Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| VIA Copia LLC CRD: 168928 | - | 0 | 0 | - | Unknown |
| VIA Equity a/S CRD: 312866 | - | 0 | 0 | - | Unknown |
| VIA Global Advisors LLC CRD: 171399 | - | 0 | 0 | - | Unknown |
| VIA IV Investments, LLC CRD: 121992 | - | 0 | 5 | - | Unknown |
| VIA LLC CRD: 297337 | - | 0 | 0 | - | Unknown |
| VIA Nova CRD: 291908 | - | 0 | 1 | - | Unknown |
| VIA Roble Capital, Inc. CRD: 36703 | - | 0 | 0 | A | INACTIVE |
| Viable CRD: 322140 | - | 0 | 2 | - | Unknown |
| Viagem, LLC CRD: 140927 | - | 0 | 1 | - | Unknown |
| Viam Capital, LLC CRD: 288678 | - | 0 | 0 | - | Unknown |
| Vianet Direct, Inc. CRD: 124887 | - | 0 | 0 | A | INACTIVE |
| Viant Capital LLC CRD: 46948 | - | 2 | 0 | B | INACTIVE |
| Viant Ventures ONE LLC CRD: 291560 | - | 0 | 0 | - | Unknown |
| Vianti Capital Management, LP CRD: 341617 | - | 0 | 1 | - | Unknown |
| Viaquest Advisors LLC CRD: 333842 | - | 0 | 1 | - | Unknown |
| Viasource Funding Group, LLC CRD: 167133 | - | 0 | 0 | - | Unknown |
| Viatex Asset Management CRD: 14787 | - | 0 | 0 | A | INACTIVE |
| Viawealth, LLC CRD: 309043 | - | 0 | 2 | - | Unknown |
| Vibe Capital Management LLC CRD: 329393 | - | 0 | 0 | - | Unknown |
| Vibrant Capital Partners, Inc. CRD: 148352 | - | 0 | 1 | - | Unknown |
| Vibrant Life Financial Planning, LLC CRD: 269933 | - | 0 | 0 | - | Unknown |
| Vibrant Ventures, LLC CRD: 316727 | - | 0 | 0 | - | Unknown |
| Vibrant Wealth CRD: 293068 | - | 0 | 1 | - | Unknown |
| Viburnum Funds PTY Ltd CRD: 174628 | - | 0 | 0 | - | Unknown |
| Viburnum Management PTE. Ltd. CRD: 306277 | - | 0 | 0 | - | Unknown |
| Vicar Capital Advisors CRD: 169113 | - | 0 | 0 | - | Unknown |
| Viccar LLC CRD: 309437 | - | 0 | 0 | A | INACTIVE |
| Vicenda CRD: 167616 | - | 0 | 0 | - | Unknown |
| Vicente & Partners LLC CRD: 305200 | - | 0 | 0 | A | Active |
| Vicente Capital Partners, LLC CRD: 160652 | - | 0 | 0 | - | Unknown |
| Viceroy International Securities Corp. CRD: 13780 | - | 0 | 0 | A | INACTIVE |
| Viceroy Investment Advisors LLC CRD: 152140 | - | 0 | 1 | - | Unknown |
| Viceroy Private Wealth LLC CRD: 151909 | - | 0 | 0 | A | INACTIVE |
| Viceroy Wealth Management CRD: 151903 | - | 0 | 0 | - | Unknown |
| Vici Capital, LLC CRD: 283956 | - | 0 | 0 | - | Unknown |
| Vickerman & Driscoll Financial Advisors,Inc. CRD: 108914 | - | 0 | 0 | - | Unknown |
| Vickerman Investment Advisors, Inc. CRD: 313240 | - | 0 | 1 | - | Unknown |
| Vickers Venture Partners CRD: 305848 | - | 0 | 0 | - | Unknown |
| Vickery Creek Capital Management CRD: 149844 | - | 0 | 2 | - | Unknown |
| Vicorp Securities, Inc. CRD: 11068 | - | 0 | 0 | A | INACTIVE |
| Victoire Investimentos CRD: 167876 | - | 0 | 0 | - | Unknown |
| Victor Capital Partners CRD: 313929 | - | 0 | 1 | - | Unknown |
| Victor Jones CPA, PC CRD: 324604 | - | 0 | 1 | - | Unknown |
| Victor Levinson, Inc. CRD: 7820 | - | 0 | 0 | A | INACTIVE |
| Victor ONE Investment Advisors, Inc. CRD: 164335 | - | 0 | 0 | - | Unknown |
| Victor Securities, LLC CRD: 146664 | - | 0 | 0 | A | INACTIVE |
| Victor Troendle & Co. CRD: 935 | - | 0 | 0 | A | INACTIVE |
| Victoria Asset Management, LLC CRD: 312271 | - | 0 | 0 | - | Unknown |
| Victoria Capital Management, Inc. CRD: 107665 | - | 0 | 1 | - | Unknown |
| Victoria Capital Partners CRD: 163680 | - | 0 | 0 | - | Unknown |