Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Viento Financial Group, LLC CRD: 330291 | - | 0 | 2 | - | Unknown |
| Vierling, Devaney & Maguire, Inc. CRD: 7156 | - | 0 | 0 | A | INACTIVE |
| Vietnomics CRD: 286624 | - | 0 | 0 | - | Unknown |
| View Capital RIA, LP CRD: 130678 | - | 0 | 1 | - | Unknown |
| View Partners Capital LLC CRD: 146522 | NY | 0 | 2 | A | Active |
| View Ridge Capital Management, LP CRD: 282877 | - | 0 | 0 | - | Unknown |
| View Ventures CRD: 315833 | - | 0 | 1 | - | Unknown |
| Viewforth Investment Partners LLP CRD: 305955 | - | 0 | 0 | - | Unknown |
| Viewpoint Advisory, LLC CRD: 305164 | - | 0 | 1 | - | Unknown |
| Viewpoint Capital Management CRD: 158899 | - | 0 | 1 | - | Unknown |
| Viewpoint Securities, LLC CRD: 104226 | - | 3 | 0 | C | INACTIVE |
| Viewpoint Ventures CRD: 319399 | - | 0 | 1 | - | Unknown |
| Viewside Capital Partners LP CRD: 315949 | - | 0 | 1 | - | Unknown |
| Viewtrade Financial CRD: 47116 | - | 2 | 0 | B | INACTIVE |
| Viewtrade Securities, Inc. CRD: 46987 | FL | 19 | 5 | C | Active |
| Viex Capital Advisors, LLC CRD: 179513 | - | 0 | 0 | - | Unknown |
| Vifinance L.L.C. CRD: 328605 | - | 0 | 1 | - | Unknown |
| Vigil Labs, Inc. CRD: 337551 | - | 0 | 1 | - | Unknown |
| Vigil Management, LLC CRD: 337800 | - | 0 | 1 | - | Unknown |
| Vigil Wealth Management, LLC CRD: 299619 | - | 0 | 2 | - | Unknown |
| Vigilant Distributors, Inc. CRD: 20840 | - | 0 | 0 | A | INACTIVE |
| Vigilant Distributors, LLC CRD: 285573 | PA | 0 | 12 | A | Active |
| Vigilant Wealth Management CRD: 119642 | - | 0 | 0 | - | Unknown |
| Vigilare Wealth Management LLC CRD: 157663 | - | 0 | 4 | - | Unknown |
| Vignec Financial LLC CRD: 339711 | - | 0 | 1 | - | Unknown |
| Vigness Advisory LLC CRD: 333849 | - | 0 | 2 | - | Unknown |
| Vigo Capital LLC CRD: 335183 | - | 0 | 1 | - | Unknown |
| Vihar Capital Management CRD: 329706 | - | 0 | 2 | - | Unknown |
| VII Capital Advisors, LLC CRD: 164094 | - | 0 | 0 | - | Unknown |
| VII Capital Management LLC CRD: 286371 | - | 0 | 1 | - | Unknown |
| VII Peaks Capital LLC CRD: 153825 | - | 0 | 0 | - | Unknown |
| Viii Capital Corp. CRD: 39759 | - | 1 | 0 | B | INACTIVE |
| Viitae Capital Advisors, LLC CRD: 170953 | - | 0 | 0 | - | Unknown |
| Vikasa Capital Advisors, LLC CRD: 168585 | - | 0 | 0 | - | Unknown |
| Vikea, Inc. CRD: 16914 | - | 0 | 0 | A | INACTIVE |
| Viking Asset Management, LLC CRD: 118523 | - | 0 | 0 | - | Unknown |
| Viking Financial, Inc. CRD: 22349 | - | 0 | 0 | A | INACTIVE |
| Viking Fund Distributors, LLC CRD: 47003 | - | 0 | 0 | A | INACTIVE |
| Viking Fund Management LLC CRD: 107927 | - | 0 | 1 | - | Unknown |
| Viking Global Investors LP CRD: 132272 | - | 0 | 1 | - | Unknown |
| Viking Harbour Investment Solutions Limited CRD: 328869 | - | 0 | 0 | - | Unknown |
| Viking Partners Advisors CRD: 321989 | - | 0 | 1 | - | Unknown |
| Viking Trading LLC CRD: 46578 | - | 0 | 0 | A | INACTIVE |
| Viking Wealth Management LLC CRD: 306088 | - | 0 | 1 | - | Unknown |
| Vila, LLC CRD: 307186 | - | 0 | 1 | - | Unknown |
| Vilallonga & Associates CRD: 317879 | - | 0 | 0 | - | Unknown |
| Vilas Capital Management, LLC CRD: 154721 | - | 0 | 0 | - | Unknown |
| Vilcap Advisory, LLC CRD: 173774 | - | 0 | 1 | - | Unknown |
| Vilga Financial Planning LLC CRD: 311166 | - | 0 | 3 | - | Unknown |
| Vilicus Ventures, LLC CRD: 162423 | - | 0 | 0 | - | Unknown |