Branch offices
1 office
FINRA: Small firm
CRD #317371 · FINRA BrokerCheck + SEC IAPD
VEX Securities
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VEX Securities ranks #19,247 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #268 of 279 on the same disclosure sort used on the state browse page. VEX Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 1 branch office, earning a Grade A.
- Grade A
- Safety grade
- 1
- branch office
- 0
- disclosures
- #19,247 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 317371 VEX Securities
VEX Securities · Grade A · 0 disc · 0.00/office · Single-office firm
- CRD 317371
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 0.00
- RANK #19,247 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1-800 NO Loads, Inc. (0.00 disc/office)
VEX Securities ranks #19,247 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 1 offices
Clean disclosure surface
VEX Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 1 branch office (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- San Jose, CA, 95110
- Formed
- 09/01/2021
- State of Formation
- Delaware
- CRD Number
- 317371
- SEC Number
- 70833
Clean BrokerCheck surface
VEX Securities's clean BrokerCheck surface
VEX Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 1 branch office (Grade A).
VEX Securities shows zero reportable disclosures across 1 branch office in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of VEX Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
VEX Securities sits below the California disclosure average
VEX Securities reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does VEX Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, VEX Securities ranks #19,247 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #268 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for VEX Securities?
A grade of A means VEX Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does VEX Securities have?
VEX Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is VEX Securities?
VEX Securities operates 1 branch office and is classified by FINRA as a small firm, registered in CA (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify VEX Securities's disciplinary record?
You can verify VEX Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 317371. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. VEX Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1-800 NO Loads, Inc. - 0.00 disclosures/office, nearest single-office firm peer to VEX Securities's 0.00
- 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to VEX Securities's 0.00
- 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to VEX Securities's 0.00
- Firms in CA - state roster that includes VEX Securities's registration home.
- How to Vet a Financial Advisor - Use VEX Securities's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like VEX Securities's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside VEX Securities.
- Compare firms - put VEX Securities next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.