Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Villafranco Wealth Management CRD: 110371 | - | 0 | 1 | - | Unknown |
| Village Capital CRD: 312672 | - | 0 | 1 | - | Unknown |
| Village Global Management, L.L.C. CRD: 289258 | - | 0 | 1 | - | Unknown |
| Village Green Financial Planning, LLC CRD: 172494 | - | 0 | 0 | - | Unknown |
| Village Search Partners, LLC CRD: 340033 | - | 0 | 1 | - | Unknown |
| Village Securities Corp. CRD: 15342 | - | 0 | 0 | A | INACTIVE |
| Village Securities Corporation CRD: 41122 | - | 0 | 0 | A | INACTIVE |
| Village TAX & Accounting CRD: 135356 | - | 0 | 0 | - | Unknown |
| Village Ventures, Inc. CRD: 160956 | - | 0 | 0 | - | Unknown |
| Village Wealth Advisors CRD: 296866 | - | 0 | 2 | - | Unknown |
| Villaire Financial, LLC CRD: 318796 | - | 0 | 1 | - | Unknown |
| Villanova Financial Services, Inc. CRD: 144171 | - | 0 | 0 | - | Unknown |
| Villanova Investment Management Company, LLC CRD: 287809 | - | 0 | 5 | - | Unknown |
| Villanova Securities LLC CRD: 107333 | - | 0 | 0 | A | INACTIVE |
| Ville Wealth Management CRD: 334882 | - | 0 | 1 | - | Unknown |
| VIM Wealth Management, LLC CRD: 311641 | - | 0 | 2 | - | Unknown |
| Vima, LLC CRD: 148833 | - | 0 | 3 | - | Unknown |
| Vimcor CRD: 119009 | - | 0 | 2 | - | Unknown |
| Vinance Realm Ltd CRD: 337620 | - | 0 | 1 | - | Unknown |
| Vincent C. Lucas, C.P.A., P.C. CRD: 116080 | - | 0 | 2 | - | Unknown |
| Vincent Financial Group CRD: 151003 | - | 0 | 0 | - | Unknown |
| Vincent Investment Company, Inc. CRD: 37050 | - | 1 | 0 | B | INACTIVE |
| Vincent Mares Investment Advisor CRD: 127334 | - | 0 | 0 | - | Unknown |
| Vincent Wealth Advisors LLC CRD: 332759 | - | 0 | 1 | - | Unknown |
| Vincent, Thomas & Associates, Inc. CRD: 14786 | - | 0 | 0 | A | INACTIVE |
| Vincere Wealth Management, LLC CRD: 293852 | - | 0 | 0 | - | Unknown |
| Vinci Capital Gestora DE Recursos Ltda. CRD: 163006 | - | 0 | 0 | - | Unknown |
| Vinci Partners USA CRD: 162399 | - | 0 | 1 | - | Unknown |
| Vincimus Capital, LLC CRD: 321865 | - | 0 | 2 | - | Unknown |
| Vincose Capital Management, LLC CRD: 142938 | - | 0 | 2 | - | Unknown |
| Vindicta Investment Advisors LLC CRD: 334366 | - | 0 | 2 | - | Unknown |
| Vine Avenue Advisors LLC CRD: 219516 | - | 0 | 0 | - | Unknown |
| Vine Capital Management, LLC CRD: 269894 | - | 0 | 1 | - | Unknown |
| Vine Investment Advisors, LP CRD: 157341 | - | 0 | 1 | - | Unknown |
| Vine ONE Ventures LP CRD: 310665 | - | 0 | 1 | - | Unknown |
| Vine Street Wealth Management, LLC CRD: 170748 | - | 0 | 0 | - | Unknown |
| Vineleaf Investments LLC CRD: 298212 | - | 0 | 0 | - | Unknown |
| Vines Capital Management, LLC CRD: 298727 | - | 0 | 2 | - | Unknown |
| Vineyard Capital Management LLC CRD: 125480 | - | 0 | 2 | - | Unknown |
| Vineyard Family Wealth Advisors CRD: 312336 | - | 0 | 1 | - | Unknown |
| Vineyard Financial Partners CRD: 315671 | - | 0 | 0 | - | Unknown |
| Vineyard Quant Management LLC CRD: 339662 | - | 0 | 1 | - | Unknown |
| Vineyard Securities Company CRD: 11059 | - | 0 | 0 | A | INACTIVE |
| Vineyard Wealth Advisory LLC CRD: 179529 | - | 0 | 1 | - | Unknown |
| Vineyard Wealth Group, LLC CRD: 330619 | - | 0 | 1 | - | Unknown |
| Vinik Asset Management LP CRD: 300471 | - | 0 | 0 | - | Unknown |
| Vining-Sparks Asset Management, LLC CRD: 155397 | - | 0 | 0 | - | Unknown |
| Vining-Sparks IBG, LLC CRD: 27502 | - | 8 | 0 | D | INACTIVE |
| Vining-Sparks Securities, Inc. CRD: 10073 | - | 0 | 0 | A | INACTIVE |
| Vinity CRD: 304332 | - | 0 | 0 | - | Unknown |