Branch offices
2 offices
FINRA: Small firm
CRD #311789 · FINRA BrokerCheck + SEC IAPD
Vested Securities
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vested Securities ranks #19,237 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #17 of 17 on the same disclosure sort used on the state browse page. Vested Securities has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #19,237 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 311789 Vested Securities
Vested Securities · Grade A · 0 disc · 0.00/office · Small firm
- CRD 311789
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #19,237 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Vested Securities ranks #19,237 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Vested Securities has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Tuscaloosa, AL, 35406
- Formed
- 10/07/2020
- State of Formation
- Delaware
- CRD Number
- 311789
- SEC Number
- 70630
Clean BrokerCheck surface
Vested Securities's clean BrokerCheck surface
Vested Securities shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Vested Securities shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Vested Securities's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Alabama cohort · 0.00× state average
Vested Securities sits below the Alabama disclosure average
Vested Securities reports 0 BrokerCheck disclosures, 0.00× the Alabama average of 2.4, lighter than most of the 17 graded firms filed there.
In Alabama, 8 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Alabama state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Vested Securities sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Vested Securities ranks #19,237 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #17 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Vested Securities?
A grade of A means Vested Securities has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Vested Securities have?
Vested Securities has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Vested Securities?
Vested Securities operates 2 branch offices and is classified by FINRA as a small firm, registered in AL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Vested Securities's disciplinary record?
You can verify Vested Securities's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 311789. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Vested Securities currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Vested Securities's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Vested Securities's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Vested Securities's 0.00
- Firms in AL - state roster that includes Vested Securities's registration home.
- How to Vet a Financial Advisor - Use Vested Securities's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Vested Securities's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Vested Securities.
- Compare firms - put Vested Securities next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.