Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Victoria Capital Partners CRD: 162191 | - | 0 | 0 | - | Unknown |
| Victoria Capital Partners CRD: 297307 | - | 0 | 0 | - | Unknown |
| Victoria Capital Partners CRD: 162188 | - | 0 | 0 | - | Unknown |
| Victoria Capital Partners CRD: 162185 | - | 0 | 0 | - | Unknown |
| Victoria Options CRD: 31366 | - | 0 | 0 | A | INACTIVE |
| Victoria Securities Corporation CRD: 22289 | - | 0 | 0 | A | INACTIVE |
| Victoria Securities, Inc. CRD: 13242 | - | 0 | 0 | A | INACTIVE |
| Victorum Capital Management, LLC CRD: 322199 | - | 0 | 1 | - | Unknown |
| Victorwealth, LLC CRD: 164690 | - | 0 | 1 | - | Unknown |
| Victory Advisors Limited CRD: 321718 | - | 0 | 0 | - | Unknown |
| Victory Capital Advisers Inc CRD: 43693 | - | 0 | 0 | A | INACTIVE |
| Victory Capital Management Inc. CRD: 106189 | - | 0 | 56 | - | Unknown |
| Victory Capital Services, Inc. CRD: 37059 | OH | 1 | 6 | B | Active |
| Victory Financial CRD: 324943 | - | 0 | 27 | - | Unknown |
| Victory Financial Services LLC CRD: 291184 | - | 0 | 1 | - | Unknown |
| Victory Financial, LLC CRD: 284035 | - | 0 | 0 | - | Unknown |
| Victory Investment Advisers Inc. CRD: 281304 | - | 0 | 0 | - | Unknown |
| Victory Line Capital, LLC CRD: 298086 | - | 0 | 0 | - | Unknown |
| Victory Park Capital CRD: 161079 | - | 0 | 1 | - | Unknown |
| Victory Road Capital Management, LLC CRD: 336734 | - | 0 | 1 | - | Unknown |
| Victory Square Management, LLC CRD: 312931 | - | 0 | 1 | - | Unknown |
| Victory Strategic Holdings LLC CRD: 342142 | - | 0 | 1 | - | Unknown |
| Victory Wealth Management, LLC CRD: 322540 | - | 0 | 1 | - | Unknown |
| Victory Wealth Management, LLC CRD: 152221 | - | 0 | 1 | - | Unknown |
| Victory Wealth Partners CRD: 107203 | - | 0 | 4 | - | Unknown |
| Victory Wealth Services, LLC CRD: 290270 | - | 0 | 2 | - | Unknown |
| Victoryarc Holdings LP CRD: 342808 | - | 0 | 0 | - | Unknown |
| Victrix Investment Advisors CRD: 167517 | - | 0 | 4 | - | Unknown |
| Victus Capital Wealth CRD: 154899 | - | 0 | 3 | - | Unknown |
| Vicuna Advisors CRD: 165705 | - | 0 | 1 | - | Unknown |
| Vicus Capital, Inc. CRD: 116021 | - | 0 | 107 | - | Unknown |
| Vida Private Wealth LLC CRD: 308575 | - | 0 | 1 | - | Unknown |
| Vida Ventures Advisors CRD: 304396 | - | 0 | 1 | - | Unknown |
| Vida Ventures Management CRD: 315183 | - | 0 | 1 | - | Unknown |
| Vida Wealth Partners, Inc. CRD: 140824 | - | 0 | 1 | - | Unknown |
| Vidal Wealth Management CRD: 332886 | - | 0 | 2 | - | Unknown |
| Vidarrow Investment Advisors CRD: 331441 | - | 0 | 1 | - | Unknown |
| Viden Arbor Capital CRD: 169533 | - | 0 | 2 | - | Unknown |
| Vident Asset Management CRD: 286622 | - | 0 | 2 | - | Unknown |
| Vident Investment Advisory, LLC CRD: 171004 | - | 0 | 0 | - | Unknown |
| Videre Associates, LLC CRD: 122004 | - | 0 | 0 | - | Unknown |
| Vidi LLC CRD: 330788 | - | 0 | 1 | - | Unknown |
| Vidia GMBH CRD: 328646 | - | 0 | 0 | - | Unknown |
| Vidwans Financial, LLC CRD: 169838 | - | 0 | 0 | - | Unknown |
| VIE Institutional Services, Inc. CRD: 47437 | - | 0 | 0 | A | INACTIVE |
| VIE Invest, LLC CRD: 282226 | - | 0 | 2 | - | Unknown |
| VIE Securities, LLC CRD: 47786 | - | 0 | 0 | A | INACTIVE |
| Viechnicki Wealth MGMT, LLC CRD: 310385 | - | 0 | 2 | - | Unknown |
| Vienna Asset Management LLC CRD: 299725 | - | 0 | 1 | - | Unknown |
| Vienna Capital Partners LLC CRD: 311852 | NY | 0 | 2 | A | Active |