |
| Vetter & Associates CRD: 123799 | - | 0 | 0 | - | Unknown |
| Vetter Investments CRD: 324249 | - | 0 | 0 | - | Unknown |
| Vetter Planning CRD: 281856 | - | 0 | 1 | - | Unknown |
| Vetus Securities LLC CRD: 141962 | - | 0 | 0 | A | INACTIVE |
| Vetworth CRD: 307007 | - | 0 | 1 | - | Unknown |
| VEX Capital CRD: 337207 | - | 0 | 1 | - | Unknown |
| VEX Capital Management, LLC CRD: 318063 | - | 0 | 0 | - | Unknown |
| VEX Securities CRD: 317371 | CA | 0 | 1 | A | Active |
| Vexorylax Ltd CRD: 342588 | - | 0 | 1 | - | Unknown |
| Veyla Financial CRD: 315501 | - | 0 | 2 | - | Unknown |
| Vezo, Williams Evans CRD: 38807 | - | 0 | 0 | A | INACTIVE |
| Vezzetti Capital Management, L.L.C. CRD: 146758 | - | 0 | 0 | - | Unknown |
| VF Advisors, LLC CRD: 334305 | - | 0 | 1 | - | Unknown |
| VF Innovation Management LLC CRD: 325233 | - | 0 | 1 | - | Unknown |
| VF Securities CRD: 315194 | CA | 0 | 2 | A | Active |
| VFC Asset Management, Inc. CRD: 15895 | - | 0 | 0 | A | INACTIVE |
| VFG Advisors, Inc. CRD: 150370 | - | 0 | 0 | - | Unknown |
| VFG Securities, Inc. CRD: 15121 | - | 3 | 0 | C | INACTIVE |
| Vfic Securities, Inc. CRD: 103160 | - | 0 | 0 | A | INACTIVE |
| Vfinance Capital LC CRD: 46528 | - | 1 | 0 | B | INACTIVE |
| Vfinance Investments, Inc CRD: 44962 | - | 33 | 0 | F | INACTIVE |
| Vfpe Advisors LLC CRD: 299829 | - | 0 | 1 | - | Unknown |
| VFS Securities Corp. CRD: 17476 | - | 0 | 0 | A | INACTIVE |
| VG Financial Consulting, LLC CRD: 287580 | - | 0 | 2 | - | Unknown |
| VG Mobility (UK) Advisers Limited CRD: 316899 | - | 0 | 0 | - | Unknown |
| Vgames 2 Fund Management Ltd CRD: 334998 | - | 0 | 0 | - | Unknown |
| Vgames Funds Management Ltd CRD: 335146 | - | 0 | 0 | - | Unknown |
| VGF Advisers (UK) LLP CRD: 160170 | - | 0 | 0 | - | Unknown |
| VGF Management Company, LLC CRD: 287675 | - | 0 | 0 | - | Unknown |
| VGI Partners, Inc. CRD: 323537 | - | 0 | 0 | - | Unknown |
| VGO Capital Partners LLP CRD: 173485 | - | 0 | 0 | - | Unknown |
| Vgsa Investment Partners LLC CRD: 145257 | - | 0 | 0 | - | Unknown |
| VHA Capital Securities Corporation CRD: 17570 | - | 0 | 0 | A | INACTIVE |
| VHA Securities, Inc. CRD: 16472 | - | 0 | 0 | A | INACTIVE |
| VHGF Management, LLC CRD: 289726 | - | 0 | 0 | - | Unknown |
| VI Capital Management, LLC CRD: 145310 | - | 0 | 0 | - | Unknown |
| VI Institutional CRD: 306427 | - | 0 | 0 | - | Unknown |